The Habitat Agenda Goals and Principles, Commitments and the Global Plan of Action. Our Cities Our Home: A to Z Guide on Human SettlementsIssues
The Habitat Agenda Goals and Principles, Commitments
and the Global Plan of Action
Chapter I - Preamble
1. We recognize the imperative need to improve the quality of human
settlements, which profoundly affects the daily lives and well-being of our
peoples. There is a sense of great opportunity and hope that a new world
can be built, in which economic development, social development and environmental
protection as interdependent and mutually reinforcing components of sustainable
development can be realized through solidarity and cooperation within and
between countries and through effective partnerships at all levels. International
cooperation and universal solidarity, guided by the purposes and principles
of the Charter of the United Nations, and in a spirit of partnership,
are crucial to improving the quality of life of the peoples of the world.
2. The purpose of the second United Nations Conference on Human
Settlements (Habitat II) is to address two themes of equal global
importance: "Adequate shelter for all" and "Sustainable human settlements
development in an urbanizing world". Human beings are at the centre of concerns
for sustainable development, including adequate shelter for all and sustainable
human settlements, and they are entitled to a healthy and productive life
in harmony with nature.
3. As to the first theme, a large segment of the world's population
lacks shelter and sanitation, particularly in developing countries. We recognize
that access to safe and healthy shelter and basic services is essential to
a person's physical, psychological, social and economic well-being and should
be a fundamental part of our urgent actions for the more than one billion
people without decent living conditions. Our objective is to achieve adequate
shelter for all, especially the deprived urban and rural poor, through an
enabling approach to the development and improvement of shelter that is
environmentally sound.
4. As to the second theme, sustainable development of human settlements
combines economic development, social development and environmental protection,
with full respect for all human rights and fundamental freedoms, including
the right to development, and offers a means of achieving a world of greater
stability and peace, built on ethical and spiritual vision. Democracy, respect
for human rights, transparent, representative and accountable government
and administration in all sectors of society, as well as effective participation
by civil society, are indispensable foundations for the realization of
sustainable development. The lack of development and the existence of widespread
absolute poverty can inhibit the full and effective enjoyment of human rights
and undermine fragile democracy and popular participation. Neither of them,
however, can be invoked to justify violations of human rights and fundamental
freedoms.
5. Recognizing the global nature of these issues, the international
community, in convening Habitat II, has decided that a concerted global approach
could greatly enhance progress towards achieving these goals. Unsustainable
patterns of production and consumption, particularly in industrialized countries,
environmental degradation, demographic changes, widespread and persistent
poverty, and social and economic inequality can have local, cross-national
and global impacts. The sooner communities, local governments and partnerships
among the public, private and community sectors join efforts to create
comprehensive, bold and innovative strategies for shelter and human settlements,
the better the prospects will be for the safety, health and well-being of
people and the brighter the outlook for solutions to global environment and
social problems.
6. Having considered the experience since the first United Nations
Conference on Human Settlements, held at Vancouver, Canada, in 1976,
Habitat II reaffirms the results from relevant recent world conferences
and has developed them into an agenda for human settlements: the Habitat
Agenda. The United Nations Conference on Environment and Development
- the Earth Summit - held at Rio de Janeiro, Brazil, in 1992, produced
Agenda 21. At that Conference, the international community agreed on a framework
for the sustainable development of human settlements. Each of the other
conferences, including the Fourth World Conference on Women (Beijing, 1995),
World Summit for Social Development (Copenhagen, 1995), the International
Conference on Population and Development (Cairo, 1994), the Global Conference
on the Sustainable Development of Small Island Developing States
(Barbados, 1994), the World Conference on Natural Disaster Reduction
(Yokohama, 1994) and the World Conference on Human Rights (Vienna, 1993),
as well as the World Summit for Children (New York, 1990) and the World
Conference on Education for All (Jomtien, Thailand, 1990), also addressed
important social, economic and environmental issues, including components
of the sustainable development agenda, for which successful implementation
requires action at the local, national and international levels. The Global
Strategy for Shelter to the Year 2000, adopted in 1988, which emphasizes
the need for improved production and delivery of shelter, revised national
housing policies and an enabling strategy, offers useful guidelines for the
realization of adequate shelter for all in the next century.
7. During the course of history, urbanization has been associated
with economic and social progress, the promotion of literacy and education,
the improvement of the general
state of health, greater access to social services, and cultural, political
and religious participation. Democratization has enhanced such access and
meaningful participation and involvement for civil society actors, for
publicprivate partnerships, and for decentralized, participatory planning
and management, which are important features of a successful urban future.
Cities and towns have been engines of growth and incubators of civilization
and have facilitated the evolution of knowledge, culture and tradition, as
well as of industry and commerce. Urban settlements, properly planned and
managed, hold the promise for human development and the protection of the
world's natural resources through their ability to support large numbers
of people while limiting their impact on the natural environment. The growth
of cities and towns causes social, economic and environmental changes that
go beyond city boundaries. Habitat II deals with all settlements -
large, medium and small - and reaffirms the need for universal improvements
in living and working conditions.
8. To overcome current problems and to ensure future progress in the
improvement of economic, social and environmental conditions in human
settlements, we must begin with a recognition of the challenges facing cities
and towns. According to current projections, by the turn of the century,
more than three billion people - one half of the world's population -
will live and work in urban areas. The most serious problems confronting
cities and towns and their inhabitants include inadequate financial resources,
lack of employment opportunities, spreading homelessness and expansion of
squatter settlements, increased poverty and a widening gap between rich and
poor, growing insecurity and rising crime rates, inadequate and deteriorating
building stock, services and infrastructure, lack of health and educational
facilities, improper land use, insecure land tenure, rising traffic congestion,
increasing pollution, lack of green spaces, inadequate water supply and
sanitation, uncoordinated urban development and an increasing vulnerability
to disaster. All of these have seriously challenged the capacities of
Governments, particularly those of developing countries, at all levels to
realize economic development, social development and environmental protection,
which are interdependent and mutually reinforcing components of sustainable
development - the framework for our efforts to achieve a higher quality
of life for all people. Rapid rates of international and internal migration,
as well as population growth in cities and towns, and unsustainable patterns
of production and consumption raise these problems in especially acute forms.
In these cities and towns, large sections of the world's urban population
live in inadequate conditions and are confronted with serious problems, including
environmental problems, that are exacerbated by inadequate planning and
managerial capacities, lack of investment and technology, and insufficient
mobilization and inappropriate allocation of financial resources, as well
as by a lack of social and economic opportunities. In the case of international
migration, migrants have needs for housing and basic services, education,
employment and social integration without a loss of cultural identity, and
they are to be given adequate protection and attention within host countries.
9. In the process of globalization and growing interdependence, rural
settlements represent a great challenge and opportunity for renewed developmental
initiatives at all levels and in all fields. Many rural settlements, however,
are facing a lack or an inadequacy of economic opportunities, especially
employment, and of infrastructure and services, particularly those related
to water, sanitation, health, education, communication, transportation and
energy. Appropriate efforts and technologies for rural development can help
to reduce, inter alia, imbalances, unsustainable practices, poverty,
isolation, environmental pollution and insecure land tenure. Such efforts
can contribute to improving the linkage of rural settlements with the mainstream
of economic, social and cultural life, to assuring sustainable communities
and safe environments, and to reducing pressures on urban growth.
10. Cities, towns and rural settlements are linked through the movements
of goods, resources and people. Urbanrural linkages are of crucial importance
for the sustainability of human settlements. As rural population growth
has outpaced the generation of employment and economic opportunities,
ruraltourban migration has steadily increased, particularly in developing
countries, which has put enormous pressure on urban infrastructure and services
already under serious stress. It is urgent to eradicate rural poverty and
to improve the quality of living conditions, as well as to create employment
and educational opportunities in rural settlements, regional centres and
secondary cities. Full advantage must be taken of the complementary contributions
and linkages of rural and urban areas by balancing their different economic,
social and environmental requirements.
11. More people than ever are living in absolute poverty and without
adequate shelter. Inadequate shelter and homelessness are growing plights
in many countries, threatening standards of health, security and even life
itself. Everyone has the right to an adequate standard of living for themselves
and their families, including adequate food, clothing, housing, water and
sanitation, and to the continuous improvement of living conditions.
12. The rapidly increasing number of displaced persons, including
refugees, other displaced persons in need of international protection and
internally displaced persons, as a result of natural and humanmade disasters
in many regions of the world, is aggravating the shelter crisis, highlighting
the need for a speedy solution to the problem on a durable basis.
13. The needs of children and youth, particularly with regard to their
living environment, have to be taken fully into account. Special attention
needs to be paid to the participatory processes dealing with the shaping
of cities, towns and neighbourhoods; this is in order to secure the living
conditions of children and of youth and to make use of their insight, creativity
and thoughts on the environment. Special attention must be paid to the shelter
needs of vulnerable children, such as street children, refugee children and
children who are victims of sexual exploitation. Parents
and other persons legally
responsible for children have responsibilities, rights and duties, consistent
with the Convention on the Rights of the Child, to address these needs.
14. In shelter and urban development and management policies, particular
attention should be given to the needs and participation of indigenous people.
These policies should fully respect their identity and culture and provide
an appropriate environment that enables them to participate in political,
social and economic life.
15. Women have an important role to play in the attainment of sustainable
human settlements. Nevertheless, as a result of a number of factors, including
the persistent and increasing burden of poverty on women and discrimination
against women, women face particular constraints in obtaining adequate shelter
and in fully participating in decision-making related to sustainable human
settlements. The empowerment of women and their full and equal participation
in political, social and economic life, the improvement of health and the
eradication of poverty are essential to achieving sustainable human settlements.
16. Encountering disabilities is a part of normal life. Persons with
disabilities have not always had the opportunity to participate fully and
equally in human settlements development and management, including
decisionmaking, often owing to social, economic, attitudinal and physical
barriers, and discrimination. Such barriers should be removed and the needs
and concerns of persons with disabilities should be fully integrated into
shelter and sustainable human settlement plans and policies to create access
for all.
17. Older persons are entitled to lead fulfilling and productive lives
and should have opportunities for full participation in their communities
and society, and in all decisionmaking regarding their wellbeing, especially
their shelter needs. Their many contributions to the political, social and
economic processes of human settlements should be recognized and valued.
Special attention should be given to meeting the evolving housing and mobility
needs in order to enable them to continue to lead rewarding lives in their
communities.
18. Although many countries, particularly developing countries, lack
the legal, institutional, financial, technological and human resources to
respond adequately to rapid urbanization, many local authorities are taking
on these challenges with open, accountable and effective leadership and are
eager to bring people into the sustainable development process. Enabling
structures that facilitate independent initiative and creativity, and that
encourage a wide range of partnerships, including partnership with the private
sector, and within and between countries, should be promoted. Furthermore,
empowering all people, especially those belonging to vulnerable and disadvantaged
groups, in particular people living in poverty, to participate equally and
effectively in all activities related to human settlements is the basis for
civic engagement and should be facilitated by national authorities. Indeed,
the Habitat Agenda provides a framework to enable people to take responsibility
for the promotion and creation of sustainable human settlements.
19. Human settlements problems are of a multidimensional nature. It
is recognized that adequate shelter for all and sustainable human settlements
development are not isolated from the broader social and economic development
of countries and that they cannot be set apart from the need for favourable
national and international frameworks for economic development, social
development and environmental protection, which are indispensable and mutually
reinforcing components of sustainable development.
20. There are critical differences regarding human settlements in
different regions and countries and within countries. The differences, specific
situations and varying capacities of each community and country need to be
taken into account in the implementation of the Habitat Agenda. In this context,
international, regional, subregional, national and local cooperation and
partnerships, institutions such as the Commission on Human Settlements and
the United Nations Centre for Human Settlements (Habitat), as well as
resources, are central to the implementation of the Habitat Agenda.
21. The Habitat Agenda is a global call to action at all levels. It
offers, within a framework of goals and principles and commitments, a positive
vision of sustainable human settlements - where all have adequate shelter,
a healthy and safe environment, basic services, and productive and freely
chosen employment. The Habitat Agenda will guide all efforts to turn this
vision into reality.
Chapter II - Goals and Principles
22. The objectives of the Habitat Agenda are in full conformity with
the purposes and principles of the Charter of the United Nations and
international law.
23. While the significance of national and regional particularities
and various historical, cultural and religious backgrounds must be borne
in mind, it is the duty of all States to promote and protect all human rights
and fundamental freedoms, including the right to development.
24. Implementation of the Habitat Agenda, including implementation
through national laws and development priorities, programmes and policies,
is the sovereign right and responsibility of each State in conformity with
all human rights and fundamental freedoms, including the right to development,
and taking into account the significance of and with full respect for various
religious and ethical values, cultural backgrounds, and philosophical convictions
of individuals and their communities, contributing to the full enjoyment
by all of their human rights in order to achieve the objectives of adequate
shelter for all and sustainable human settlements development.
25. We, the States participating in the United Nations Conference
on Human Settlements (Habitat II), are committed to a political, economic,
environmental, ethical and spiritual vision of human settlements based on
the principles of equality, solidarity, partnership, human dignity, respect
and cooperation. We adopt the goals and principles of adequate shelter for
all and sustainable human settlements development in an urbanizing world.
We believe that attaining these goals will promote a more stable and equitable
world that is free from injustice and conflict and will contribute to a just,
comprehensive and lasting peace. Civil, ethnic and religious strife, violations
of human rights, alien and colonial domination, foreign occupation, economic
imbalances, poverty, organized crime, terrorism in all its forms, and corruption
are destructive to human settlements and should therefore be denounced and
discouraged by all States, which should cooperate to achieve the elimination
of such practices and all unilateral measures impeding social and economic
development. At the national level we will reinforce peace by promoting
tolerance, nonviolence and respect for diversity and by settling disputes
by peaceful means. At the local level, the prevention of crime and the promotion
of sustainable communities are essential to the attainment of safe and secure
societies. Crime prevention through social development is one crucial key
to these goals. At the international level, we will promote international
peace and security and make and support all efforts to settle international
disputes by peaceful means, in accordance with the Charter of the
United Nations.
26. We reaffirm and are guided by the purposes and principles of the
Charter of the United Nations and we reaffirm our commitment to ensuring
the full realization of the human rights set out in international instruments
and in particular, in this context, the right to adequate housing as set
forth in the Universal Declaration of Human Rights and provided for in the
International Covenant on Economic, Social and Cultural Rights, the International
Convention on the Elimination of All Forms of Racial Discrimination, the
Convention on the Elimination of All Forms of Discrimination against Women
and the Convention on the Rights of the Child, taking into account that
the right to adequate housing, as included in the above-mentioned international
instruments, shall be realized progressively. We reaffirm that all human
rights civil, cultural, economic, political and social - are
universal, indivisible, interdependent and interrelated. We subscribe to
the principles and goals set out below to guide us in our actions.
I
27. Equitable human settlements are those in which all people, without
discrimination of any kind as to race, colour, sex, language, religion, political
or other opinion, national or social origin, property, birth or other status,
have equal access to housing, infrastructure, health services, adequate food
and water, education and open spaces. In addition, such human settlements
provide equal opportunity for a productive and freely chosen livelihood;
equal access to economic resources, including the right to inheritance, the
ownership of land and other property, credit, natural resources and appropriate
technologies; equal opportunity for personal, spiritual, religious, cultural
and social development; equal opportunity for participation in public
decision-making; equal rights and obligations with regard to the conservation
and use of natural and cultural resources; and equal access to mechanisms
to ensure that rights are not violated. The empowerment of women and their
full participation on the basis of equality in all spheres of society, whether
rural or urban, are fundamental to sustainable human settlements development.
II
28. The eradication of poverty is essential for sustainable human
settlements. The principle of poverty eradication is based on the framework
adopted by the World Summit for Social Development and on the relevant outcomes
of other major United Nations conferences, including the objective of
meeting the basic needs of all people, especially those living in poverty
and disadvantaged and vulnerable groups, particularly in the developing countries
where poverty is acute, as well as the objective of enabling all women and
men to attain secure and sustainable livelihoods through freely chosen and
productive employment and work.
III
29. Sustainable development is essential for human settlements
development, and gives full consideration to the needs and necessities of
achieving economic growth, social development and environmental protection.
Special consideration should be given to the specific situation and needs
of developing countries and, as appropriate, of countries with economies
in transition. Human settlements shall be planned, developed and improved
in a manner that takes full account of sustainable development principles
and all their components, as set out in Agenda 21 and related outcomes
of the United Nations Conference on Environment and Development. Sustainable
human settlements development ensures economic development, employment
opportunities and social progress, in harmony with the environment. It
incorporates, together with the principles of the Rio Declaration on Environment
and Development, which are equally important, and other outcomes of the
United Nations Conference on Environment and Development, the principles
of the precautionary approach, pollution prevention, respect for the carrying
capacity of ecosystems, and preservation of opportunities for future generations.
Production, consumption and transport should be managed in ways that protect
and conserve the stock of resources while drawing upon them. Science and
technology have a crucial role in shaping sustainable human settlements and
sustaining the ecosystems they depend upon. Sustainability of human settlements
entails their balanced geographical distribution or other appropriate
distribution in keeping with national conditions, promotion of economic and
social development, human health and education, and the conservation of
biological diversity and the sustainable use of its components, and maintenance
of cultural diversity as well as air, water, forest, vegetation and soil
qualities at standards sufficient
to sustain human life and wellbeing for future generations.
IV
30. The quality of life of all people depends, among other economic,
social, environmental and cultural factors, on the physical conditions and
spatial characteristics of our villages, towns and cities. City layout and
aesthetics, landuse patterns, population and building densities, transportation
and ease of access for all to basic goods, services and public amenities
have a crucial bearing on the liveability of settlements. This is particularly
important to vulnerable and disadvantaged persons, many of whom face barriers
in access to shelter and in participating in shaping the future of their
settlements. People's need for community and their aspirations for more liveable
neighbourhoods and settlements should guide the process of design, management
and maintenance of human settlements. Objectives of this endeavour include
protecting public health, providing for safety and security, education and
social integration, promoting equality and respect for diversity and cultural
identities, increased accessibility for persons with disabilities, and
preservation of historic, spiritual, religious and culturally significant
buildings and districts, respecting local landscapes and treating the local
environment with respect and care. The preservation of the natural heritage
and historical human settlements, including sites, monuments and buildings,
particularly those protected under the UNESCO Convention on World Heritage
Sites, should be assisted, including through international cooperation. It
is also of crucial importance that spatial diversification and mixed use
of housing and services be promoted at the local level in order to meet the
diversity of needs and expectations.
V
31. The family is the basic unit of society and as such should be
strengthened. It is entitled to receive comprehensive protection and support.
In different cultural, political and social systems, various forms of the
family exist. Marriage must be entered into with the free consent of the
intending spouses, and husband and wife should be equal partners. The rights,
capabilities and responsibilities of family members must be respected. Human
settlements planning should take into account the constructive role of the
family in the design, development and management of such settlements. Society
should facilitate, as appropriate, all necessary conditions for its integration,
reunification, preservation, improvement, and protection within adequate
shelter and with access to basic services and a sustainable livelihood.
VI
32. All people have rights and must also accept their responsibility
to respect and protect the rights of others including future
generations and to contribute actively to the common good. Sustainable
human settlements are those that, inter alia, generate a sense
of citizenship and identity, cooperation and dialogue for the common good,
and a spirit of voluntarism and civic engagement, where all people are encouraged
and have an equal opportunity to participate in decisionmaking and development.
Governments at all appropriate levels, including local authorities, have
a responsibility to ensure access to education and to protect their population's
health, safety and general welfare. This requires, as appropriate, establishing
policies, laws and regulations for both public and private activities,
encouraging responsible private activities in all fields, facilitating community
groups' participation, adopting transparent procedures, encouraging
publicspirited leadership and publicprivate partnerships, and helping people
to understand and exercise their rights and responsibilities through open
and effective participatory processes, universal education and information
dissemination.
VII
33. Partnerships among countries and among all actors within countries
from public, private, voluntary and communitybased organizations, the cooperative
sector, nongovernmental organizations and individuals are essential to the
achievement of sustainable human settlements development and the provision
of adequate shelter for all and basic services. Partnerships can integrate
and mutually support objectives of broadbased participation through, inter
alia, forming alliances, pooling resources, sharing knowledge, contributing
skills and capitalizing on the comparative advantages of collective actions.
The processes can be made more effective by strengthening civil organizations
at all levels. Every effort must be made to encourage the collaboration and
partnership of all sectors of society and among all actors in decisionmaking
processes, as appropriate.
VIII
34. Solidarity with those belonging to disadvantaged and vulnerable
groups, including people living in poverty, as well as tolerance,
nondiscrimination and cooperation among all people, families and communities
are foundations for social cohesion. Solidarity, cooperation and assistance
should be enhanced by the international community as well as by States and
all other relevant actors in response to the challenges of human settlements
development. The international community and Governments at all appropriate
levels are called upon to promote sound and effective policies and instruments,
thereby strengthening cooperation among Governments and nongovernmental
organizations, as well as to mobilize complementary resources to meet these
challenges.
IX
35. To safeguard the interests of present and future generations in
human settlements is one of the fundamental goals of the international community.
The formulation and implementation of strategies for human settlements
development are primarily the responsibility of each country at the national
and local levels within the legal framework of each country,
inter alia, by creating an enabling
environment for human settlements
development, and should take into account the economic, social and environmental
diversity of conditions in each country. New and additional financial resources
from various sources are necessary to achieve the goals of adequate shelter
for all and sustainable human settlements development in an urbanizing world.
The existing resources available to developing countries - public, private,
multilateral, bilateral, domestic and external - need to be enhanced through
appropriate and flexible mechanisms and economic instruments to support adequate
shelter for all and sustainable human settlements development. These should
be accompanied by concrete measures for international technical cooperation
and information exchange.
X
36. Human health and quality of life are at the centre of the effort
to develop sustainable human settlements. We therefore commit ourselves to
promoting and attaining the goals of universal and equal access to quality
education, the highest attainable standard of physical, mental and environmental
health, and the equal access of all to primary health care, making particular
efforts to rectify inequalities relating to social and economic conditions,
including housing, without distinction as to race, national origin, gender,
age, or disability, respecting and promoting our common and particular cultures.
Good health throughout the life-span of every man and woman, good health
for every child, and quality education for all are fundamental to ensuring
that people of all ages are able to develop their full capacities in health
and dignity and to participate fully in the social, economic and political
processes of human settlements, thus contributing, inter alia,
to the eradication of poverty. Sustainable human settlements depend on the
interactive development of policies and concrete actions to provide access
to food and nutrition, safe drinking water, sanitation, and universal access
to the widest range of primary health-care services, consistent with the
report of the International Conference on Population and Development; to
eradicate major diseases that take a heavy toll of human lives, particularly
childhood diseases; to create safe places to work and live; and to protect
the environment.
Chapter III - Commitments
37. Embracing the foregoing principles as States participating in
this Conference, we commit ourselves to implementing the Habitat Agenda,
through local, national, subregional and regional plans of action and/or
other policies and programmes drafted and executed in cooperation with interested
parties at all levels and supported by the international community, taking
into account that human beings are at the centre of concerns for sustainable
development, including adequate shelter for all and sustainable human settlements
development, and that they are entitled to a healthy and productive life
in harmony with nature.
38. In implementing these commitments, special attention should be
given to the circumstances and needs of people living in poverty, people
who are homeless, women, older people, indigenous people, refugees, displaced
persons, persons with disabilities and those belonging to vulnerable and
disadvantaged groups. Special consideration should also be given to the needs
of migrants. Furthermore, special attention should be given to the specific
needs and circumstances of children, particularly street children.
A. Adequate shelter for all
39. We reaffirm our commitment to the full and progressive realization
of the right to adequate housing, as provided for in international instruments.
In this context, we recognize an obligation by Governments to enable people
to obtain shelter and to protect and improve dwellings and neighbourhoods.
We commit ourselves to the goal of improving living and working conditions
on an equitable and sustainable basis, so that everyone will have adequate
shelter that is healthy, safe, secure, accessible and affordable and that
includes basic services, facilities and amenities, and will enjoy freedom
from discrimination in housing and legal security of tenure. We shall implement
and promote this objective in a manner fully consistent with human rights
standards.
40. We further commit ourselves to the objectives of:
(a) Ensuring consistency and coordination of macroeconomic and shelter policies
and strategies as a social priority within the framework of national development
programmes and urban policies in order to support resource mobilization,
employment generation, poverty eradication and social integration;
(b) Providing legal security of tenure and equal access to land to all people,
including women and those living in poverty; and undertaking legislative
and administrative reforms to give women full and equal access to economic
resources, including the right to inheritance and to ownership of land and
other property, credit, natural resources and appropriate technologies;
(c) Promoting access for all people to safe drinking water, sanitation and
other basic services, facilities and amenities, especially for people living
in poverty, women and those belonging to vulnerable and disadvantaged groups;
(d) Ensuring transparent, comprehensive and accessible systems in transferring
land rights and legal security of tenure;
(e) Promoting broad, non-discriminatory access to open, efficient, effective
and appropriate housing financing for all people, including mobilizing innovative
financial and other resources - public and private - for community development;
(f) Promoting locally available, appropriate, affordable, safe, efficient
and environmentally sound construction methods and technologies in all countries,
particularly in developing countries, at the local, national, regional and
subregional levels that emphasize optimal use of local human resources and
encourage energy-saving methods and are protective of human health;
(g) Designing and implementing standards that provide accessibility also
to persons with disabilities in accordance with the Standard Rules on the
Equalization of Opportunities for Persons with Disabilities;
(h) Increasing the supply of affordable housing, including through encouraging
and promoting affordable home ownership and increasing the supply of affordable
rental, communal, cooperative and other housing through partnerships among
public, private and community initiatives, creating and promoting market-based
incentives while giving due respect to the rights and obligations of both
tenants and owners;
(i) Promoting the upgrading of existing housing stock through rehabilitation
and maintenance and the adequate supply of basic services, facilities and
amenities;
(j) Eradicating and ensuring legal protection from discrimination in access
to shelter and basic services, without distinction of any kind, such as race,
colour, sex, language, religion, political or other opinion, national or
social origin, property, birth or other status; similar protection should
be ensured against discrimination on the grounds of disability or age;
(k) Helping the family,* in its supporting, educating and nurturing roles,
to recognize its important contribution to social integration, and encouraging
social and economic policies that are designed to meet the housing needs
of families and their individual members, especially the most disadvantaged
and vulnerable members, with particular attention to the care of children;
(l) Promoting shelter and supporting basic services and facilities for education
and health for the homeless, displaced persons, indigenous people, women
and children who are survivors of family violence, persons with disabilities,
older persons, victims of natural and man-made disasters and people belonging
to vulnerable and disadvantaged groups, including temporary shelter and basic
services for refugees;
(m) Protecting, within the national context, the legal traditional rights
of indigenous people to land and other resources, as well as strengthening
of land management;
(n) Protecting all people from and providing legal protection and redress
for forced evictions that are contrary to the law, taking human rights into
consideration; when evictions are unavoidable, ensuring, as appropriate,
that alternative suitable solutions are provided.
41. Providing continued international support to refugees in order
to meet their needs and to assist in assuring them a just, durable solution
in accordance with relevant United Nations resolutions and international
law.
B. Sustainable human settlements
42. We commit ourselves to the goal of sustainable human settlements
in an urbanizing world by developing societies that will make efficient use
of resources within the carrying capacity of ecosystems and take into account
the precautionary principle approach, and by providing all people, in particular
those belonging to vulnerable and disadvantaged groups, with equal opportunities
for a healthy, safe and productive life in harmony with nature and their
cultural heritage and spiritual and cultural values, and which ensures economic
and social development and environmental protection, thereby contributing
to the achievement of national sustainable development goals.
43. We further commit ourselves to the objectives of:
(a) Promoting, as appropriate, socially integrated and accessible human
settlements, including appropriate facilities for health and education, combating
segregation and discriminatory and other exclusionary policies and practices,
and recognizing and respecting the rights of all, especially of women, children,
persons with disabilities, people living in poverty and those belonging to
vulnerable and disadvantaged groups;
(b) Creating an enabling international and domestic environment for economic
development, social development and environmental protection, as interdependent
and mutually reinforcing components of sustainable development, that will
attract investments, generate employment, contribute to the eradication of
poverty and provide revenues for sustainable human settlements development;
(c) Integrating urban planning and management in relation to housing, transport,
employment opportunities, environmental conditions and community facilities;
(d) Providing adequate and integrated environmental infrastructure facilities
in all settlements as soon as possible with a view to improving health by
ensuring access for all people to sufficient, continuous and safe freshwater
supplies, sanitation, drainage and waste disposal services, with a special
emphasis on providing facilities to segments of the population living in
poverty;
(e) Promoting integrated water use planning with a view to identifying effective
and cost-efficient alternatives for mobilizing a sustainable supply of water
for communities and other uses;
(f) Implementing the social and development goals already agreed to by the
international community in the areas of basic education, primary health care
and gender equality;
(g) Acknowledging, harnessing and enhancing the efforts and potential of
productive informal and private sectors, where appropriate, in creating
sustainable livelihoods and jobs and increasing incomes, while providing
housing and services for people living in poverty;
(h) Promoting, where appropriate, the upgrading of informal settlements and
urban slums as an expedient measure and pragmatic solution to the urban shelter
deficit;
(i) Promoting the development of more balanced and sustainable human settlements
by encouraging productive investments, job creation and social infrastructure
development in small and medium-sized cities, towns and villages;
(j) Promoting changes in unsustainable production and consumption patterns,
particularly in industrialized countries, population policies and settlement
structures that are more sustainable, reduce environmental stress, promote
the efficient and rational use of natural resources - including water, air,
biodiversity, forests, energy sources and land - and meet basic needs, thereby
providing a healthy living and working environment for all and reducing the
ecological footprint of human settlements;
(k) Promoting, where appropriate, the creation of a geographically balanced
settlement structure;
(l) Giving priority attention to human settlements programmes and policies
to reduce urban pollution resulting especially from inadequate water supply,
sanitation and drainage, poor industrial and domestic waste management, including
solid waste management, and air pollution;
(m) Encouraging dialogue among public, private and nongovernmental interested
parties to develop an expanded concept of the "balance-sheet", which recognizes
that the economic, environmental, social and civic consequences for directly
and indirectly affected parties, including future generations, should be
taken into account in making decisions on the allocation of resources;
(n) Improving access to work, goods, services and amenities,
inter alia, by promoting effective and environmentally sound,
accessible, quieter and more energy-efficient transportation systems and
by promoting spatial development patterns and communications policies that
reduce transport demand, promoting measures, as appropriate, so that the
polluter bears the cost of pollution, taking into account special needs and
requirements of developing countries;
(o) Promoting more energy-efficient technology and alternative/renewable
energy for human settlements, and reducing the negative impacts of energy
production and use on human health and on the environment;
(p) Promoting optimal use of productive land in urban and rural areas and
protecting fragile ecosystems and environmentally vulnerable areas from the
negative impacts of human settlements, inter alia, through developing
and supporting the implementation of improved land management practices that
deal comprehensively with potentially competing land requirements for
agriculture, industry, transport, urban development, green space, protected
areas and other vital needs;
(q) Addressing population issues affecting human settlements and fully
integrating demographic concerns into human settlements policies;
(r) Protecting and maintaining the historical, cultural and natural heritage,
including traditional shelter and settlement patterns, as appropriate, of
indigenous and other people, as well as landscapes and urban flora and fauna
in open and green spaces;
(s) Protecting holy places and places of cultural and historic significance;
(t) Promoting the redevelopment and reuse of already serviced but poorly
utilized commercial and residential land in urban centres in order to revitalize
them and reduce development pressures on productive agricultural lands on
the periphery;
(u) Promoting education about, and training on, environmentally sound
technologies, materials and products;
(v) Promoting equal access and full participation of persons with disabilities
in all spheres of human settlements and providing adequate policies and legal
protection against discrimination on grounds of disabilities;
(w) Developing and evaluating policies and programmes to reduce the undesired
adverse effects and improve the positive impact of structural adjustment
and economic transition on sustainable human settlements development, especially
on those belonging to vulnerable and disadvantaged groups, and women, inter
alia, through reviewing the impact of structural adjustment on social
development by means of gender-sensitive social impact assessments and other
relevant methods;
(x) Formulating and implementing programmes that contribute to maintaining
and strengthening the vitality of rural areas;
(y) Ensuring that the importance of coastal areas is recognized in the national
development effort and that all efforts are made to ensure their sustainable
use;
(z) Preventing man-made disasters, including major technological disasters,
by ensuring adequate regulatory and other measures to avoid their occurrence,
and reducing the impacts of natural disasters and other emergencies on human
settlements, inter alia, through appropriate planning mechanisms and
resources for rapid, people-centred responses that promote a smooth transition
from relief, through rehabilitation, to reconstruction and development, taking
into account cultural and sustainable dimensions; and rebuilding
disaster-affected settlements in a manner that reduces future disaster-related
risks and makes the rebuilt settlements accessible to all;
(aa) Taking appropriate action to manage the use of heavy metals, particularly
lead, safely and effectively and, where possible, eliminating uncontrolled
exposure in order to protect human health and the environment;
(bb) Eliminating as soon as possible the use of lead in gasoline;
(cc) Developing housing that can serve as a functional workplace for women
and men.
C. Enablement and participation
44. We commit ourselves to the strategy of enabling all key actors
in the public, private and community sectors to play an effective role -
at the national, state/provincial, metropolitan and local levels - in human
settlements and shelter development.
45. We further commit ourselves to the objectives of:
(a) Enabling local leadership, promoting democratic rule, exercising public
authority and using public resources in all public institutions at all levels
in a manner that is conducive to ensuring transparent, responsible, accountable,
just, effective and efficient governance of towns, cities and metropolitan
areas;
(b) Establishing, where appropriate, favourable conditions for the organization
and development of the private sector, as well as defining and enhancing
its role in sustainable human settlements development, including through
training;
(c) Decentralizing authority and resources, as appropriate, as well as functions
and responsibilities to the level most effective in addressing the needs
of people in their settlements;
(d) Supporting progress and security for people and communities, whereby
every member of society is enabled to satisfy his or her basic human needs
and to realize his or her personal dignity, safety, creativity and life
aspirations;
(e) Working in partnership with youth in order to
develop and enhance effective
skills and provide education and training to prepare youth for current and
future decision-making roles and sustainable livelihoods in human settlements
management and development;
(f) Promoting gender-sensitive institutional and legal frameworks and
capacitybuilding at the national and local levels conducive to civic engagement
and broadbased participation in human settlements development;
(g) Encouraging the establishment of community-based organizations, civil
society organizations, and other forms of non-governmental entities that
can contribute to the efforts to reduce poverty and improve the quality of
life in human settlements;
(h) Institutionalizing a participatory approach to sustainable human settlements
development and management, based on a continuing dialogue among all actors
involved in urban development (the public sector, the private sector and
communities), especially women, persons with disabilities and indigenous
people, including the interests of children and youth;
(i) Fostering capacitybuilding and training for human settlements planning,
management and development at the national and local levels that includes
education, training and institutional strengthening, especially for women
and persons with disabilities;
(j) Promoting institutional and legal enabling frameworks at the national,
subnational and local levels for mobilizing financial resources for sustainable
shelter and human settlements development;
(k) Promoting equal access to reliable information, at the national, subnational
and local levels, utilizing, where appropriate, modern communications technology
and networks;
(l) Ensuring the availability of education for all and supporting research
aimed at building local capacity that promotes adequate shelter for all and
sustainable human settlements development, given that the challenges make
it necessary to increase the application of science and technology to problems
related to human settlements;
(m) Facilitating participation by tenants in the management of public and
community-based housing and by women and those belonging to vulnerable and
disadvantaged groups in the planning and implementation of urban and rural
development.
D. Gender equality*
46. We commit ourselves to the goal of gender equality in human
settlements development. We further commit ourselves to:
(a) Integrating gender perspectives in human settlements related legislation,
policies, programmes and projects through the application of gender-sensitive
analysis;
(b) Developing conceptual and practical methodologies for incorporating gender
perspectives in human settlements planning, development and evaluation, including
the development of indicators;
(c) Collecting, analysing and disseminating gender-disaggregated data and
information on human settlements issues, including statistical means that
recognize and make visible the unremunerated work of women, for use in policy
and programme planning and implementation;
(d) Integrating a gender perspective in the design and implementation of
environmentally sound and sustainable resource management mechanisms, production
techniques and infrastructure development in rural and urban areas;
(e) Formulating and strengthening policies and practices to promote the full
and equal participation of women in human settlements planning and
decision-making.
* Statement on the commonly understood meaning of the term "gender"
i. During the 19th meeting of the Commission on the Status of Women, acting
as the preparatory body for the Fourth World Conference on Women, an issue
arose concerning the meaning of the word "gender" in the context of the Platform
for Action of the Conference. In order to examine the matter, the Commission
decided to form a contact group in New York, with the Commission Rapporteur,
Ms. Selma Ashipala (Namibia), as Chairperson. The Commission mandated the
informal contact group to seek agreement on the commonly understood meaning
of "gender" in the context of the Platform for Action and to report directly
to the Conference in Beijing.
ii. Having considered the issue thoroughly, the contact group noted that:
(1) the word "gender" had been commonly used and understood in its ordinary,
generally accepted usage in numerous other United Nations forums and conferences;
(2) there was no indication that any new meaning or connotation of the term,
different from accepted prior usage, was intended in the Platform for Action.
iii. Accordingly, the contact group reaffirmed that the word "gender" as
used in the Platform for Action was intended to be interpreted and understood
as it was in ordinary, generally accepted usage. The contact group also agreed
that the present report should be read by the President of the Conference
as a president's statement and that the statement should be part of the final
report of the Conference.
E. Financing shelter and human settlements
47. While recognizing that the housing and shelter sector is a productive
sector and should be eligible, inter alia, for commercial financing,
we commit ourselves to strengthening existing financial mechanisms and, where
appropriate, developing innovative approaches for financing the implementation
of the Habitat Agenda, which will mobilize additional resources from various
sources of finance - public, private, multilateral and bilateral - at the
international, regional, national and local levels, and which will promote
the efficient, effective and accountable allocation and management of resources,
recognizing that local institutions involved in micro-credit may hold the
most potential for housing the poor.
48. We further commit ourselves to the objectives of:
(a) Stimulating national and local economies through promoting economic
development, social development and environmental protection that will attract
domestic and international financial resources and private investment, generate
employment and increase revenues, providing a stronger financial base to
support adequate shelter and sustainable human settlements development;
(b) Strengthening fiscal and financial management capacity at all levels,
so as to fully develop the sources of revenue;
(c) Enhancing public revenue through the use, as appropriate, of fiscal
instruments that are conducive to environmentally sound practices in order
to promote direct support for sustainable human settlements development;
(d) Strengthening regulatory and legal frameworks to enable markets to work,
overcome market failure and facilitate independent initiative and creativity,
as well as to promote socially and environmentally responsible corporate
investment and reinvestment in, and in partnership with, local communities
and to encourage a wide range of other partnerships to finance shelter and
human settlements development;
(e) Promoting equal access to credit for all people;
(f) Adopting, where appropriate, transparent, timely, predictable and
performance-based mechanisms for the allocation of resources among different
levels of government and various actors;
(g) Fostering the accessibility of the market for those who are less organized
and informed or otherwise excluded from participation by providing subsidies,
where appropriate, and promoting appropriate credit mechanisms and other
instruments to address their needs.
F. International cooperation
49. We commit ourselves - in the interests of international peace,
security, justice and stability - to enhancing international cooperation
and partnerships that will assist in the implementation of national plans
of action and the global plan of action and in the attainment of the goals
of the Habitat Agenda by contributing to and participating in multilateral,
regional and bilateral cooperation programmes and institutional arrangements
and technical and financial assistance programmes; by promoting the exchange
of appropriate technology; by collecting, analysing and disseminating information
about shelter and human settlements; and by international networking.
50. We further commit ourselves to the objectives of:
(a) Striving to fulfil the agreed target of 0.7 per cent of the
gross national product of the developed countries for official development
assistance as soon as possible and to increase, as necessary, the share of
funding for adequate shelter and human settlements development programmes,
commensurate with the scope and scale of activities required to achieve the
objectives and goals of the Habitat Agenda;
(b) Using resources and economic instruments in an effective, efficient,
equitable and non-discriminatory manner at the local, national, regional
and international levels;
(c) Promoting responsive international cooperation between public, private,
non-profit, non-governmental and community organizations.
G. Assessing progress
51. We commit ourselves to observing and implementing the Habitat
Agenda as a guide for action within our countries and will monitor progress
towards that goal. Quantitative and qualitative indicators at the national
and local levels, which are disaggregated to reflect the diversity of our
societies, are essential for planning, monitoring and evaluating progress
towards the achievement of adequate shelter for all and sustainable human
settlements. In this regard, the wellbeing of children is a critical indicator
of a healthy society. Age and gender-sensitive indicators, disaggregated
data and appropriate datacollection methods must be developed and used to
monitor the impact of human settlements policies and practices on cities
and communities, with special and continuous attention to the situation of
those belonging to disadvantaged and vulnerable groups. We recognize the
need for an integrated approach and concerted action to achieve the objective
of adequate shelter for all and to sustainable human settlements development
and will strive for coordinated implementation of international commitments
and action programmes.
52. We further commit ourselves to assessing, with a view to its
revitalization, the United Nations Centre for Human Settlements (Habitat),
whose responsibilities, inter alia, include coordination and
assisting all States in the implementation of the Habitat Agenda.
Chapter IV - Global Plan of Action: Strategies For Implementation
A. Introduction*
53. Twenty years ago in Vancouver, at the first United Nations
Conference on Human Settlements, the world community adopted an agenda for
human settlements development. Since then, there have been remarkable changes
in population and social, political, environmental and economic circumstances
that affect the strategic outlook. These changes have led many Governments
to adopt and promote enabling policies to facilitate actions by individuals,
families, communities and the private sector to improve human settlements
conditions. However, it is estimated that at least one billion human beings
still lack adequate shelter and are living in unacceptable conditions of
poverty, mostly in developing countries.
* Whenever the term "Governments" is used, it shall be deemed to include
the European Community within its areas of competence.
54. While the rate of population growth is on the decline, during
the past 20 years world population has increased from about 4.2
billion to about 5.7 billion, with nearly one third under 15 years
of age and an increasing number of people living in cities. By the turn of
the century, humankind will be crossing a threshold where over 50 per cent
of the population lives in urban areas. Meeting the needs of the nearly two
billion more people expected in the coming two decades and managing human
settlements towards sustainability will be a daunting task. In developing
countries, in particular, rapid urbanization and the growth of towns, cities
and megacities, where public and private resources
tend to concentrate, represent
new challenges and at the same time new opportunities: there is a need to
address the root causes of these phenomena, including rural to urban migration.
55. In the economic sphere, the increasing globalization of the economy
means that people in communities are trading in broader markets, and investment
funds are more often available from international sources. As a result, the
level of economic development has increased in many countries. At the
same time, the gap between poor and rich _ countries as well as people -
has widened, hence the continuing need for partnerships to create a more
favourable international economic environment. New communications technology
makes information much more widely accessible and accelerates all processes
of change. In many societies, new issues of social cohesion and personal
security have emerged and the issue of solidarity has become central.
Unemployment, environmental degradation, social disintegration and largescale
populations displacements, as well as intolerance, violence, and violation
of human rights, have also emerged as critical factors. We must keep these
new conditions in view as we draw up human settlements strategies for the
first two decades of the twenty-first century.
56. While Habitat II is a conference of States and there is much that
national Governments can do to enable local communities to solve problems,
the actors who will determine success or failure in improving the human
settlements condition are mostly found at the community level in the public,
private and non-profit sectors. It is they, local authorities and other
interested parties, who are on the front line in achieving the goals of Habitat
II. Although the structural causes of problems have often to be dealt with
at the national and sometimes the international level, progress will depend
to a large degree on local authorities, civic engagement and the forging
of partnerships at all levels of government with the private sector, the
cooperative sector, nongovernmental and community-based organizations, workers
and employers and civil society at large.
57. Habitat II is one in an extraordinary series of world conferences
held under the auspices of the United Nations over the past five years.
All addressed important issues of peoplecentred sustainable development,
including sustained economic growth and equity, for which successful
implementation requires action at all levels, particularly the local level.
Strategies on social, economic, environmental, disaster reduction, population,
disability and gender issues will have to be implemented in urban and rural
areas - in particular, where the problems are acute and generate tension.
58. At Habitat II, Governments at all levels, the community and the
private sector have considered how the achievement of the two principal goals
of "Adequate shelter for all" and "Sustainable human settlements development
in an urbanizing world" can be furthered at the local level through an enabling
process in which individuals, families and their communities play a central
role. This is what is special about the global plan of action of Habitat
II and the strategies for its implementation. Implementation of these measures
will need to be adapted to the specific situation of each country and community.
59. The strategy of the global plan of action is based on enablement,
transparency and participation. Under this strategy, government efforts are
based on establishing legislative, institutional and financial frameworks
that will enable the private sector, nongovernmental organizations and community
groups to fully contribute to the achievement of adequate shelter for all
and sustainable human settlements development and enable all women and men
to work with each other and in their communities with Governments at all
levels to determine their future collectively, decide on priorities for action,
identify and allocate resources fairly and build partnerships to achieve
common goals. Enablement creates:
(a) A situation in which the full potential and resources of all actors in
the process of producing and improving shelter are mobilized;
(b) The conditions for women and men to exercise their individual rights
and responsibilities equally and to engage their abilities effectively in
activities that will improve and sustain their living environments;
(c) The conditions for organizations and institutions to interact and network,
building partnerships for the objectives of adequate shelter for all and
sustainable human settlements development;
(d) The conditions for selfimprovement by all;
(e) The conditions for enhancing international cooperation.
B. Adequate shelter for all
1. Introduction
60. Adequate shelter means more than a roof over one's head. It also
means adequate privacy; adequate space; physical accessibility; adequate
security; security of tenure; structural stability and durability; adequate
lighting, heating and ventilation; adequate basic infrastructure, such as
water-supply, sanitation and waste-management facilities; suitable environmental
quality and health-related factors; and adequate and accessible location
with regard to work and basic facilities: all of which should be available
at an affordable cost. Adequacy should be determined together with the people
concerned, bearing in mind the prospect for gradual development. Adequacy
often varies from country to country, since it depends on specific cultural,
social, environmental and economic factors. Gender-specific and age-specific
factors, such as the exposure of children and women to toxic substances,
should be considered in this context.
61. Since the adoption of the Universal Declaration of Human Rights
in 1948, the right to adequate housing has been recognized as an important
component of the right to an adequate standard of living. All Governments
without exception have a responsibility in the shelter sector, as exemplified
by their creation of ministries of housing or agencies, by their allocation
of funds for the housing sector
and by their policies, programmes and projects. The provision of adequate
housing for everyone requires action not only by Governments, but by all
sectors of society, including the private sector, nongovernmental organizations,
communities and local authorities, as well as by partner organizations and
entities of the international community. Within the overall context of an
enabling approach, Governments should take appropriate action in order to
promote, protect and ensure the full and progressive realization of the right
to adequate housing. These actions include, but are not limited to:
(a) Providing, in the matter of housing, that the law shall prohibit any
discrimination and guarantee to all persons equal and effective protection
against discrimination on any ground such as race, colour, sex, language,
religion, political or other opinion, national or social origin, property,
birth or other status;
(b) Providing legal security of tenure and equal access to land for all,
including women and those living in poverty, as well as effective protection
from forced evictions that are contrary to the law, taking human rights into
consideration and bearing in mind that homeless people should not be penalized
for their status;
(c) Adopting policies aimed at making housing habitable, affordable and
accessible, including for those who are unable to secure adequate housing
through their own means, by, inter alia:
(i) Expanding the supply of affordable housing through appropriate regulatory
measures and market incentives;
(ii) Increasing affordability through the provision of subsidies and rental
and other forms of housing assistance to people living in poverty;
(iii) Supporting community-based, cooperative and non-profit rental and
owner-occupied housing programmes;
(iv) Promoting supporting services for the homeless and other vulnerable
groups;
(v) Mobilizing innovative financial and other resources - public and private
- for housing and community development;
(vi) Creating and promoting market-based incentives to encourage the private
sector to meet the need for affordable rental and owner-occupied housing;
(vii) Promoting sustainable spatial development patterns and transportation
systems that improve accessibility of goods, services, amenities and work;
(d) Effective monitoring and evaluation of housing conditions, including
the extent of homelessness and inadequate housing, and, in consultation with
the affected population, formulating and adopting appropriate housing policies
and implementing effective strategies and plans to address those problems.
62. Because it leads to the full mobilization of all potential indigenous
resources, a shelter strategy that is based on an enabling approach greatly
contributes to the sustainable development of human settlements. The management
of such resources must be people-centred and must be environmentally, socially
and economically sound. This can occur only if policies and actions in the
shelter sector are integrated with policies and actions that are intended
to promote economic development, social development and environmental protection.
A fundamental objective of this chapter, therefore, is to integrate shelter
policies with policies that will guide macroeconomic and social development
and sound environmental management.
63. A second fundamental objective of this chapter is to enable
markets - the primary housing delivery mechanism - to perform their
function with efficiency. Actions to achieve this objective and at the same
time contribute to social goals, including, where appropriate, market-based
incentives and compensatory measures, are recommended. Further objectives
and recommended actions address the components of shelter-delivery systems
(land, finance, infrastructure and services, construction, building materials,
maintenance and rehabilitation) in the private, community and public rental
sectors, and ways of making them serve all people better. Finally, special
attention is given to all those, including women, who are at considerable
risk because they lack security of tenure or are inhibited from participation
in shelter markets. Actions are recommended to reduce their vulnerability
and enable them to obtain adequate shelter in a just and humane way.
64. International and national cooperation at all levels will be both
necessary and beneficial in promoting adequate shelter for all. This is
especially needed in areas that are affected by war or by natural, industrial
or technological disasters, and in situations in which reconstruction and
rehabilitation needs surpass national resources.
2. Shelter policies
65. The formulation and periodic evaluation and revision, as necessary,
of enabling shelter policies, with a view to creating a framework for efficient
and effective shelter delivery systems, are the cornerstone for the provision
of adequate shelter for all. A fundamental principle in formulating a realistic
shelter policy is its interdependence with overall macroeconomic, environmental
and social development policies. Shelter policies, while focusing on the
increasing demand for housing and infrastructure, should also emphasize the
increased use and maintenance of existing stock through ownership, rental
and other tenure options, responding to the diversity of needs. These policies
should also encourage and support the people who, in many countries, particularly
developing countries, individually or collectively act as important producers
of housing. Policies should respond to the diverse needs of those belonging
to disadvantaged and vulnerable groups as set out in subsection 4 below
(paras. 93 to 98).
Actions
66. Governments should strive to decentralize shelter policies and
their administration to subnational and local levels within the national
framework, whenever possible and as appropriate.
67. To integrate shelter policies with macroeconomic, social, demographic,
environmental and cultural policies, Governments, as appropriate, should:
(a) Establish and implement consultative mechanisms among the governmental
authorities that are responsible for economic, environmental, social, human
settlements and shelter policies, and the organization of civil society and
the private sector so as to coordinate the shelter sector in a coherent manner,
which should include identifying the market and precise criteria for allocations,
subsidies and other forms of assistance;
(b) Constantly monitor the impact of macroeconomic policies on shelter delivery
systems, considering their specific linkages and taking into account their
possible effects on vulnerable and disadvantaged groups;
(c) Strengthen the linkages between shelter policies, employment generation,
environmental protection, preservation of cultural heritage, resource
mobilization and the maximization of resource efficiency, and strengthen
the stimulation of and support for sustainable economic development and social
development activities;
(d) Apply public policies, including expenditure, taxation, monetary and
planning policies, to stimulate sustainable shelter markets and land development;
(e) Integrate land and shelter policies with policies for reducing poverty
and creating jobs, for environmental protection, for preservation of cultural
heritage, for education and health, for providing clean water-supply and
sanitation facilities, and for empowering those belonging to disadvantaged
and vulnerable groups, particularly people without shelter;
(f) Strengthen shelter-related information systems, and make use
of relevant research activities in policy development, including
genderdisaggregated data;
(g) Periodically evaluate and, as appropriate, revise shelter policies, taking
into consideration the needs of people without shelter and the impact of
such policies on the environment, economic development and social welfare.
68. To formulate and implement policies that promote the enablement
approach to the development, maintenance and rehabilitation of shelter in
both rural and urban areas, Governments at all levels, as appropriate, should:
(a) Employ broad-based participatory and consultative mechanisms that involve
representatives from public, private, non-governmental, cooperative and community
sectors, including representatives of groups that are considered to be living
in poverty, at all levels in the policy development process;
(b) Establish appropriate processes for coordination and decentralization
that define clear local-level rights and responsibilities within the policy
development process;
(c) Develop and support adequate institutional frameworks, especially for
facilitating investment in the supply of both rural and urban shelter by
the private sector;
(d) Consider establishing priorities for the allocation of natural, human,
technical and financial resources;
(e) Establish and adopt a regulatory framework, and provide institutional
support for facilitating participation and partnership arrangements at all
levels;
(f) Review and adjust, when necessary, the legal, fiscal and regulatory framework
to respond to the special needs of people living in poverty and lowincome
people;
(g) Promote the supply of affordable rental houses and the legal rights and
obligations of both tenants and owners.
69. To adopt and implement a cross-sectoral approach to policy
development, Governments at the appropriate levels, including local authorities,
should:
(a) Coordinate and integrate shelter and human settlements policies with
other related policies, such as population and human resource development
policies, environment, cultural, land and infrastructure policies, and urban
and rural planning, as well as private and/or public employment initiatives;
(b) Take full account of the need for economic development, social development
and environmental protection, and the objectives of adequate shelter for
all and sustainable human settlements development principles and of the basic
needs for human development and health;
(c) Adopt policies ensuring that persons with disabilities have access to
new public buildings and facilities, public housing and public transport
systems. Furthermore, during renovation of existing buildings, similar measures
should be adopted whenever feasible;
(d) Encourage the development of environmentally sound and affordable
construction methods and the production and distribution of building materials,
including strengthening the indigenous building materials industry, based
as far as possible on locally available resources;
(e) Promote the free exchange of information on the entire range of the
environmental health aspects of construction, including the development and
dissemination of databases on the adverse environmental effects of building
materials, through the collaborative efforts of the private and public sectors.
70. To improve shelter delivery systems, Governments at the appropriate
levels should:
(a) Adopt an enabling approach to shelter development, including the renovation,
rehabilitation, upgrading and strengthening of the existing housing stock
in both rural and urban areas;
(b) Establish priorities for the allocation of natural, human, technical
and financial resources;
(c) Develop adequate institutional frameworks for the public, community and
private sectors, especially for facilitating investments in the supply of
both rural and urban shelter by the private and non-profit sectors;
(d) When necessary, review and adjust the legal, fiscal and regulatory framework
to respond to the special needs of those belonging to vulnerable and
disadvantaged groups, in particular, people living in poverty and low-income
people;
(e) Periodically evaluate and, as necessary, revise policies and systems
for financing shelter, taking into consideration the impact of such policies
and systems on the environment, economic development and social welfare,
especially their different effects on vulnerable and disadvantaged groups;
(f) Promote and adopt, where appropriate, policies
that coordinate and encourage
the adequate supply of the key inputs required for the construction of housing
and infrastructure, such as land, finance and building materials;
(g) Encourage the development of environmentally sound and affordable
construction methods and the production and distribution of building materials,
including strengthening the local building materials industry, based as far
as possible on locally available resources;
(h) Promote, in those countries where it may be appropriate, the use of
labour-intensive construction and maintenance technologies that generate
employment in the construction sector for the underemployed labour force
found in most large cities, at the same time promoting the development of
skills in the construction sector.
3. Shelter delivery systems
(a) Enabling markets to work
71. In many countries, markets serve as the primary housing delivery
mechanism, hence their effectiveness and efficiency are important to the
goal of sustainable development. It is the responsibility of Governments
to create an enabling framework for a well-functioning housing market. The
housing sector should be viewed as an integrating market in which trends
in one segment affect performance in other segments. Government interventions
are required to address the needs of disadvantaged and vulnerable groups
that are insufficiently served by markets.
Actions
72. To ensure market efficiency, Governments at the appropriate levels
and consistent with their legal authority should:
(a) Assess housing supply and demand on a gender-disaggregated basis and
collect, analyse and disseminate information about housing markets and other
delivery mechanisms, and encourage the private and non-profit sectors and
the media to do the same, while avoiding duplication of efforts;
(b) Avoid inappropriate interventions that stifle supply and distort demand
for housing and services, and periodically review and adjust legal, financial
and regulatory frameworks, including frameworks for contracts, land use,
building codes and standards;
(c) Employ mechanisms (for example, a body of law, a cadastre, rules for
property valuation and others) for the clear definition of property rights;
(d) Permit the exchange of land and housing without undue restriction, and
apply procedures that will make property transactions transparent and accountable
in order to prevent corrupt practices;
(e) Undertake legislative and administrative reforms to give women full and
equal access to economic resources, including the right to inheritance and
the ownership of land and other property, credit, natural resources and
appropriate technologies;
(f) Apply appropriate fiscal measures, including taxation, to promote the
adequate supply of housing and land;
(g) Periodically assess how best to satisfy the requirement for government
intervention to meet the specific needs of people living in poverty and
vulnerable groups for whom traditional market mechanisms fail to work;
(h) Develop, as appropriate, flexible instruments for the regulation of housing
markets, including the rental market, taking into account the special needs
of vulnerable groups.
(b) Facilitating community-based production of housing
73. In many countries, particularly developing countries, more than
half the existing housing stock has been built by the owner-occupiers themselves,
serving mainly the lower-income population. Self-built housing will continue
to play a major role in the provision of housing into the distant future.
Many countries are supporting self-built housing by regularizing and upgrading
programmes.
Actions
74. To support the efforts of people, individually or collectively,
to produce shelter, Governments at the appropriate levels should, where
appropriate:
(a) Promote self-built housing within the context of a comprehensive land-use
policy;
(b) Integrate and regularize self-built housing, especially through appropriate
land registration programmes, as a holistic part of the overall housing and
infrastructure system in urban and rural areas, subject to a comprehensive
land-use policy;
(c) Encourage efforts to improve existing self-built housing through better
access to housing resources, including land, finance and building materials;
(d) Develop the means and methods to improve the standards of selfbuilt housing;
(e) Encourage community-based and non-governmental organizations in their
role of assisting and facilitating the production of self-built housing;
(f) Facilitate regular dialogue and gender-sensitive participation of the
various actors involved in housing production at all levels and stages of
decision-making;
(g) Mitigate the problems related to spontaneous human settlements through
programmes and policies that anticipate unplanned settlements.
(c) Ensuring access to land
75. Access to land and legal security of tenure are strategic
prerequisites for the provision of adequate shelter for all and for the
development of sustainable human settlements affecting both urban and rural
areas. It is also one way of breaking the vicious circle of poverty. Every
Government must show a commitment to promoting the provision of an adequate
supply of land in the context of sustainable land-use policies. While recognizing
the existence of different national laws and/or systems of land tenure,
Governments at the appropriate levels, including local authorities, should
nevertheless strive to remove all possible obstacles that may hamper equitable
access to land and ensure that
equal rights of women and men related to land and property are protected
under the law. The failure to adopt, at all levels, appropriate rural and
urban land policies and land management practices remains a primary cause
of inequity and poverty. It is also the cause of increased living costs,
the occupation of hazard-prone land, environmental degradation and the increased
vulnerability of urban and rural habitats, affecting all people, especially
disadvantaged and vulnerable groups, people living in poverty and low-income
people.
Actions
76. To ensure an adequate supply of serviceable land, Governments
at the appropriate levels and in accordance with their legal framework should:
(a) Recognize and legitimize the diversity of land delivery mechanisms;
(b) Decentralize land management responsibilities and provide local
capacity-building programmes that recognize the role of key interested parties,
where appropriate;
(c) Prepare comprehensive inventories of publicly held land and, where
appropriate, develop programmes for making them available for shelter and
human settlements development, including, where appropriate, development
by non-governmental and community-based organizations;
(d) Apply transparent, comprehensive and equitable fiscal incentive mechanisms,
as appropriate, to stimulate the efficient, accessible and environmentally
sound use of land, and utilize land-based and other forms of taxation in
mobilizing financial resources for service provision by local authorities;
(e) Consider fiscal and other measures, as appropriate, to promote the efficient
functioning of the market for vacant land, ensuring the supply of housing
and land for shelter development;
(f) Develop and implement land information systems and practices for managing
land, including land value assessment, and seek to ensure that such information
is readily available;
(g) Make full use of existing infrastructure in urban areas, encouraging
optimal density of the occupation of available serviced land in accordance
with its carrying capacity, at the same time ensuring the adequate provision
of parks, play areas, common spaces and facilities, and plots of land for
home gardening, as appropriate;
(h) Consider the adoption of innovative instruments that capture gains in
land value and recover public investments;
(i) Consider the adoption of innovative instruments for the efficient and
sustainable assembly and development of land, including, where appropriate,
land readjustment and consolidation;
(j) Develop appropriate cadastral systems and streamline land registration
procedures in order to facilitate the regularization of informal settlements,
where appropriate, and simplify land transactions;
(k) Develop land codes and legal frameworks that define the nature of land
and real property and the rights that are formally recognized;
(l) Mobilize local and regional expertise to promote research, the transfer
of technology and education programmes to support land administration systems;
(m) Promote comprehensive rural development through such measures as equal
access to land, land improvement, economic diversification, the development
of small and medium-scale cities in rural areas and, where appropriate,
indigenous land settlements;
(n) Ensure simple procedures for the transfer of land and conversion of land
use within the context of a comprehensive policy framework, including the
protection of arable land and the environment.
77. To promote efficient land markets and the environmentally sustainable
use of land, Governments at the appropriate levels should:
(a) Re-evaluate and, if necessary, periodically adjust planning and building
regulatory frameworks, taking into consideration their human settlements
and economic, social and environmental policies;
(b) Support the development of land markets by means of effective legal
frameworks, and develop flexible and varied mechanisms aimed at mobilizing
lands with diverse juridical status;
(c) Encourage the multiplicity and diversity of interventions by both the
public and private sectors and other interested parties, men and women alike,
acting within the market system;
(d) Develop a legal framework of land use aimed at balancing the need for
construction with the protection of the environment, minimizing risk and
diversifying uses;
(e) Review restrictive, exclusionary and costly legal and regulatory processes,
planning systems, standards and development regulations.
78. To eradicate legal and social barriers to the equal and equitable
access to land, especially the access of women, people with disabilities
and those belonging to vulnerable groups, Governments at the appropriate
levels, in partnership with the private sector, non-governmental organizations,
the cooperative sector and community-based organizations, should:
(a) Address the cultural, ethnic, religious, social and disabilitybased causes
that result in the creation of barriers that lead to segregation and
exclusion, inter alia, by encouraging education and training
for peaceful conflict resolution;
(b) Promote awareness campaigns, education and enabling practices regarding,
in particular, legal rights with respect to tenure, land ownership and
inheritance for women, so as to overcome existing barriers;
(c) Review legal and regulatory frameworks, adjusting them to the principles
and commitments of the Global Plan of Action and ensuring that the equal
rights of women and men are clearly specified and enforced;
(d) Develop regularization programmes and formulate and implement such programmes
and projects in consultation with the concerned population and organized
groups, ensuring the full and equal participation of women and taking into
account the needs differentiated by gender, age, disability and vulnerability;
(e) Support, inter alia, community projects, policies and programmes
that aim to remove all barriers to women's access to affordable housing,
land and property ownership, economic resources, infrastructure and social
services, and ensure the full participation of women in all decision-making
processes, with particular regard to women in poverty, especially female
heads of households and women who are sole providers for their families;
(f) Undertake legislative and administrative reforms to give women full and
equal access to economic resources, including the right to inheritance and
the ownership of land and other property, credit, natural resources and
appropriate technologies;
(g) Promote mechanisms for the protection of women who risk losing their
homes and properties when their husbands die.
79. To facilitate access to land and security of tenure for all
socioeconomic groups, Governments at the appropriate levels, including local
authorities, should:
(a) Adopt an enabling legal and regulatory framework based on an enhanced
knowledge, understanding and acceptance of existing practices and land delivery
mechanisms so as to stimulate partnerships with the private business and
community sectors, specifying recognized types of land tenure
and prescribing procedures for the regularization of tenure, where needed;
(b) Provide institutional support, accountability and transparency of land
management, and accurate information on land ownership, land transactions
and current and planned land use;
(c) Explore innovative arrangements to enhance the security of tenure, other
than full legalization, which may be too costly and time-consuming in certain
situations, including access to credit, as appropriate, in the absence of
a conventional title to land;
(d) Promote measures to ensure that women have equal access to credit for
buying, leasing or renting land, and equal protection for the legal security
of tenure of such land;
(e) Capitalize on the potential contribution of key interested parties in
the private formal and informal sectors, and support the engagement of
nongovernmental organizations, community organizations and the private sector
in participatory and collective initiatives and mechanisms appropriate to
conflict resolution;
(f) Encourage, in particular, the participation of community and nongovernmental
organizations by:
(i) Reviewing and adjusting legal and regulatory frameworks in order to recognize
and stimulate the diverse forms of organization of the population engaged
in the production and management of land, housing and services;
(ii) Considering financial systems that recognize organizations as credit
holders, extend credit to collective units backed by collective collateral
and introduce financial procedures that are adapted to the needs of housing
production by the people themselves and to the modalities through which the
population generates income and savings;
(iii) Developing and implementing complementary measures designed to enhance
their capabilities, including, where appropriate, fiscal support, educational
and training programmes, and technical assistance and funds in support of
technological innovation;
(iv) Supporting the capacity-building and accumulation of experience of
non-governmental organizations and peoples' organizations in order to make
them efficient and competent partners in the implementation of national housing
plans of action;
(v) Encouraging lending institutions to recognize that communitybased
organizations may act as guarantors for those who, because of poverty or
discrimination, lack other sources of equity, giving particular attention
to the needs of individual women.
(d) Mobilizing sources of finance
80. Housing finance institutions serve the conventional market but
do not always respond adequately to the different needs of large segments
of the population, particularly those belonging to vulnerable and disadvantaged
groups, people living in poverty and low-income people. In order to mobilize
more domestic and international resources for housing finance and extend
credit to more households, it is necessary to integrate housing finance into
the broader financial system and to use existing instruments or develop new
instruments, as appropriate, to address the financial needs of people having
limited or no access to credit.
Actions
81. To improve the effectiveness of existing housing finance systems,
Governments at the appropriate levels should:
(a) Adopt policies that increase the mobilization of housing finance and
extend more credit to people living in poverty, while maintaining the solvency
of credit systems;
(b) Strengthen the effectiveness of existing housing finance systems;
(c) Enhance the accessibility of housing finance systems and eradicate all
forms of discrimination against borrowers;
(d) Promote transparency, accountability and ethical practices in financial
transactions through support from effective legal and regulatory frameworks;
(e) Establish, where necessary, a comprehensive and detailed body of property
law and property rights, and enforce foreclosure laws to facilitate privatesector
participation;
(f) Encourage the private sector to mobilize resources to meet varying housing
demands, including rental housing, maintenance and rehabilitation;
(g) Support the competitiveness of mortgage markets and, where appropriate,
facilitate the development of secondary markets and securitization;
(h) Decentralize, as appropriate, the lending operations of mortgage markets
and encourage the private sector to do the same in order to provide greater
physical access to credit, especially in rural areas;
(i) Encourage all lending institutions to improve their management and the
efficiency of their operations;
(j) Encourage community mortgage programmes that are accessible to people
living in poverty, especially
women, in order to increase their productive capacity by providing them with
access to capital, resources, credit, land, technology and information so
that they can raise their income and improve their living conditions and
status within the household.
82. To create new housing finance mechanisms, as necessary, Governments
at the appropriate levels should:
(a) Harness the potential of nontraditional financing arrangements by encouraging
communities to form housing and multipurpose community development cooperatives,
especially for the provision of lowcost housing;
(b) Review and strengthen the legal and regulatory framework and institutional
base for mobilizing nontraditional lenders;
(c) Encourage, in particular by removing legal and administrative obstacles,
the expansion of savings and credit cooperatives, credit unions, cooperative
banks, cooperative insurance enterprises and other nonbank financial
institutions, and establish savings mechanisms in the informal sector,
particularly for women;
(d) Support partnerships between such cooperative institutions and public
and other financing institutions as an effective means of mobilizing local
capital and applying it to local entrepreneurial and community activity for
housing and infrastructure development;
(e) Facilitate the efforts of trade unions, farmers', women's and consumers'
organizations, organizations of people with disabilities and other associations
of the populations concerned to set up their own cooperatively organized
or local financial institutions and mechanisms;
(f) Promote the exchange of information on innovations in housing finance;
(g) Support nongovernmental organizations and their capacity to foster the
development, where appropriate, of small savings cooperatives.
83. To facilitate access to housing for those not served by existing
finance mechanisms, Governments should review and rationalize, where appropriate,
systems of subsidies through policies that will ensure their viability, equity
and transparency, thus allowing many people without access to credit and
land to enter the market.
(e) Ensuring access to basic infrastructure and services
84. Basic infrastructure and services at the community level include
the delivery of safe water, sanitation, waste management, social welfare,
transport and communications facilities, energy, health and emergency services,
schools, public safety, and the management of open spaces. The lack of adequate
basic services, a key component of shelter, exacts a heavy toll on human
health, productivity and the quality of life, particularly for people living
in poverty in urban and rural areas. Local and state/provincial authorities,
as the case may be, have the primary responsibility to provide or enable
delivery of services, regulated by appropriate legislation and standards.
Their capacity to manage, operate and maintain infrastructure and basic services
must be supported by central Governments. There are, however, a host of other
actors, including the private sector, communities and nongovernmental
organizations, that can participate in service provision and management under
the coordination of Governments at the appropriate levels, including local
authorities.
Actions
85. To safeguard the health, safety, welfare and improved living
environment of all people and to provide adequate and affordable basic
infrastructure and services, Governments at the appropriate levels, including
local authorities, should promote:
(a) The supply of and access to adequate quantities of safe drinking water;
(b) Adequate sanitation and environmentally sound waste management;
(c) Adequate mobility through access to affordable and physically accessible
public transport and other communications facilities;
(d) Access to markets and retail outlets for selling and purchasing basic
necessities;
(e) The provision of social services, especially for underserved groups and
communities;
(f) Access to community facilities, including places of worship;
(g) Access to sustainable sources of energy;
(h) Environmentally sound technologies and the planning, provision and
maintenance of infrastructure, including roads, streets, parks and open spaces;
(i) A high level of safety and public security;
(j) The use of a variety of planning mechanisms that provide for meaningful
participation to reduce the negative impacts on biological resources, such
as prime agricultural land and forests, that may arise from human settlements
activities;
(k) Planning and implementation systems that integrate all of the above factors
into the design and operation of sustainable human settlements.
86. To ensure more equitable provision of basic infrastructure and
service delivery systems, Governments at the appropriate levels, including
local authorities, should:
(a) Work with all interested parties in providing serviced land and in allocating
adequate space for basic services as well as for recreational and open spaces
in the development of new schemes and the upgrading of existing ones;
(b) Involve local communities, particularly women, children and persons with
disabilities, in decisionmaking and in setting priorities for the provision
of services;
(c) Involve, encourage and assist, as appropriate, local communities,
particularly women, children and persons with disabilities, in setting standards
for community facilities and in the operation and maintenance of those
facilities;
(d) Support the efforts of academic and professional groups in analysing
the need for infrastructure and services at the community level;
(e) Facilitate the mobilization of funds from all interested parties, especially
the private sector, for increased investment;
(f) Establish support mechanisms to enable people living in poverty and the
disadvantaged to have access to basic infrastructure and services;
(g) Remove legal obstacles, including those related to security of tenure
and credit, that deny women equal access to basic services;
(h) Promote dialogue among all interested parties to help provide basic services
and infrastructure.
87. To ensure the efficiency of infrastructure and the provision of
services and their operation and maintenance practices, Governments at the
appropriate levels, including local authorities, should:
(a) Create mechanisms to promote autonomous, transparent and accountable
management of services at the local level;
(b) Create an enabling environment to encourage the private sector to participate
in the efficient and competitive management and delivery of basic services;
(c) Promote the application of appropriate and environmentally sound technologies
for infrastructure and delivery of services on a costeffective basis;
(d) Promote partnerships with the private sector and with nonprofit organizations
for the management and delivery of services; where necessary, improve the
regulatory capacity of the public sector; and apply pricing policies that
ensure economic sustainability and the efficient use of services as well
as equal access to them by all social groups;
(e) Where appropriate and feasible, establish partnerships with community
groups for the construction, operation and maintenance of infrastructure
and services.
(f) Improving planning, design, construction, maintenance and rehabilitation
88. With rapid urbanization, population growth and industrialization,
the skills, materials and financing for the planning, design, construction,
maintenance, and rehabilitation of housing, infrastructure and other facilities
are often not available or are of inferior quality. Public policy and private
investment should, together, facilitate an adequate supply of costeffective
building materials, construction technology and bridging finance to avoid
the bottlenecks and distortions that inhibit the development of local and
national economies. By improving quality and reducing the cost of production,
housing and other structures will last longer, be better protected against
disasters, and be affordable to lowincome populations and accessible to persons
with disabilities, which will provide a better living environment. The potential
for job creation and other positive external socioeconomic impacts of the
construction industry should be harnessed; its activity should be brought
into harmony with the environment, and its contribution to overall economic
growth should be exploited, all to the advantage of society at large.
Institutional support should also be provided in the form of industrial standards
and quality control, with particular attention to energy efficiency, health,
accessibility, and consumer safety and protection.
89. Meeting the actual needs of individuals, families and their
communities cannot be achieved by looking at shelter in isolation. The provision
of adequate social services and facilities, the improvement and rationalization
of urban planning and shelter design to cope firmly with the actual needs
of communities, and the provision of technical and other relevant assistance
to the inhabitants of unplanned settlements are essential for the improvement
of living conditions.
Actions
90. To respond effectively to the requirements for appropriate planning,
design, construction, maintenance and rehabilitation of shelter, infrastructure
and other facilities, Governments at the appropriate levels should:
(a) Encourage and support research and studies to promote and develop indigenous
planning and design techniques, norms and standards to match the actual needs
of local communities;
(b) Encourage public participation in assessing real user needs, especially
gender needs, as an integrated action of the planning and design process;
(c) Encourage the exchange of regional and international experience of best
practices and facilitate the transfer of planning, design and construction
techniques;
(d) Strengthen the capacities of training institutions and nongovernmental
organizations to increase and diversify the supply of skilled workers in
construction and promote apprenticeship training, particularly for women;
(e) Make use of contracts with community-based organizations and,
where applicable, the informal sector for the planning, design,
construction, maintenance and rehabilitation of housing and local services,
especially in low-income settlements, with an emphasis on enhancing the
participation and, thus, short- and long-term gains of local communities;
(f) Strengthen the capacity of both the public and private sectors for
infrastructure delivery through cost-effective, employment-intensive methods,
where appropriate, thereby optimizing the impact on the creation of employment;
(g) Promote research, exchange of information and capacity-building with
respect to affordable and technically and environmentally sound building,
maintenance and rehabilitation technologies;
(h) Provide incentives for engineers, architects, planners and contractors
and their clients to design and build accessible energy-efficient structures
and facilities by using locally available resources and to reduce energy
consumption in buildings in use;
(i) Provide training to professionals and practitioners in the construction
and development sector to update their skills and knowledge in order to promote
the development of shelter programmes that serve the interests and needs
of women, persons with disabilities and disadvantaged groups and that ensure
their participation at all stages of the shelter development process;
(j) Adopt and ensure the enforcement of appropriate standards relating to
planning, design, construction, maintenance and rehabilitation;
(k) Support private-sector initiatives to provide bridging loans to builders
at reasonable interest rates;
(l) Support professional groups in offering technical assistance in planning,
design, construction, maintenance, rehabilitation and management to
community-based organizations, non-governmental organizations and others
engaged in self-help and community-based development;
(m) Strengthen and make more transparent government regulatory and inspection
systems;
(n) Join with professional societies to review and revise building codes
and regulations based on current standards of engineering, building and planning
practices, local conditions and ease of administration, and adopt performance
standards, as appropriate;
(o) Support non-governmental organizations and other groups to ensure full
and equal participation of women and persons with disabilities in the planning,
design and construction of houses to suit their specific individual and family
requirements.
91. To promote and support an adequate supply of locally produced,
environmentally sound, affordable and durable basic building materials,
Governments at the appropriate levels, in cooperation with all other interested
parties, should:
(a) Where appropriate, encourage and support the establishment and expansion
of environmentally sound, small-scale, local building materials industries
and the expansion of their production and commercialization through, inter
alia, legal and fiscal incentives and the provision of credit, research
and development, and information;
(b) As required, provide policies and guidelines to facilitate fair market
competition for building materials with enhanced participation of local
interested parties and establish a public mechanism to enforce them;
(c) Promote information exchange and the flow of appropriate environmentally
sound, affordable and accessible building technologies and facilitate the
transfer of technology;
(d) With adequate attention to safety needs, reformulate and adopt building
standards and by-laws, where appropriate, to promote and permit the use of
low-cost building materials in housing schemes, and use such materials in
public construction works;
(e) Where appropriate, promote partnerships with the private sector and
non-governmental organizations to create mechanisms for the commercial production
and distribution of basic building materials for self-help construction
programmes;
(f) Evaluate on a regular basis the progress made in the pursuit of the above
objectives.
92. To enhance the local capacity for environmentally sound production
of building materials and construction techniques, Governments at the appropriate
levels, including local authorities, in cooperation with all interested parties,
should:
(a) Intensify and support research efforts to find substitutes for or optimize
the use of non-renewable resources and to reduce their polluting effects,
paying special attention to recycling, reuse of waste materials and increased
reforestation;
(b) Encourage and promote the application of low-energy, environmentally
sound and safe manufacturing technologies backed by appropriate norms and
effective regulatory measures;
(c) Adopt mining and quarrying policies and practices that ensure minimum
damage to the environment.
4. Vulnerable groups and people with special needs
93. Vulnerability and disadvantage are often caused by marginalization
in and exclusion from the socio-economic mainstream and decision-making processes
and the lack of access on an equal basis to resources and opportunities.
If vulnerability and disadvantage are to be reduced, there is a need to improve
and ensure access by those belonging to vulnerable and disadvantaged groups
to shelter, finance, infrastructure, basic social services, safety nets and
decision-making processes within national and international enabling
environments. It is understood that not all those belonging to vulnerable
and disadvantaged groups are vulnerable and disadvantaged at all times.
Vulnerability and disadvantage are mainly caused by circumstances, rather
than inherent characteristics. Recognizing that vulnerability and disadvantage
are affected, inter alia, by conditions in the housing sector
and the availability, enforcement and effectiveness of legal protection
guaranteeing equal access to resources and opportunities, some members of
certain groups are more likely to be vulnerable and experience disadvantage
with regard to shelter and human settlements conditions. Those belonging
to vulnerable and disadvantaged groups are especially at risk when they have
no security of tenure or where they lack basic services or face
disproportionately adverse environmental and health impacts, or because they
may be excluded, either inadvertently or deliberately, from the housing market
and services.
94. Adequate shelter must be recognized as an important component
of the particular care and assistance to which children and their families,
as well as children living outside or without families, have a right. Special
consideration must be given to the needs of children living in difficult
circumstances.
95. Inadequate shelter or lack of shelter contributes to a loss of
dignity, security and health in the lives of refugees, other displaced persons
in need of international protection and internally displaced persons.
There is a need to strengthen the support for the international protection
of and assistance to refugees, especially refugee women and children, who
are particularly vulnerable.
Actions
96. To remove barriers and eradicate discrimination in the provision
of shelter, Governments at the appropriate levels, including local authorities,
should:
(a) Review and revise legal, fiscal and regulatory frameworks that act as
barriers within the shelter sectors;
(b) Support, through legislation, incentives and other means, where appropriate,
organizations of vulnerable and
disadvantaged groups so that they may promote their interests and become
involved in local and national economic, social and political decision-making;
(c) Establish laws and regulations aimed at preventing discrimination and
barriers and, where such laws and regulations already exist, ensure their
enforcement;
(d) Work with private sector cooperatives, local communities and other interested
parties to raise awareness of the need to eliminate prejudice and discrimination
in housing transactions and the provision of services;
(e) Consider becoming parties to the relevant instruments of the
United Nations system that, inter alia, deal with the specific
and special needs of those belonging to vulnerable and disadvantaged groups,
such as the 1951 Convention Relating to the Status of Refugees and the Protocol
Relating to the Status of Refugees, the International Convention on the
Elimination of All Forms of Discrimination against Women, the International
Convention on the Rights of the Child and the International Convention on
the Protection of the Rights of All Migrant Workers and Members of Their
Families, and abiding by the Standard Rules on the Equalization of Opportunities
for Persons with Disabilities;
(f) Promote systems of public transport that are affordable and accessible
in order to make a wider range of housing and jobs available to vulnerable
groups;
(g) Provide vulnerable and disadvantaged groups with access to information
and with opportunities to participate in the local decision-making process
on community and shelter issues that will affect them;
(h) Provide increased coverage of water supply and sanitation services to
ensure that vulnerable and disadvantaged groups have access to adequate
quantities of safe water and to hygienic sanitation.
97. To provide for the shelter needs of those belonging to vulnerable
groups, Governments at the appropriate levels, including local authorities,
in cooperation with all interested parties, as appropriate, should:
(a) Provide, where appropriate, targeted and transparent subsidies, social
services and various types of safety nets to the most vulnerable groups;
(b) Work with the private and non-profit sectors, community-based organizations
and other actors to provide adequate shelter for people belonging to vulnerable
groups, making special efforts to remove all physical constraints to the
independent living of persons with disabilities and of older persons;
(c) Strive to provide special living facilities and shelter solutions for
people belonging to vulnerable groups, as appropriate, such as shelters for
women subjected to violence, or shared living arrangements for persons with
mental or physical disabilities;
(d) Provide an environment that enables people belonging to vulnerable groups
to participate in the social, economic and political life of their community
and country.
98. To reduce vulnerability, Governments at the appropriate levels,
including local authorities, should:
(a) Work with non-governmental organizations and community-based organizations
to assist members of vulnerable groups to obtain secure tenure;
(b) Protect all people from and provide legal protection and redress for
forced evictions that are contrary to the law, taking human rights into
consideration; when evictions are unavoidable, ensure that, as appropriate,
alternative suitable solutions are provided;
(c) Promote and support self-help housing programmes and initiatives;
(d) Promote, where appropriate, compliance with and enforcement of all health
and environmental laws, especially in low-income areas with vulnerable groups;
(e) Facilitate actions aimed at, inter alia, ensuring legal security
of tenure, capacity-building and improving access to credit, which, apart
from subsidies and other financial instruments, can provide safety nets that
reduce vulnerability;
(f) Pursue policies that will provide information to and consultation with
vulnerable groups;
(g) Facilitate the availability of legal information and assistance to vulnerable
groups;
(h) Promote the use of tools for disaster prevention, mitigation and preparedness
in order to reduce the vulnerability of populations to natural, man-made
and technological disasters.
C. Sustainable human settlements development in an urbanizing world
1. Introduction
99. Rapid urbanization, the concentration of the urban population
in large cities, the sprawl of cities into wider geographical areas and the
rapid growth of megacities are among the most significant transformations
of human settlements. By the year 2005 the majority of the world's population
will live in urban areas, and approximately 40 per cent of them will be children.
Urban areas will strongly influence the world of the twentyfirst century,
and urban and rural populations will be increasingly interdependent for their
economic, environmental and social wellbeing. Among the economic and social
factors influencing this process are population growth and voluntary and
involuntary migration, real and perceived employment opportunities, cultural
expectations, changing consumption and production patterns and serious imbalances
and disparities among regions.
100. Given the magnitude of the challenges that human settlements
pose, society must value and take advantage of the wisdom, knowledge and
skills of every person. Sustainable human settlements development requires
cooperative and complementary actions among interested parties. The mix of
interested parties appropriate for participation may be different in each
instance, depending on who has responsibility for or is affected by the topic
being addressed. As a general matter, interested parties include women and
men of all ages, Governments at the appropriate level, nongovernmental
organizations, community-based organizations, business, labour and environmental
organizations.
101. The sustainability of the global environment and human life will
not be achieved unless, among other things, human settlements in both urban
and rural areas are made economically buoyant, socially vibrant and
environmentally sound, with full respect for cultural, religious and natural
heritage and diversity. Urban settlements hold a promise for human development
and for protection of the world's natural resources through their ability
to support large numbers of people while limiting their impact on the natural
environment. Yet many cities are witnessing harmful patterns of growth, of
production and consumption, of land use, of mobility and of degradation of
their physical structure. Such problems are often synonymous with soil, air
and water pollution, waste of resources and destruction of natural resources.
Some human settlements are also subject to limited water supply, sanitation
and drainage and to dependency upon toxic and nonrenewable energy fuel sources
and irreversible loss of biodiversity. Many of these trends are aggravated
or accelerated by high population growth and the magnitude of ruraltourban
migration. Demographic factors, combined with poverty and lack of access
to resources and unsustainable patterns of production and consumption,
particularly in industrialized countries, can cause or exacerbate problems
of environmental degradation and resource depletion and thus inhibit sustainable
development. Therefore, a largely urbanized world implies that sustainable
development will depend very largely on the capacity of urban and metropolitan
areas to manage the production and consumption patterns and the transport
and waste disposal systems needed to preserve the environment.
102. The municipal level of government can be an effective partner
in making human settlements viable, equitable and sustainable, since its
level of administration is closest to the people. Governments must recognize
the essential role of local authorities in providing services and empowering
people to secure economic development, social welfare and environmental
protection for their communities, and the role of international cooperation
among local authorities. Local authorities can construct, operate and maintain
economic, social and environmental infrastructure, oversee planning processes,
establish local environmental policies and assist in implementing national
and subnational environmental policies. They play a vital role in educating
and mobilizing people and in responding to public demands to promote sustainable
development.
103. At the United Nations Conference on Environment and Development,
the international community agreed on a set of objectives and actions aimed
at promoting sustainable human settlements development. In chapter 7 of
Agenda 21, the concept of an "enabling approach" in the human settlements
sector was developed, whereby a partnership among the public, private and
community sectors sought to improve the social, economic and environmental
quality of human settlements and the living and working environments of all
people, in particular people living in poverty in urban and rural areas.
Particular emphasis was given to participation in the decision-making process
by community groups, women, indigenous people, the elderly and people with
disabilities. The local Agenda 21 framework emphasizes the need for local
authorities to work in cooperation with all interested parties, including
individuals, social groups and the private sector, to promote and implement
effective strategies for sustainable development.
104. In the process of urbanization, policies and programmes for the
sustainable development of human settlements in both rural and urban areas
require strong subnational governmental institutions working in partnership
with all interested parties. Such institutions are still weak in many countries,
and their effectiveness is threatened by increasing problems of political
regionalism and ethnic strife. All these concerns and demands require a regional
and cross-sectoral approach to human settlements planning, which places emphasis
on rural/urban linkages and treats villages and cities as two ends of a human
settlements continuum in a common ecosystem.
105. Increasingly, cities have a network of linkages that extends
far beyond their boundaries. Sustainable urban development requires consideration
of the carrying capacity of the entire ecosystem supporting such development,
including the prevention and mitigation of adverse environmental impacts
occurring outside urban areas. The unsafe disposal of waste leads to the
degradation of the natural environment: aquifers, coastal zones, ocean resources,
wetlands, natural habitats, forests and other fragile ecosystems are affected,
as are the homelands of indigenous people. All transboundary movements of
hazardous waste and substances should be carried out in accordance with relevant
international agreements by parties to those agreements. Rapid urbanization
in coastal areas is causing the rapid deterioration of coastal and marine
ecosystems.
106. The diversity of types of human settlements is a key component
to creating just and sustainable societies. The living and working conditions
in all human settlements, including regional urban centres, rural service
centres, rural hamlets, rural communities, market towns and villages, must
be improved, with particular emphasis on shelter, social and physical
infrastructure, and services. The maintenance and the development of rural
settlements require sustainable agriculture and forestry activities and improved
agricultural technologies, economic diversification, and expanded employment
opportunities created by encouraging appropriate and environmentally sustainable
investment in industry and related economic production and service activities.
107. In order to mitigate the unbalanced geographical development
of human settlements, and to effectively reinforce the creation of a dynamic
economy, Governments at the appropriate levels should create partnerships
with relevant interested parties to encourage the sustainable development
and management of cities of all sizes and should create conditions that ensure
that these different cities provide employment opportunities and services
in the process of securing economic development, social welfare and environmental
protection. They should devise strategies
and support measures that address
the issues relating to the movement of population which leads to extreme
population concentration in some areas, pressure on fragile ecosystems such
as coastal areas, and loss of population in other areas.
108. International cooperation, including citytocity cooperation,
is both necessary and mutually beneficial in promoting sustainable human
settlements development. Depending on the context and the needs of the cities,
towns and villages in each country and region, special attention should be
paid to the most critical issues, such as changing production and consumption
patterns; energy efficiency; sustainable resource and land-use management;
poverty eradication; population and health; water supply, sanitation and
waste management; disaster prevention, mitigation, preparedness and management;
cultural, natural and historical heritage; environmental protection; industry;
infrastructure; and basic services such as health and education facilities
and services. Habitat II provides an opportunity to focus on the effect that
current patterns of human settlements development will have on the ability
to achieve the objectives established at recent United Nations conferences.
Close attention to trends in urban development is essential to the viability
of sustainable human settlements development in rural and urban areas alike.
2. Sustainable land use
109. Land is essential for the provision of food, water and energy
for many living systems, and is critical to human activity. In rapidly growing
urban areas, access to land is rendered increasingly difficult by the potentially
competing demands of housing, industry, commerce, infrastructure, transport,
agriculture and the need for open spaces and green areas, and the protection
of fragile ecosystems. The rising costs of urban land and other factors prevent
persons living in poverty and members of other vulnerable and disadvantaged
groups from gaining access to suitable land, the location of which does not
pose economic, environmental or health risks to the residents for such reasons
as its proximity to polluting industrial facilities, inappropriate geographical
conditions or its susceptibility to natural disasters. Bringing the development
of urban areas into harmony with the natural environment and the overall
system of settlements is one of the basic tasks to be undertaken in achieving
a sustainable urbanized world. The tools for achieving a physically more
balanced development include not only specific urban and regional policies
and legal, economic, financial, cultural and other measures, but also innovative
methods of urban planning and design and of urban development, revitalization
and management. National, subnational and local policies and programmes need
to be integrated. In this regard, the principle of the precautionary approach,
stipulated in the Rio Declaration on Environment and Development, should
be widely applied by Governments according to their capabilities, and the
use of environmental and social impact assessments is desirable.
110. Land use is closely related to water resource management because
of the critical need to protect aquifers and other fresh-water resources
from the harmful effects of human settlements. Special attention should be
paid to guiding potentially hazardous activities away from the fragile areas.
Oceans and coastal areas should be protected from land-based sources of
pollution.
111. Many cities are using peripheral land for urbanrelated purposes
in a wasteful manner while existing serviced land and infrastructure may
not be adequately developed and used. To avoid unbalanced, unhealthy and
unsustainable growth of human settlements, it is necessary to promote landuse
patterns that minimize transport demands, save energy and protect open and
green spaces. Appropriate urban density and mixed landuse guidelines are
of prime importance for urban development. National, subnational and local
policies and development plans must be carefully reexamined to ensure optimal
land use and geographically better balanced economic development, including
the protection of indispensable agricultural land; land that sustains
biodiversity, water quality and groundwater recharge; fragile areas, including
coastal areas; and other sensitive areas in need of protection.
112. Green spaces and vegetation cover in urban and peri-urban areas
are essential for biological and hydrological balance and economic development.
Vegetation creates natural habitats and permits better absorption of rainwater
by natural means, which implies savings in water management. Green areas
and vegetation also play an important part in reducing air pollution and
in creating more suitable climatic conditions, thereby improving the living
environment in cities. Healthy and environmentally sound agricultural activities
and the provision of common land should be integrated into the planning of
urban and peri-urban areas.
Actions
113. Governments at the appropriate levels, including local authorities
and other interested parties, with the support of the relevant international
and regional institutions, should support the efforts of human settlements
to establish sustainable urban land-use patterns and planning and, to that
end, should:
(a) Establish, as appropriate, legal frameworks to facilitate the development
and implementation, at the national, subnational and local levels, of public
plans and policies for sustainable urban development and rehabilitation,
land utilization, housing and the improved management of urban growth;
(b) Promote efficient and accessible land markets that are responsive to
demand and meet community needs;
(c) Develop, where appropriate, fiscal incentives and land-use control measures,
including land-use planning solutions for more rational and sustainable use
of limited land resources;
(d) Focus greater attention on meeting the capital investment requirements
of human settlements through resource mobilization strategies and policies
that facilitate greater flows of private investment in urban development
in locations that contribute
to sustainable land-use patterns;
(e) Encourage partnerships among the public, private and voluntary sectors
and other interested parties in managing land resources for sustainable urban
development;
(f) Promote urban planning, housing and industrial siting initiatives that
discourage the siting of hazardous industrial facilities in residential areas;
(g) Prevent or minimize pollution and exposure to pollution from industrial
facilities, while also promoting urban planning, housing and industrial siting
initiatives that discourage the disproportionate siting of polluting industrial
facilities in areas inhabited by people living in poverty or those belonging
to vulnerable and disadvantaged groups;
(h) Develop and support the implementation of improved land-management practices
that deal comprehensively with competing urban land requirements for housing,
industry, commerce, infrastructure, transport, green spaces and forested
areas, taking into account the need for spaces for everyday activities -
for playgrounds, parks, sports and recreation areas and areas suitable for
gardening and urban agriculture;
(i) Promote the integration of land-use, communications and transport planning
to encourage development patterns that reduce the demand for transport;
(j) Develop and implement integrated coastal zone management plans to ensure
the proper development and conservation of coastal resources;
(k) Promote the use of tools and the development of capacities for transparent
urban monitoring and reporting activities based on appropriate indicators
for the environmental, social and economic performance of cities;
(l) Institutionalize a participatory approach to sustainable human settlements
through the development and support of strategies and mechanisms that encourage
open and inclusive dialogue among all interested parties, with special attention
to the needs and priorities of women, minorities, children, youth, people
with disabilities, older persons and persons living in poverty and exclusion;
(m) Promote best practices for community-based land management in human
settlements;
(n) Strengthen capacities in integrated environmental management.
114. To develop and support improved and integrated land management,
Governments at the appropriate levels, including local authorities, should:
(a) Develop integrated land information and mapping systems;
(b) Establish, as appropriate, structures for the enforcement of land management
laws and regulations in order to make enforcement and appeals more efficient
and effective;
(c) Develop the land market through the establishment of an effective legal
framework that incorporates environmental concerns and encompasses the diversity
of tenure systems;
(d) Develop, with the participation of all interested parties, comprehensive
and environmentally sound land-use strategies at the local level.
3. Social development: eradication of poverty, creation of productive employment
and social integration
115. Promoting equitable, socially viable and stable human settlements
is inextricably linked to eradicating poverty. The concerns of the International
Year for the Eradication of Poverty and the International Decade for the
Eradication of Poverty are shared by the international community, which also
acknowledges the feminization of poverty. Poverty has various manifestations,
including homelessness and inadequate housing. The eradication of poverty
requires, inter alia, sound macroeconomic policies aimed at creating
employment opportunities, equal and universal access to economic opportunities
(and special efforts to facilitate such access for the disadvantaged); education
and training that will promote sustainable livelihoods through freely chosen
productive employment and work; and basic social services, including health
facilities. However, there are no universal solutions that can be fairly
applied. People living in poverty must be empowered through freely chosen
participation in all aspects of political, economic and social life. Other
key elements of a poverty eradication strategy include policies geared to
reducing inequalities, increasing opportunities, improving and providing,
as appropriate, access to resources, employment and income; promoting rural
development and measures to improve economic, social and environmental conditions
in rural areas; providing social protection for those who cannot support
themselves; recognizing the needs and skills of women; developing human
resources; improving infrastructure, including communication facilities,
and making it more accessible; and promoting domestic policies for meeting
the basic needs of all.
Actions
116. To promote equal access to and fair and equitable provision of
services in human settlements, Governments at the appropriate level, including
local authorities, should:
(a) Formulate and implement human settlements development policies that ensure
equal access to and maintenance of basic services, including those related
to the provision of food security; education; employment and livelihood;
basic health care services; safe drinking water and sanitation; adequate
shelter; and access to open and green spaces, giving priority to the needs
and rights of women and children, who often bear the greatest burden of poverty;
(b) Where appropriate, redirect public resources to encourage community-based
management of services and infrastructure and promote the participation of
the private sector and local residents, including people living in poverty,
women, people with disabilities, indigenous people and members of disadvantaged
groups, in the identification of public service needs, spatial planning and
the design, provision and maintenance of urban infrastructure and open and
green spaces.
117. To promote social integration, Governments at the appropriate
levels, including local authorities, recognizing the importance of volunteer
contributions and in close
cooperation with non-governmental organizations, community-based organizations,
the cooperative sector and public and private foundations, should:
(a) Prohibit discriminatory, exclusionary practices related to shelter,
employment and access to social and cultural facilities;
(b) Offer opportunities and physical space to encourage positive interaction
among culturally diverse groups;
(c) Involve marginalized and/or disadvantaged groups and individuals in the
planning, decision-making, monitoring and assessment related to human settlements
development;
(d) Encourage, in cooperation with relevant interested parties, including
parents with respect to their children's education, the development of school
curricula, education programmes and community-based centres aimed at developing
understanding and cooperation among members of diverse cultures.
118. Urban and rural poverty and unemployment represent severe constraints
for human settlements development. In order to combat poverty, Governments
at the appropriate levels, including local authorities, in partnership with
all relevant interested parties, including workers' and employers' organizations,
should:
(a) Stimulate productive employment opportunities that generate income sufficient
to achieve an adequate standard of living for all people, while ensuring
equal employment opportunities and wage rates for women and encouraging the
location of employment opportunities near and in the home, particularly for
women living in poverty and people with disabilities;
(b) Pursue the goal of ensuring quality jobs, and safeguard the basic rights
and interests of workers and, to this end, freely promote respect for relevant
conventions of the International Labour Organization, including those on
the prohibition of forced and child labour, freedom of association, the right
to organize and bargain collectively, and the principle of nondiscrimination;
(c) Improve policies that reduce environmental health hazards, and provide
the informal sector and all workers with accessible information on how to
enhance occupational safety and reduce health risks;
(d) Promote, where appropriate, costeffective and labourintensive investments
and methods to provide, rehabilitate and maintain settlement infrastructure
and services;
(e) Promote contracting and procurement that, as appropriate, facilitate
the involvement of the local private sector, including small businesses and
contractors, and, when appropriate, the informal sector and the community
sector in the provision of basic public goods and services;
(f) Ensure that people living in poverty have access to productive resources,
including credit, land, education and training, technology, knowledge and
information, as well as to public services, and that they have the opportunity
to participate in decisionmaking in a policy and regulatory environment that
would enable them to benefit from employment and economic opportunities;
(g) Promote access to credit and innovative banking alternatives with flexible
guarantees and collateral requirements for women and people living in poverty,
including those who work in the informal sector, family enterprises and
smallscale enterprises;
(h) Promote community-based cooperative banking and responsible corporate
reinvestment in local communities;
(i) Promote and strengthen productive enterprises, including microenterprises
and smallscale private and cooperative sector enterprises and expand market
and other employment and training opportunities for women, men and youth,
including people with disabilities and, where appropriate, strengthen the
linkages between the informal and formal sectors;
(j) Promote, where appropriate, timely access of the unemployed, particularly
persons living in poverty, to education and vocational training;
(k) Link independent small businesses through flexible manufacturing networks;
(l) Establish and strengthen programmes designed to improve project management
skills for communitybased and nongovernmental organizations, including youth
organizations, at the community and local levels, including needs assessment,
project setting and design, financial management, project implementation
and impact assessment, monitoring and evaluation;
(m) Encourage the establishment of communitybased organizations, private
voluntary organizations and other nongovernmental organizations that contribute
to efforts to eradicate poverty;
(n) Explore the creation of quasi-public support structures that encourage
interrelated community-based enterprises by providing assistance with
development, marketing and distribution of community-manufactured products;
(o) Promote public awareness of job opportunities through the mass media.
119. In order to promote gendersensitive planning and management of
human settlements, Governments at the appropriate levels, including local
authorities, in collaboration with women's groups and other interested parties,
should:
(a) Adopt, where appropriate, bylaws, standards and norms and develop planning
guidelines that take into consideration the needs and situations of women
and men and girls and boys in relation to human settlements planning, development
and decisionmaking, and in the provision of and access to basic services,
including public transportation, health and educational facilities;
(b) Consider in the planning process the fact that women are often involved
in the informal sector and use their homes for business or market activities;
(c) Promote representative structures, while ensuring women's full and equal
participation;
(d) Develop policy guidelines and programmes that encourage and actively
pursue the involvement of women's groups in all aspects of community development
related to environmental infrastructure and the provision of basic urban
services, and encourage women's own cooperatives, as well as their membership
in other cooperatives;
(e) Promote changes in attitudes, structures, policies, laws and other practices
relating to gender in order to eliminate all obstacles to human dignity and
equality in family and society and promote full and equal participation of
women and men, including persons with disabilities, in social, economic and
political life, including in the formulation, implementation and follow-up
of public policies and programmes;
(f) Foster economic policies that have a positive impact on the employment
and income of women workers in both the formal and informal sectors and adopt
specific measures to address women's unemployment, in particular their longterm
unemployment;
(g) Eliminate legal and customary barriers, where they exist, to women's
equal access to and control of land and finance;
(h) Promote equal access to all levels of education for girls and women;
(i) Establish programmes that address the absolute poverty found among rural
women, focusing on their need for adequate shelter and employment;
(j) Generate and disseminate gender disaggregated data, while ensuring that
such statistics are collected, compiled, analysed and presented by age and
sex; set up monitoring mechanisms in government structures; and integrate
the results into mainstream policies for sustainable human settlements
development;
(k) Enhance community awareness of issues facing women living in poverty,
the homeless, migrants, refugees, other displaced women in need of
international protection, and internally displaced women, especially those
issues related to physical and sexual abuse, and design appropriate community
responses;
(l) Ensure equal access to housing, land and public services in the urban
and rural areas in line with the International Convention on the Elimination
of All Forms of Discrimination against Women.
120. In order to develop the full potential of young people and prepare
them to take a responsible role in the development of human settlements,
Governments at the appropriate levels, including local authorities, in
partnership with the private sector, nongovernmental youth organizations
and other non-governmental organizations as well as community-based
organizations, should:
(a) Integrate youth concerns into all relevant national, subnational and
local policies, strategies, programmes and projects;
(b) Enable youth by supporting and valuing their ability to play an active
and creative role in building sustainable communities;
(c) Provide equal access to basic education, paying special attention to
people living in poverty and to youth living in rural areas and addressing
constraints created by distance, lack of educational facilities and social
or economic barriers;
(d) Take special action to reduce the dropout rate at all levels of education
through increased relevance and quality education, and to facilitate the
access of school leavers to a sustainable livelihood;
(e) Utilizing both formal and non-formal educational and training activities
and programmes, promote - in partnership with youth - employment programmes
and vocational skills development that enhance youth's capacity to participate
fully in the social, economic and political processes of human settlements;
(f) Eliminate the sexual and economic exploitation of young women and children,
improving their quality of life and increasing their contribution to sustainable
human settlements development;
(g) Encourage awarenessraising campaigns and other actions developed and
implemented by youth that are aimed at promoting the appreciation by youth
of their historical, natural, religious, spiritual and cultural heritage
and at increasing their consciousness of environmental values and the
environmental implications of their production, consumption, behavioural
and ethical choices, especially those related to adequate shelter for all
and sustainable human settlements development.
121. In order to promote disability-sensitive planning and management
of human settlements, Governments at the appropriate levels, including local
authorities, should:
(a) Promote the adoption of laws, bylaws, standards and norms and develop
planning guidelines and programmes that take into consideration the specific
needs of persons with disabilities, including the chronically ill, in all
planning, development and decisionmaking in relation to human settlements;
(b) Encourage the adoption of laws and policies ensuring persons with
disabilities full access to all new public buildings and facilities, public
housing and public transport systems; and also encourage access to existing
public buildings and facilities, housing and transport, wherever feasible,
especially by taking advantage of renovation;
(c) Promote representative structures, while ensuring the full and equal
participation of persons with disabilities;
(d) Eliminate communication barriers to reduce the social and physical isolation
faced by persons with disabilities by measures such as the production and
dissemination of information, especially public information, in appropriate
formats;
(e) Promote equal access to all levels of education and skills development
for persons with disabilities;
(f) Prepare and disseminate disaggregated data presented by age, sex and
work status, set up monitoring mechanisms in government structures and integrate
the results into mainstream policies for sustainable human settlements
development;
(g) Recognize that people with disabilities can provide expertise in their
own housing and community requirements, that they should be decision makers
with regard to housing appropriate for them and that they should be included
as designers and implementers of such housing;
(h) Enhance community awareness of health-care issues facing persons with
disabilities and design appropriate community responses;
(i) Provide persons with disabilities affordable and quality health care;
(j) Develop policies and guidelines and provide services that enable persons
with disabilities to be housed in communitybased settings;
(k) Develop and implement programmes that enable people with disabilities
to have an equal opportunity to realize an income sufficient to attain an
adequate standard of living;
(l) Consider in the planning process the fact that persons with disabilities
often use their homes for business or market activities;
(m) Promote sports, recreational and cultural activities for persons with
disabilities.
122. In order to promote the continuing progress of indigenous people
and to ensure their full participation in the development of the rural and
urban areas in which they live, with full respect for their cultures, languages,
traditions, education, social organizations and settlement patterns, Governments
and leaders of indigenous communities, within the national context, should:
(a) Take particular actions to enhance their productive capacities, ensuring
their full and equal access to social and economic services and their
participation in the elaboration and implementation of policies that affect
their development;
(b) Support the economic activities of indigenous people in order to improve
their conditions and development and to secure their safe interaction with
larger economies;
(c) Integrate indigenous women, their perspectives and knowledge,
on an equal basis with men, in decisionmaking regarding human
settlements, including sustainable resource management and the development
of policies and programmes for sustainable development, including, in particular,
those designed to address and prevent environmental degradation of land;
(d) Address the particular needs of indigenous children and their families,
especially those living in poverty, thereby enabling them to benefit fully
from economic and social development programmes.
123. To prevent, reduce and eliminate violence and crime, Governments
at the appropriate levels, including local authorities, in partnership with
all interested parties, should:
(a) Design, create and maintain liveable human settlements that encourage
the use of public spaces as centres of community life so that they do not
become places for criminal activity;
(b) Promote awareness and provide education in an effort to mitigate crime
and violence and strengthen society;
(c) Promote crime prevention through social development by finding ways to
help communities deal with underlying factors that undermine community safety
and result in crime by addressing such critical problems as poverty, inequality,
family stress, unemployment, absence of educational and vocational opportunities,
and lack of health care, including mental health services;
(d) Encourage youth and children, in particular street children, to become
interested parties in their own future and in their community's future through
education, recreation, and job training and counselling that can attract
private-sector investment and support from nonprofit organizations;
(e) Enhance women's safety in communities through the promotion of a gender
perspective in crime prevention policies and programmes by increasing in
those responsible for implementing those policies the knowledge and understanding
of the causes, consequences and mechanisms of violence against women;
(f) Establish programmes designed to improve the skills of local leadership
in group facilitation, conflict resolution and intervention;
(g) As appropriate, promote personal security and reduce fear by improving
police services, making them more accountable to the communities they serve,
and by encouraging and facilitating, whenever appropriate, the formation
of lawful communitybased crime prevention measures and systems;
(h) Provide accessible, affordable, impartial, prompt and humane local systems
of justice by, inter alia, facilitating and strengthening, where
appropriate, existing traditional institutions and procedures for the resolution
of disputes and conflicts;
(i) Encourage the establishment of programmes and projects based on voluntary
participation, especially of children, youth and older persons, to prevent
violence, including violence in the home, and crime;
(j) Take concerted and urgent action to dismantle international and national
sex trafficking networks.
124. To protect vulnerable and disadvantaged people, Governments at
the appropriate levels, in partnership with all interested parties, should
work together to:
(a) Adopt integrated, transparent and gender-sensitive environmental, social
and economic policies and programmes for distressed areas and areas characterized
by social exclusion;
(b) Facilitate the participation of local organizations, including elder
councils, women's groups, people's movements, youth groups, children's groups
and organizations of people with disabilities and other organizations based
in the community, in the decision-making processes concerning social welfare
programmes;
(c) Promote and establish operational partnerships with social welfare and
community development initiatives;
(d) Improve the planning and design of human settlements so as to respond
specifically to the needs of vulnerable and disadvantaged people, especially
people with disabilities.
4. Population and sustainable human settlements development
125. The quality of life and the activities of all human beings within
human settlements are closely interrelated with population change, demographic
patterns, including growth, structure and distribution of population, and
development variables such as education, health and nutrition, the levels
of use of natural resources, the state of the environment and the pace and
quality of economic and social development.
126. Population movements within and among countries, including the
very rapid growth of some cities and the unbalanced regional distribution
of population in some areas need to be considered to ensure the sustainability
of human settlements.
Actions
127. In order to address population issues affecting human settlements
and to fully integrate demographic concerns into sustainable human settlements
development policies, Governments at the appropriate levels, including local
authorities and other interested parties, should:
(a) Ensure that population/demographic issues are appropriately addressed
within decision-making processes, especially those dealing with urban and
regional planning and management, basic infrastructure and services provision
or other related policies;
(b) Where necessary, set up or enhance databases, including,
inter alia, data disaggregated by gender and age, and conduct
data collection and analysis to provide baseline information that can be
used to better plan for population growth in cities, towns and villages;
(c) Increase the awareness, knowledge and understanding of the impact of
population change and development variables on human settlements at all levels
of society through public information campaigns and communication efforts
centred on the significance and relevance of population-related issues and
the responsible actions necessary to address such issues, including health,
family planning and consumption and production patterns consistent with
sustainable development;
(d) Consider the need to plan, design and build sustainable new human
settlements, taking into account the environmental impact, to relieve present
and obviate future population and development pressures on urban and rural
areas.
5. Environmentally sustainable, healthy and liveable human settlements
128. Sustainable human settlements depend on the creation of a better
environment for human health and well-being, which will improve the living
conditions of people and decrease disparities in the quality of their lives.
The health of the population depends at least as much on the control of
environmental causes of poor health as on clinical responses to disease.
Children are particularly vulnerable to harmful urban environments and must
be protected. Measures to prevent ill health and disease are as important
as the availability of appropriate medical treatment and care. It is therefore
essential to take a holistic approach to health, whereby both prevention
and care are placed within the context of environmental policy, supported
by effective management systems and plans of action incorporating targets
that reflect local needs and capacities.
129. Health problems related to adverse environmental conditions,
including a lack of access to safe water and sanitation, inadequate waste
management, poor drainage, air pollution, and exposure to excessive noise
levels, as well as ineffective and inadequate health services, exact a heavy
toll on the quality of life and the overall contribution to society of millions
of people. They may also aggravate social tension and inequity and increase
the vulnerability of people to the effects of disasters. An integrated approach
to the provision of environmentally sound infrastructure in human settlements,
particularly for people living in poverty in rural and urban areas, is an
investment in sustainable human settlements development that can enhance
the quality of life, reduce negative impacts on the environment, improve
the overall health of a population, and reduce the burden of investment in
curative health and poverty alleviation.
130. Many pollution-related risks to health are particularly high
in urban areas, as well as in low-income areas, because of higher concentrations
of pollutants from, inter alia, industry, traffic, fumes from
cooking and heating devices, overcrowding and inadequate solid and liquid
waste management. Environmental risks in the home and the workplace may have
a disproportionate impact on the health of women and children because of
their different susceptibilities and rates of exposure to the toxic effects
of various chemicals and given the nature of the tasks that women frequently
undertake. Environmental risks may also have a disproportionate impact on
children.
131. Many environmental contaminants, such as radioactive materials
and persistent organic pollutants, work their way into the food chain and
eventually into human beings, thus compromising the health of present and
future generations.
132. Exposure to heavy metals, including lead and mercury, may have
persistent and harmful effects on human health and development and on the
environment. Children and people living in poverty are often particularly
vulnerable, and it is of special concern that the effects of high lead levels
on children's intellectual development are irreversible. Effective and affordable
alternatives to many of the uses of these metals are available. Appropriate
alternatives should be sought for those products where exposure to lead can
be neither controlled nor managed.
133. Unsustainable and wasteful production and consumption patterns
also lead to increasing problems in waste management. It is essential to
intensify efforts aimed at minimizing the production and discharge of waste,
and at recycling and reuse as much as possible and disposing of the remainder
in an environmentally sound manner. This will require changes in attitudes
and consumption patterns and in the design of buildings and neighbourhoods,
as well as innovative, efficient and sustainable modalities for waste management.
134. The design of the built environment is recognized as having an
impact on people's well-being and behaviour and, thereby, on people's health.
Good design in new housing and in upgrading and rehabilitation is important
for the creation of sustainable living conditions. The design of highrise
housing should complement the context of the neighbourhood in which it will
be located. In particular, the large-scale development of high-rise housing
can bring social and environmental disadvantages; therefore special attention
should be paid to the quality of its design, including the scale and height,
proper maintenance, regular technical inspection and safety measures.
135. The liveability of the built environment has an important bearing
on the quality of life in human settlements. Quality of life implies those
attributes catering for the diversified and growing aspirations of citizens
that go beyond the satisfaction of basic needs. Liveability refers to those
spatial, social and environmental characteristics and qualities that uniquely
contribute to people's sense of personal and collective wellbeing and to
their sense of satisfaction in being the residents of that particular settlement.
The aspirations for liveability vary from place to place, and evolve and
change in time; they also differ among the diverse populations that make
up communities. Therefore, conditions for liveable human settlements presuppose
a working democracy in which processes of participation, civic engagement
and capacitybuilding mechanisms are institutionalized.
Actions
136. To improve the health and well-being of all people throughout
their lifespan, particularly people living in poverty, Governments at the
appropriate levels, including local authorities, in partnership with other
interested parties, should:
(a) Develop and implement national, subnational and local health plans or
strategies and strengthen environmental health services to prevent, mitigate
and respond to diseases and ill health resulting from poor conditions in
living and working environments and the conditions of people living in poverty,
and continue work towards the Agenda 21 objective of achieving a 10
to 40 per cent improvement in health indicators by the year 2000;
(b) Adopt measures to prevent and control air, water and soil pollution and
to reduce noise levels, where appropriate, and develop and ensure access
to appropriate preventive and curative health-care systems in order to tackle
related health problems;
(c) Ensure adequate research to assess how and to what extent women and children
are particularly susceptible or exposed to environmental degradation and
hazards, including, as necessary, research and data collection on specific
groups of women and children, particularly women with low incomes, indigenous
women and women belonging to minorities;
(d) Improve shelter conditions so as to mitigate those health and safety
risks, particularly risks to women, older persons, children and people with
disabilities, that are associated with activities in the home;
(e) Build capacity at all levels for effective environmental health management;
(f) Develop and implement programmes to ensure universal access for women
throughout their life-span to a full range of affordable health-care services,
including those related to reproductive health care, which includes family
planning and sexual health, consistent with the report of the International
Conference on Population and Development;
(g) Develop, where appropriate, criteria for maximum permitted and safe levels
of noise exposure and promote noise assessment control as part of environmental
health programmes;
(h) Raise awareness of the interdependencies between the environment and
health and develop within communities the knowledge, attitudes and practices
needed to improve personal and community health, with special attention to
hygiene;
(i) Promote, where appropriate, planning and good design in human settlements,
both in new developments and in upgrading and rehabilitation, while emphasizing
aesthetic qualities as well as sound and sustainable technical and functional
qualities, enriching and enlightening the overall quality of life of people;
(j) Establish processes to increase the exchange of information, experience
and technical assistance among national, subnational and local Governments,
including among Governments at the same level, and across sectors for
environmental health improvements;
(k) Ensure that due priority is given and adequate resources made available
from all sources, at the national, regional and international levels, to
combat the threat to individuals and public health posed by the rapid spread
of HIV/AIDS globally and by the re-emergence of major diseases, such as
tuberculosis, malaria, onchocerciasis (river blindness) and diarrhoeal diseases,
in particular cholera;
(l) Promote safe and healthy workplace conditions for men and women.
137. To improve environmental conditions and reduce industrial and
domestic waste and other forms of health risks in human settlements, Governments
at the appropriate levels and in partnership with all interested parties
should:
(a) Develop and implement national and local plans, policies and specific
cross-sectoral programmes addressing all relevant chapters of Agenda 21;
(b) Develop laws and policies that specify appropriate ambient environmental
quality levels and set targets for environmental improvements and identify
instruments for their achievement appropriate to national and subnational
priorities and conditions;
(c) Establish, equip and build capacity for monitoring and evaluating compliance
with environmental regulations and effectiveness of enforcement at all levels;
(d) Set environmental standards so as to facilitate the selection and development
of appropriate technologies and their appropriate use;
(e) Identify and address the disproportionately high and adverse effects
of policies and programmes on the human health or the environment of people
living in poverty and those belonging to vulnerable and disadvantaged groups;
(f) Provide incentives and disincentives to promote the use of clean production
and energy- and water-saving processes and technologies that, among other
things, can increase economic opportunities in the areas of environmental
technology, environmental cleanup and environmentally friendly products and
can improve the attractiveness and competitiveness of human settlements for
economic investments;
(g) Provide guidelines and training for the application of procedures for
the assessment of environmental health impacts;
(h) Undertake environmental assessments and environmental impact assessments
for development plans and projects, respectively, that may significantly
affect the quality of the
environment;
(i) Support mechanisms for consultations and partnerships among interested
parties to prepare and implement local environmental plans and local
Agenda 21 initiatives and specific cross-sectoral environmental health
programmes;
(j) Raise awareness of environmental issues and develop within communities
the knowledge, attitudes and practices needed for sustainable human settlements
development;
(k) Take appropriate action to manage the use of heavy metals, particularly
lead, safely and effectively and, where possible, to eliminate uncontrolled
exposure in order to protect human health and the environment;
(l) Eliminate as soon as possible the use of lead in gasoline;
(m) In cooperation with the international community, promote the protection
of the living environment and strive to restore contaminated land, air and
water to levels acceptable for sustainable human settlements.
138. Recognizing the need for an integrated approach to the provision
of those environmental services and policies that are essential for human
life, Governments at the appropriate levels, in partnership with other interested
parties, should:
(a) Incorporate the principles and strategies contained in Agenda 21 and
the Rio Declaration on Environment and Development in an integrated manner:
the precautionary principle approach, the polluter pays principle, the pollution
prevention principle, the ecosystem approach, including strategies pertaining
to carrying capacity, and environmental and social impact assessments;
(b) Promote practices and patterns of production and consumption that will
conserve and protect freshwater and saltwater resources and topsoil, as well
as air and soil quality;
(c) Ensure that clean water is available and accessible to all human settlements
as soon as possible through, inter alia, the adoption and improvement
of technology, and ensure that environmental protection and conservation
plans are designed and implemented to restore polluted water systems and
rebuild damaged watersheds;
(d) Dispose as soon as possible, within both rural and urban areas, of sewage,
waste waters and solid wastes, including hazardous wastes, in a manner that
conforms with national or international environmental quality guidelines;
(e) Promote environmental protection and public health by proper treatment
and the recycling and reuse of environmentally compatible sanitation and
treatment/disposal of waste water and solid waste;
(f) Make a concerted effort to reduce the generation of wastes and waste
products by, inter alia, setting national and local goals for
the reduction of packaging;
(g) Develop criteria and methodologies for the assessment of environmental
impacts and resource requirements at the local level throughout the life
cycle of products and processes;
(h) Develop and implement legal, fiscal and administrative mechanisms to
achieve integrated ecosystem management;
(i) Establish mechanisms to ensure transparent, accountable and costeffective
management and maintenance of infrastructure.
139. In order to promote a healthy environment that will continue
to support adequate shelter for all and sustainable human settlements for
current and future generations, Governments at the appropriate levels, in
partnership with all relevant interested parties, should:
(a) Promote the conservation and sustainable use of urban and periurban
biodiversity, including forests, local habitats and species biodiversity;
the protection of biodiversity should be included within local sustainable
development planning activities;
(b) Protect existing forest resources and promote, where possible, afforestation
around and within human settlements in order to fulfil basic needs relating
to energy, construction, recreation and food security;
(c) Encourage, where appropriate, the establishment of productive and
recreational green belts around urban and rural agglomerations in order to
protect their environment and contribute to the provision of food products;
(d) Reduce significantly the degradation of the marine environment emanating
from landbased activities, including municipal, industrial and agricultural
wastes and runoff, which have a pernicious impact on the productive areas
of the marine environment and coastal areas;
(e) Ensure that children have access to the natural world on a daily basis
through free play outdoors, and establish education programmes to help children
investigate their community environments, including natural ecosystems;
(f) Ensure adequate opportunity for public participation by all interested
parties at all levels of environmental decisionmaking.
140. Water resources management in human settlements presents an
outstanding challenge for sustainable development. It combines the challenge
of securing for all the basic human need for a reliable supply of safe drinking
water and meeting the competing demands of industry and agriculture, which
are crucial to economic development and food security, without compromising
the ability of future generations to meet their water needs.
141. Meeting this challenge requires an integrated approach to water
resources management that takes cognizance of the links between water, sanitation
and health, between the economy and the environment, and between cities and
their hinterland, and harmonizes landuse planning and housing policies with
water sector policies and ensures a comprehensive and coherent approach to
setting and enforcing realistic standards. A strong political commitment,
cooperation across disciplines and sectors, and an active partnership of
all interested parties is essential to integrated water resources management.
To this end, Governments at the appropriate levels, in partnership with other
interested parties, should:
(a) Pursue policies for water resources management that are guided by the
broader consideration of economic, social and environmental sustainability
of human settlements at large, rather than by sectoral considerations alone;
(b) Establish strategies and criteria (biological, physical and chemical
water quality) to preserve and restore aquatic ecosystems in a holistic manner,
giving consideration to entire drainage basins and the living resources contained
therein;
(c) Manage supply and demand for water in an effective manner that provides
for the basic requirements of human settlements development, while paying
due regard to the carrying capacity of natural ecosystems;
(d) Promote the forging of partnerships between the public and private sectors
and between institutions at the national and local levels so as to improve
the allocative efficiency of investments in water and sanitation and to increase
operational efficiency;
(e) Support responsible agencies in developing their capacity for assessing
the demand of communities and incorporating such demand in the planning of
environmental infrastructure services;
(f) Implement the institutional and legal reforms necessary to remove unnecessary
overlaps and redundancies in the functions and jurisdictions of multiple
sectoral institutions and to ensure effective coordination among those
institutions in the delivery and management of services;
(g) Introduce economic instruments and regulatory measures to reduce wastage
of water and encourage recycling and reuse of waste water;
(h) Develop strategies to reduce the demand for limited water resources by
increasing efficiencies in the agricultural and industrial sectors;
(i) Carry out tenure regularization, as appropriate, in informal settlements
to achieve the minimum level of legal recognition required for the provision
of basic services;
(j) Promote the development and use of efficient and safe sanitary systems,
such as dry toilets, for the recycling of sewage and organic components of
municipal solid waste into useful products such as fertilizers and biogas;
(k) Take into consideration the needs of women in making technological choices
in respect of the level of and access to basic services;
(l) Ensure the full and equal participation of women in all decisionmaking
relating to water resource conservation, management and technological choice.
142. To improve the liveability of human settlements, Governments
at the appropriate levels and in partnership with other interested parties
should promote:
(a) The full participation of all interested parties in spatial planning,
design and practices that contribute to sustainability, efficiency, convenience,
accessibility, safety, security, aesthetics, diversity and social integration
in human settlements;
(b) Interaction between and among different social groups through the development
and maintenance of cultural facilities and communications infrastructure;
(c) An adequate supply of affordable housing for all;
(d) Legislation to safeguard the rights and interests of workers, to enhance
consumer rights and to ensure security of tenure;
(e) An economic environment capable of generating employment opportunities,
as well as offering a diversity of goods and services;
(f) Capacitybuilding, institutional development and civic engagement to
contribute to integration and an overall productivity increase in human
settlements.
143. In a globalizing economy, the increasing occurrence of transboundary
pollution and the transfer across national borders and regions of technologies
hazardous to the environment can represent a serious threat to the environmental
conditions of human settlements and the health of their inhabitants. Governments
should therefore cooperate to develop further international legal mechanisms
to implement principle 13 of the Rio Declaration regarding liability
and compensation for adverse effects of environmental damage caused by activities
within their jurisdiction or control to areas beyond their jurisdiction.
The international community, international organizations and Governments
should also seek appropriate preventive measures in cases of clear risk of
major environmental accidents with transboundary effects. Furthermore, States
should be guided by principle 16 of the Rio Declaration, which encourages
the approach that the polluter should, in principle, bear the cost of pollution.
144. In seeking to prevent transboundary pollution and minimize its
impact on human settlements when it does occur, Governments should cooperate
to develop appropriate mechanisms for assessing the environmental impact
of proposed activities that are likely to have a significant adverse impact
on the environment, including an evaluation of relevant comments provided
by other potentially affected countries. Governments should also cooperate
to develop and implement mechanisms for prior and timely notification, exchange
of information and consultation in good faith, and mitigation of the potential
adverse effects regarding those activities, taking into account existing
international agreements and instruments.
6. Sustainable energy use
145. The use of energy is essential in urban centres for transportation,
industrial production, and household and office activities. Current dependence
in most urban centres on nonrenewable energy sources can lead to climate
change, air pollution and consequent environmental and human health problems,
and may represent a serious threat to sustainable development. Sustainable
energy production and use can be enhanced by encouraging energy efficiency,
by such means as pricing policies, fuel switching, alternative energy, mass
transit and public awareness. Human settlements and energy policies should
be actively coordinated.
Actions
146. In order to promote efficient and sustainable energy use, Governments
at the appropriate levels, in partnership with the private sector,
nongovernmental organizations, communitybased organizations and consumer
groups, should, as appropriate:
(a) Promote urban and rural planning and design solutions that are conducive
to the efficient use of energy
and that pay due attention to end users and their attitudes and practices;
(b) Introduce appropriate measures to promote the use of renewable and safe
sources of energy and to improve the efficiency of energy use in human
settlements, while ensuring that people living in poverty and their families
are not disadvantaged;
(c) Promote energyefficient systems, for example, by introducing or supporting
innovative energyefficient measures in the generation, distribution and use
of energy, such as combined heating and cooling systems that utilize waste
heat recovery, and cogeneration of heating and electricity;
(d) Encourage research, development and use of nonmotorized or lowenergy
transport systems and the use of renewable energy sources and technologies,
such as solar, wind and biomass energy;
(e) Encourage countries, in particular developing countries, to cooperate
in exchanging knowledge, experience and knowhow in the phasing out of lead
gasoline, through, inter alia, the use of biomass ethanol as
an environmentally sound substitute;
(f) Introduce or amend user charges and/or other measures to promote the
efficient use of household energy;
(g) Stimulate, through fiscal incentives or other measures, and adopt
energyefficient and environmentally sound technologies in the rehabilitation
of existing industries and services and in the construction of new ones;
(h) Support programmes for the reduction and neutralization of emissions
of polluting gases originating in the generation, transportation and use
of energy;
(i) Encourage and promote public education and media campaigns to encourage
recycling, reuse and reduced energy consumption;
(j) Encourage the use of solar heating and cooling and electric technologies,
energy efficient design, ventilation and improved insulation of buildings
to reduce the consumption of energy in buildings;
(k) Encourage the use of safe industrial and agricultural waste products
and other types of lowenergy and recycled building materials in construction;
(l) Encourage and promote the development and dissemination of new and
environmentally sound technologies, including the reduction of metal compounds
as part of transportation fuels, and good practices in the use of energy.
7. Sustainable transport and communication systems
147. Transport and communication systems are the key to the movement
of goods, people, information and ideas, and to access to markets, employment,
schools and other facilities and land use, both within cities and between
cities, and in rural and other remote areas. The transportation sector is
a major consumer of nonrenewable energy and of land and is a major contributor
to pollution, congestion and accidents. Integrated transport and landuse
policy and planning can reduce the ill effects of current transport systems.
People living in poverty, women, children, youth, older persons and people
with disabilities are particularly disadvantaged by the lack of accessible,
affordable, safe and efficient public transport systems.
148. Developments in communications technologies can have a significant
impact on economic activity and human settlements patterns. It is important
for the potential impacts to be addressed so as to ensure that maximum benefits
accrue to the community and to reduce any adverse outcomes in relation to
access to services.
149. Managing transport in human settlements should be done in a way
that promotes good access for all to places of work, social interaction and
leisure and facilitates important economic activities, including obtaining
food and other necessities of life. This should be done while reducing the
negative effects of transport on the environment. Transportsystem priorities
should be given to reducing unnecessary travel through appropriate landuse
and communication policies, developing transport policies that emphasize
mobility alternatives other than the automobile, developing alternative fuels
and alternative fuel vehicles, improving the environmental performance of
existing modes of transport, and adopting appropriate pricing and other policies
and regulations.
150. Nonmotorized transport is a major mode of mobility, particularly
for lowincome, vulnerable and disadvantaged groups. One structural measure
to counteract the socioeconomic marginalization of these groups is to foster
their mobility by promoting affordable, efficient and energysaving modes
of transport.
Actions
151. In order to achieve sustainable transport in human settlements,
Governments at the appropriate levels, in partnership with the private sector,
the community sector and other relevant interested parties, should:
(a) Support an integrated transport policy approach that explores the full
array of technical and management options and pays due attention to the needs
of all population groups, especially those whose mobility is constrained
because of disability, age, poverty or any other factor;
(b) Coordinate landuse and transport planning in order to encourage spatial
settlement patterns that facilitate access to such basic necessities as
workplaces, schools, health care, places of worship, goods and services,
and leisure, thereby reducing the need to travel;
(c) Encourage the use of an optimal combination of modes of transport, including
walking, cycling and private and public means of transportation, through
appropriate pricing, spatial settlement policies and regulatory measures;
(d) Promote and implement disincentive measures that discourage the increasing
growth of private motorized traffic and reduce congestion, which is damaging
environmentally, economically and socially, and to human health and safety,
through pricing, traffic regulation, parking and landuse planning and traffic
abatement methods, and by providing or encouraging effective alternative
transport methods, particularly to the most congested areas;
(e) Provide or promote an effective, affordable,
physically accessible and
environmentally sound public transport and communication system, giving priority
to collective means of transport with adequate carrying capacity and frequency
that support basic needs and the main traffic flows;
(f) Promote, regulate and enforce quiet, useefficient and lowpolluting
technologies, including fuelefficient engine and emissions controls and fuel
with a low level of polluting emissions and impact on the atmosphere and
other alternative forms of energy;
(g) Encourage and promote public access to electronic information services.
8. Conservation and rehabilitation of the historical and cultural heritage
152. Historical places, objects and manifestations of cultural,
scientific, symbolic, spiritual and religious value are important expressions
of the culture, identity and religious beliefs of societies. Their role and
importance, particularly in the light of the need for cultural identity and
continuity in a rapidly changing world, need to be promoted. Buildings, spaces,
places and landscapes charged with spiritual and religious value represent
an important element of stable and humane social life and community pride.
Conservation, rehabilitation and culturally sensitive adaptive reuse of urban,
rural and architectural heritage are also in accordance with the sustainable
use of natural and humanmade resources. Access to culture and the cultural
dimension of development is of the utmost importance and all people should
be able to benefit from such access.
Actions
153. To promote historical and cultural continuity and to encourage
broad civic participation in all kinds of cultural activities, Governments
at the appropriate levels, including local authorities, should:
(a) Identify and document, whenever possible, the historical and cultural
significance of areas, sites, landscapes, ecosystems, buildings and other
objects and manifestations and establish conservation goals relevant to the
cultural and spiritual development of society;
(b) Promote the awareness of such heritage in order to highlight its value
and the need for its conservation and the financial viability of rehabilitation;
(c) Encourage and support local heritage and cultural institutions, associations
and communities in their conservation and rehabilitation efforts and inculcate
in children and youth an adequate sense of their heritage;
(d) Promote adequate financial and legal support for the effective protection
of the cultural heritage;
(e) Promote education and training in traditional skills in all disciplines
appropriate to the conservation and promotion of heritage;
(f) Promote the active role of older persons as custodians of cultural heritage,
knowledge, trades and skills.
154. To integrate development with conservation and rehabilitation
goals, Governments at the appropriate levels, including local authorities,
should:
(a) Recognize that the historical and cultural heritage is an important asset,
and strive to maintain the social, cultural and economic viability of
historically and culturally important sites and communities;
(b) Preserve the inherited historical settlement and landscape forms, while
protecting the integrity of the historical urban fabric and guiding new
construction in historical areas;
(c) Provide adequate legal and financial support for the implementation of
conservation and rehabilitation activities, in particular through adequate
training of specialized human resources;
(d) Promote incentives for such conservation and rehabilitation to public,
private and nonprofit developers;
(e) Promote communitybased action for the conservation, rehabilitation,
regeneration and maintenance of neighbourhoods;
(f) Support public and private sector and community partnerships for the
rehabilitation of inner cities and neighbourhoods;
(g) Ensure the incorporation of environmental concerns in conservation and
rehabilitation projects;
(h) Take measures to reduce acid rain and other types of environmental pollution
that damage buildings and other items of cultural and historical value;
(i) Adopt human settlements planning policies, including transport and other
infrastructure policies, that avoid environmental degradation of historical
and cultural areas;
(j) Ensure that the accessibility concerns of people with disabilities are
incorporated in conservation and rehabilitation projects.
9. Improving urban economies
155. Urban economies are integral to the process of economic
transformation and development. They are a prerequisite for the creation
of a diversified economic base capable of generating employment opportunities.
Many new jobs will need to be created in urban areas. Cities currently generate
more than half of national economic activities worldwide. If other factors,
such as growth of the population of cities and migration to cities, are addressed
effectively through, inter alia, urban planning and control of the
negative impacts of urbanization, cities could develop the capacity to maintain
their productivity, to improve the living conditions of their residents and
to manage natural resources in an ecologically sustainable way. Industry,
together with trade and services, provides the main impetus to this process.
156. Cities have traditionally served as economic centres and have
become the primary providers of services. As engines of economic growth and
development they function within a network of supporting economic activities
located in their periurban and surrounding rural areas. For this reason,
specific actions also need to be taken to develop and maintain efficient
and affordable transport, information and communications systems and linkages
with other urban centres and with rural areas and to seek reasonably balanced
patterns of development, both geographically and economically. Rapid changes
in production technologies
and in trade and consumption patterns will lead to changes in urban spatial
structures that, notwithstanding their nature, need to be addressed.
157. Economic development and the provision of services can be enhanced
through improved human settlements activities, such as urban revitalization,
construction, upgrading and maintenance of infrastructural facilities, and
building and civil works. These activities are also important growth factors
in the generation of employment, income and efficiency in other sectors of
the economy. In turn, in combination with appropriate environmental protection
policies, they result in the sustainable improvement of the living conditions
of city residents as well as of the efficiency and productivity of countries.
Actions
158. To establish an effective financial base for urban development,
Governments at the appropriate levels, including local authorities, in
cooperation with trade unions, consumer organizations, business, industry,
trade organizations and the financial sector, including the cooperatively
organized business sector and nongovernmental organizations, as appropriate,
should:
(a) Formulate and implement financial policies that stimulate a broad range
of urban employment opportunities;
(b) Encourage the formation of new publicprivate sector partnerships for
institutions that are privately owned and managed but public in their function
and purpose, and promote transparency and accountability of their operations.
159. To provide opportunities for productive employment and private
investment, Governments at the appropriate levels, including local authorities,
in consultation with workers' and employers' organizations, chambers of commerce,
industry, trade and consumer organizations, professional associations and
the financial sector, including the cooperative sector, and in the context
of comprehensive urban planning, should:
(a) Implement sustainable urban development policies that take account of
and respond effectively to the needs of locally owned enterprises, and are
not detrimental to the natural and human environment;
(b) Facilitate access to all levels of education and training;
(c) Promote an adequate supply and the environmentally sound allocation of
sufficiently serviced land for the needs of the business community, with
due regard to the needs of small and mediumsized enterprises;
(d) Offer opportunities for urban economic activities by facilitating the
access of new and emerging businesses, and small and mediumsized enterprises,
including the informal sector, to credit and finance, and by streamlining
legal and administrative procedures;
(e) Facilitate, where appropriate, the opportunity for urban horticulture;
(f) Assist informal sector enterprises to become more productive and
progressively integrated into the formal economy;
(g) Consider designating select areas for redevelopment within urban centres
by providing packages of fiscal and financial incentives along with appropriate
regulatory arrangements and the development of partnerships.
160. To provide opportunities for small businesses and for the
microenterprise and cooperative sectors, Governments at the appropriate levels,
including local authorities, in consultation with nongovernmental organizations,
communitybased organizations, and financial and vocational training institutions,
should, as appropriate:
(a) Facilitate the extension to the informal sector of the protection of
human rights in the field of labour, and promote respect for the relevant
conventions of the International Labour Organization, including those on
the prohibition of forced and child labour, freedom of association, the right
to organize and bargain collectively, and the principle of nondiscrimination;
(b) Promote and strengthen, as appropriate, programmes that integrate credit,
finance, vocational training and technological transfer programmes in support
of small and microenterprises and enterprises in the cooperative sector,
particularly those developed and utilized by women;
(c) Encourage fair treatment of the informal sector, promote the use of
environmentally sound practices and encourage links between financial
institutions and nongovernmental organizations that support the informal
sector, where it exists;
(d) Integrate, where appropriate, the needs of the growing informal sector
within planning, design and management systems by, inter alia,
promoting its participation in the planning and decisionmaking process and
by strengthening its linkages with the formal economy;
(e) Promote training for small and microenterprises and enterprises in the
cooperative sector and support them in their efforts to improve their products,
services, technology and distribution networks and to identify new market
opportunities.
161. To strengthen urban economies so that they may be competitive
in a globalizing economy, Governments at the appropriate levels, including
local authorities, in consultation with all interested parties, should,
inter alia:
(a) Improve education and enhance job training in order to improve the quality
of the local workforce;
(b) Support the restructuring of local industries, where appropriate, develop
urban infrastructure and services, promote a reliable, efficient and
environmentally sound supply of energy and enhance telecommunication networks;
(c) Review and revise, as appropriate, the regulatory framework in order
to attract private investment;
(d) Prevent crime and enhance public safety in order to make urban areas
more attractive for economic, social and cultural activities;
(e) Encourage sound financial practices at all levels of government;
(f) Promote legislative action that may be necessary to implement the above.
162. To alleviate the adverse impacts of measures for structural and
economic transition, Governments at the appropriate levels, including, where
appropriate, local authorities, should:
(a) Promote an integrated approach by addressing the social, economic and
environmental consequences of reforms on the development needs of human
settlements;
(b) Promote the integrated functioning of housing markets so as to avoid
segregation of the social housing sector;
(c) Implement appropriate basic social programmes and adequate resource
allocation, in particular those measures affecting people living in poverty,
people with disabilities, other vulnerable segments of society, microenterprises
and other small businesses;
(d) Review the impact of structural adjustment on social development by paying
particular attention to gendersensitive assessments;
(e) Design policies to promote more equitable and enhanced access to income
and resources;
(f) Support, as appropriate, public and private enterprises in their efforts
to adapt to the changing requirements of technological and human resources
development.
10. Balanced development of settlements in rural regions
163. Urban and rural areas are interdependent economically, socially
and environmentally. At the turn of the century, a substantial proportion
of the world's population will continue to live in rural settlements,
particularly in developing countries. In order to achieve a more sustainable
future for the Earth, these rural settlements need to be valued and supported.
Insufficient infrastructure and services, lack of environmentally sound
technology, and pollution resulting from the adverse impacts of
unsustainable industrialization and urbanization contribute significantly
to the degradation of the rural environment. Additionally, the lack of employment
opportunities in rural areas increases ruraltourban migration and results
in a loss of human capacity in rural communities. Policies and programmes
for the sustainable development of rural areas that integrate rural regions
into the national economy require strong local and national institutions
for the planning and management of human settlements that place emphasis
on ruralurban linkages and treat villages and cities as two ends of a human
settlements continuum.
164. In many countries, rural populations, including indigenous people,
play an important role in ensuring food security and in sustaining the social
and ecological balance over large tracts of land and thus contribute
significantly to the task of protecting biodiversity and fragile ecosystems
and to the sustainable use of biological resources.
Actions
165. To promote the sustainable development of rural settlements and
to reduce ruraltourban migration, Governments at the appropriate levels,
including local authorities, should:
(a) Promote the active participation of all interested parties, including
those in isolated and remote communities, in ensuring the integrated
consideration of the environmental, social and economic objectives of rural
development efforts;
(b) Take appropriate measures to improve the living and working conditions
in regional urban centres, small towns and rural service centres;
(c) Foster a sustainable and diversified agricultural system in order to
have vibrant rural communities;
(d) Provide infrastructure, services and incentives for investment in rural
areas;
(e) Promote education and training in rural areas to facilitate employment
and the use of appropriate technology.
166. To promote the utilization of new and improved technologies and
appropriate traditional practices in rural settlements development, Governments
at the appropriate levels, including local authorities, in cooperation with
the private sector, should:
(a) Improve access to information on agricultural production, marketing and
pricing in rural and remote areas by using, inter alia, advanced and
accessible communication technologies;
(b) In cooperation with farmers' organizations, women's groups and other
interested parties, promote research and the dissemination of research findings
in traditional, new and improved technologies for, inter alia,
agriculture, aquaculture, forestry and agroforestry.
167. In establishing policies for sustainable regional development
and management, Governments at the appropriate levels, including local
authorities, should:
(a) Promote education and training programmes and establish procedures for
the full participation of rural and indigenous people in the setting of
priorities for balanced and ecologically viable regional development;
(b) Make full use of geographic information systems and environmental assessment
methods for the preparation of environmentally sound regional development
policies;
(c) Implement regional and rural development plans and programmes based on
needs and economic viability;
(d) Establish an efficient and transparent system for the allocation of resources
to rural areas based on people's needs.
168. To strengthen sustainable development and employment opportunities
in impoverished rural areas, Governments at the appropriate levels, including
local authorities, should:
(a) Stimulate rural development by enhancing employment opportunities, providing
educational and health facilities and services, improving housing, strengthening
technical infrastructure and encouraging rural enterprises and sustainable
agriculture;
(b) Establish priorities for regional infrastructure investments based on
opportunities for economic return, social equity and environmental quality;
(c) Encourage the private sector to develop and strengthen contractbased
wholesale markets and marketing intermediaries for rural products so as to
improve and/or establish a cashflow and futures contract economy in rural
areas;
(d) Promote equitable and efficient access to markets as well as, where
appropriate, pricing and payment systems for rural products, especially of
food items consumed in urban areas;
(e) Promote products from rural areas in urban markets and rural service
centres by improving access to market information and distribution centres
and networks;
(f) Reduce significantly or eliminate environmentally harmful subsidies and
other programmes, such as those that stimulate the excessive use of pesticides
and chemical fertilizers, and price control or subsidy systems that perpetuate
unsustainable practices and production systems in rural and agricultural
economies.
169. An integrated approach is required to promote balanced and mutually
supportive urbanrural development. To achieve this objective, Governments
at the appropriate levels, including local authorities, with the support
of the relevant international and regional institutions, should:
(a) Provide an appropriate legal, fiscal and organizational framework that
is suitable for strengthening the networks of small and mediumsized settlements
in rural areas;
(b) Facilitate the development of an efficient communication and distribution
infrastructure for the exchange of information, labour, goods, services and
capital between urban and rural areas;
(c) Promote broad cooperation among local communities to find integrated
solutions for landuse, transport and environmental problems in an urbanrural
context;
(d) Pursue a participatory approach to balanced and mutually supportive
urbanrural development, based on a continuous dialogue among the interested
parties involved in urbanrural development.
11. Disaster prevention, mitigation and preparedness, and postdisaster
rehabilitation capabilities
170. The impact on people and human settlements of natural and humanmade
disasters is becoming greater. Disasters are frequently caused by vulnerabilities
created by human actions, such as uncontrolled or inadequately planned human
settlements, lack of basic infrastructure and the occupation of disasterprone
areas. Armed conflicts also have consequences that affect human settlements
and the country as a whole. Accordingly, both disasters and armed conflicts
call for specific involvement and rehabilitation and reconstruction processes
that may necessitate international involvement, at the request of the Government
of the country concerned. The impact of such disasters and emergencies is
especially severe in countries where prevention, preparedness, mitigation
and response capacities are ineffective in dealing with such situations.
171. The most efficient and effective disaster preparedness systems
and capabilities for postdisaster response are usually provided through volunteer
contributions and local authority actions at the neighbourhood level. These
can operate independently, irrespective of reduced, damaged or destroyed
infrastructure or capacity elsewhere. Specific actions are also required
at the appropriate levels of government, including local authorities, in
partnership with the private sector and in close coordination with all community
groups, to put into place disaster preparedness and response capacities that
are coordinated in their planning but flexible in their implementation. The
reduction of vulnerability, as well as the capacity to respond, to disasters
is directly related to the degree of decentralized access to information,
communication and decisionmaking and the control of resources. National and
international cooperation networks can facilitate rapid access to specialist
expertise, which can help to build capacities for disaster reduction, to
provide early warning of impending disasters and to mitigate their effects.
Women and children are the most affected in situations of disaster, and their
needs should be considered at all stages of disaster management. Women's
active involvement in disaster planning and management should be encouraged.
Actions
172. In improving natural and humanmade disaster prevention, preparedness,
mitigation and response, Governments at the appropriate levels, including
local authorities, and in close consultation and cooperation with such entities
as insurance companies, nongovernmental organizations, communitybased
organizations, organized communities, and the academic, health and scientific
community, should:
(a) Develop, adopt and enforce appropriate norms and bylaws for landuse,
building and planning standards that are based on professionally established
hazard and vulnerability assessments;
(b) Ensure the participation in disaster planning and management of all
interested parties, including women, children, the elderly and people with
disabilities, in recognition of their particular vulnerability to humanmade
and natural disasters;
(c) Encourage continued mobilization of domestic and international resources
for disaster reduction activities;
(d) Promote and disseminate information on disasterresistant construction
methods and technologies for buildings and public works in general;
(e) Devise programmes to facilitate, where possible, voluntary relocation
and access by all people to areas that are less disasterprone;
(f) Develop training programmes on disaster-resistant construction methods
for designers, contractors and builders. Some programmes should be directed
particularly towards small enterprises, which build the great majority of
housing and other small buildings in the developing countries;
(g) Take measures to upgrade, where necessary, the resistance of important
infrastructure, lifelines and critical
facilities, in particular where
damage can cause secondary disasters and/or constrain emergency relief
operations.
173. Consideration should be given by all Governments and international
organizations that have expertise in the field of cleanup and disposal of
radioactive contaminants to providing appropriate assistance as may be requested
for remedial purposes in adversely affected areas.
174. With respect to the mitigation of disasters, Governments at the
appropriate levels, including local authorities, in partnership with all
interested parties, should, as appropriate:
(a) Establish a comprehensive information system that identifies and assesses
the risks involved in disasterprone areas and integrate it into human settlements
planning and design;
(b) Promote and support lowcost, attainable solutions and innovative approaches
to addressing critical risks of vulnerable communities through,
inter alia, riskmapping and communityfocused vulnerability reduction
programmes;
(c) Encourage, promote and support lowcost, attainable solutions, innovative
approaches and appropriate building standards to address critical risks of
valuable communities, through, inter alia, riskmapping and
communityfocused vulnerability reduction programmes;
(d) Introduce a clear delineation of the roles and responsibilities of, and
communication channels among, the various key functions and actors in preevent
disaster management, mitigation and preparedness activities, such as hazard
and risk assessment, monitoring, prediction, prevention, relief, resettlement
and emergency response;
(e) Promote and encourage all parts of society to participate in disaster
preparedness planning in such areas as water and food storage, fuel and firstaid,
and in disaster prevention through activities that build a culture of safety;
(f) Strengthen and/or develop global, regional, national and local earlywarning
systems to alert populations to impending disasters.
175. In order to prevent technological and industrial disasters,
Governments at the appropriate levels, including local authorities, as
appropriate, should:
(a) Pursue the objectives of preventing major technological accidents and
limiting their consequences through, inter alia, landuse policies
and the promotion of safe technology;
(b) Take the necessary measures to control the siting of new developments
surrounding dangerous industrial activities that may be liable to increase
the risk of the effects of a major accident through appropriate consultation
procedures to facilitate the implementation of the policies established under
subparagraph (a) above;
(c) Introduce a clear definition of roles and responsibilities and of
communication channels between the various key functions of disaster preparedness
and prevention, including assessment, monitoring, prediction, prevention,
relief, resettlement and emergency response;
(d) Promote and encourage broadbased participation in disaster preparedness
activities by giving to the population living in the vicinity of a dangerous
activity adequate and regular information on the potential hazards;
(e) Strengthen and/or develop global, regional and local earlywarning systems
to alert populations in case of a major technological accident.
176. In preparing for and implementing postdisaster relief,
rehabilitation, reconstruction, and resettlement, Governments at the appropriate
levels, including local authorities, in partnership with all interested parties,
should:
(a) Establish or strengthen disaster preparedness and response systems that
clearly define the roles and responsibilities of, and communication channels
between, the various functions and actors in disaster preparedness, and in
postevent disaster management, including emergency management, relief and
rehabilitation;
(b) Devise exercises to test emergency response and relief plans, promote
research on the technical, social and economic aspects of postdisaster
reconstruction and adopt effective strategies and guidelines for postdisaster
reconstruction;
(c) Establish reliable communications, and response and decisionmaking
capabilities at the national, local and community levels;
(d) Establish contingency plans, management and assistance systems, and
arrangements for rehabilitation, reconstruction and resettlement;
(e) Strengthen scientific and engineering capacities for damage assessment
and monitoring and for special rehabilitation and reconstruction techniques;
(f) Support all relevant interested parties in carrying out relief,
rehabilitation and reconstruction activities;
(g) Identify and support approaches to cope with the urgent shelter requirements
of returnees and internally displaced persons, including as appropriate,
the construction of temporary housing with basic facilities, taking into
account genderspecific needs;
(h) Identify approaches to minimize interruption to attendance in schools;
(i) Support work for immediate removal of antipersonnel landmines following
the cessation of armed conflict;
(j) Ensure that the particular needs of women, children, persons with
disabilities and vulnerable groups are considered in all communications,
rescue efforts, relocation, rehabilitation and reconstruction;
(k) Promote a cultural dimension in postdisaster rehabilitation processes;
(l) Recognize, support and facilitate the role of the International Federation
of Red Cross and Red Crescent Societies and their member national societies
in disaster prevention, preparedness, mitigation and response at the local,
national and international levels;
(m) Encourage the International Committee of the Red Cross to take action
in periods of armed conflict in order to reduce the suffering of the victims
of conflicts and displaced persons.
D. Capacity-building and institutional development
1. Introduction
177. Economic and social development and environmental protection
are interdependent and mutually reinforcing components of sustainable human
settlements development. Economically buoyant, socially vibrant and
environmentally sound human settlements under conditions of continuing and
rapid urbanization will increasingly depend on the capacity of all levels
of government to reflect the priorities of communities, to encourage and
guide local development and forge partnerships between the private, public,
voluntary and community sectors. This can be achieved through the effective
decentralization of responsibilities, policy management, decision-making
authority, and sufficient resources, including revenue collection authority,
to local authorities, closest to and most representative of their constituencies,
as well as through international cooperation and partnerships, setting in
motion a strategic and participatory urban management process rooted in a
shared vision while ensuring and protecting human rights. This process of
decentralization and the envisaged urban management process will place great
demands on institutions, particularly in developing countries and countries
with economies in transition. Capacity-building is thus to be directed towards
supporting decentralization and the participatory urban management process.
178. An enabling strategy, capacity-building and institutional development
should aim at empowering all interested parties, particularly local authorities,
the private sector, the cooperative sector, trade unions, nongovernmental
organizations and community-based organizations, to enable them to play an
effective role in shelter and human settlements planning and management.
Concerted efforts in human resources and leadership development, institutional
reform, organizational and management development and continuous training
and retooling are necessary at all levels. This can best be achieved by national
and international local authority associations/networks and by other national
and subnational capacity-building institutions, although they themselves
may first require strengthening. In developing countries and countries with
economies in transition, Governments should accord a high priority to
implementing a comprehensive policy for capacity-building. The international
community should help them to develop their capacity, identify and assess
their institution-building priorities and strengthen their management capacity.
179. Empowerment and participation contribute to democracy and sustainable
human settlements development. Policy formulation and implementation by
Governments should be guided by the principles of accountability, transparency
and broad-based public participation. Accountability and transparency are
imperative in order to prevent corruption and ensure that the available resources
are used to the benefit of all people. Each Government should ensure the
right of all members of its society to take an active part in the affairs
of the community in which they live, and ensure and encourage participation
in policy-making at all levels.
2. Decentralization and strengthening of local authorities and their
associations/networks
Actions
180. To ensure effective decentralization and strengthening of local
authorities and their associations/networks, Governments at the appropriate
levels should:
(a) Examine and adopt, as appropriate, policies and legal frameworks from
other States that are implementing decentralization effectively;
(b) Review and revise, as appropriate, legislation to increase local autonomy
and participation in decision-making, implementation, and resource mobilization
and use, especially with respect to human, technical and financial resources
and local enterprise development, within the overall framework of a national,
social, economic and environmental strategy, and encourage the participation
of the inhabitants in decision-making regarding their cities, neighbourhoods
or dwellings;
(c) Develop education in citizenship to emphasize the role of individuals
as actors in their communities;
(d) Support local authorities reviewing revenue-generating mechanisms;
(e) Strengthen, as necessary, the capacity of educational, research and training
institutions to provide continuous training to local elected officials, managers
and professionals on urban-related issues, such as planning, land and resource
management techniques, and municipal finance;
(f) Facilitate the exchange of technology, experience and management expertise
vertically and horizontally between government and local authorities in the
delivery of services, expenditure control, resource mobilization,
partnership-building and local enterprise development,
inter alia, through technical twinning and exchange of experience
programmes;
(g) Enhance the performance of local authorities by undertaking data collection,
disaggregated by gender, age and income, and comparative analyses of, and
by disseminating information on innovative practices in, the delivery, operation
and maintenance of public goods and services, in providing for the needs
of their populations and in exploiting the fiscal and other potential of
their cities;
(h) Encourage institutionalization of broad-based participation, including
consultative mechanisms, in decision-making and management processes at the
local level;
(i) Strengthen the capacity of local authorities to engage the local private
and community sectors in goal-setting and in establishing local priorities
and environmentally sound standards for infrastructure development, services
delivery and local economic development;
(j) Promote policy dialogue among all levels of
government and the private
and community sectors and other representatives of civil society to improve
planning and implementation;
(k) Within the framework of governance, establish public-private citizens'
partnerships for urban innovation, and analyse, evaluate and disseminate
information on successful partnerships;
(l) Collect, analyse and disseminate, as appropriate, comparative data,
disaggregated by gender, age and income, on the performance of local authorities
in providing for the needs of their populations;
(m) Reinforce measures to eradicate corruption and ensure greater transparency,
efficiency, accountability, responsiveness and community participation in
the management of local resources;
(n) Enable local authorities and their associations/networks to take initiatives
in national and international cooperation and, in particular, to share good
practices and innovative approaches to sustainable human settlements management;
(o) Strengthen the capacities of both central and local government through
training courses on urban finance and management for elected government officials
and managers;
(p) Develop and/or strengthen, as appropriate, in cooperation with relevant
United Nations bodies, within their respective mandates, as well as
associations/networks of local authorities and other international associations
and organizations, global and easily accessible information networks to
facilitate the exchange of experience, knowhow and expertise.
3. Popular participation and civic engagement
181. Sustainable human settlements development requires the active
engagement of civil society organizations, as well as the broad-based
participation of all people. It equally requires responsive, transparent
and accountable government at the local level. Civic engagement and responsible
government both necessitate the establishment and strengthening of participatory
mechanisms, including access to justice and community-based action planning,
which will ensure that all voices are heard in identifying problems and
priorities, setting goals, exercising legal rights, determining service
standards, mobilizing resources and implementing policies, programmes and
projects.
Actions
182. To encourage and support participation, civic engagement and
the fulfilment of governmental responsibilities, national Governments, local
authorities and/or civil society organizations should put into effect, at
appropriate levels, institutional and legal frameworks that facilitate and
enable the broad-based participation of all people and their community
organizations in decision-making and in the implementation and monitoring
of human settlements strategies, policies and programmes; these institutional
and legal frameworks would be specifically aimed at, inter alia:
(a) Protecting the human right to hold and express opinions and to seek,
receive and impart ideas and information without interference;
(b) Facilitating the legal recognition of organized communities and their
consolidation;
(c) Permitting, facilitating and protecting the formation of independent
non-governmental community, local, national and international organizations;
(d) Providing full, timely and comprehensible information, without undue
financial burden to the applicant;
(e) Undertaking civic and human rights education and training programmes,
using all forms of the media and education and information campaigns, to
promote a civic spirit and an awareness of civil rights and responsibilities
and the means of exercising them, of the changing roles of women and men
and of issues relating to sustainable human settlements development and the
quality of life;
(f) Establishing regular and broad-based consultative mechanisms for involving
civil society in decision-making in order to reflect the diverse needs of
the community;
(g) Removing legal barriers to participation in public life by socially
marginalized groups and promoting non-discrimination legislation;
(h) Establishing agenda-setting participatory mechanisms enabling individuals,
families, communities, indigenous people and civil society to play a proactive
role in identifying local needs and priorities and formulating new policies,
plans and projects;
(i) Fostering an understanding of contractual and other relationships with
the private and non-governmental sectors to acquire the skills for negotiating
effective partnerships for project implementation, development and management
that will maximize benefits for all people;
(j) Promoting equality and equity, incorporating gender considerations and
the full and equal participation of women, and involving vulnerable and
disadvantaged groups, including people living in poverty and other low-income
groups, through institutional measures to ensure that their interests are
represented in policy- and decision-making processes and through such techniques
as advocacy training and seminars, including those that develop mediating
and consensus-building skills that will facilitate effective networking and
alliance formation;
(k) Providing access to effective judicial and administrative channels for
affected individuals and groups so that they can challenge or seek redress
from decisions and actions that are socially and environmentally harmful
or violate human rights, including legal mechanisms to ensure that all State
bodies, both national and local, and other civil organizations remain accountable
for their actions, in accordance with their social, environmental and human
rights obligations;
(l) Broadening the procedural right of individuals and civil society
organizations to take legal action on behalf of affected communities or groups
that do not have the resources or skills to take such action themselves;
(m) Promoting the representation of intergenerational interests, including
those of children and future generations in decision-making processes, while
strengthening families;
(n) Promoting the full potential of youth as key partners for the achievement
of adequate shelter for all and sustainable human settlements through various
forms of education, quality training and skill-building, taking into
account the diverse abilities,
realities and experiences of youth;
(o) Facilitating access to decision-making and planning structures and legal
services by people living in poverty and other low-income groups through
the provision of such facilities as legal aid and free legal advice centres;
(p) Strengthening the capacity of local authorities and civil society to
review social, economic and environmental policies affecting their communities
and to set local priorities and contribute to the setting of local standards
for services in such areas as basic education, child care, public health,
public safety, drug-abuse awareness and environmental management;
(q) Promoting the use of new information technologies and the media, including
the local media, to facilitate dialogue, to exchange relevant information,
experiences and practices concerning human settlements and to form constructive
partnerships among civil society and decision makers.
4. Human settlements management
183. Local authorities and others involved in human settlements management
need to draw on the skills and resources of a diversity of people and
institutions at many levels. The scarcity of suitably qualified personnel
and the weakness of institutional systems and technical capacity are among
the main obstacles to the improvement of human settlements in many countries,
particularly in developing countries. Capacity-building and institutional
development strategies must form an integral part of human settlements
development policies at the national and local levels. In addition, the use
of new skills, know-how and technology in all aspects of human settlements
planning and management will be necessary. In countries where changes in
human settlements patterns are rapid, resulting in socio-economic and
environmental challenges, there is a need for Governments and the international
community to ensure effective and efficient development and transfer of
leadership skills, planning and management expertise, know-how and technology.
Actions
184. To facilitate capacity-building and institutional development
for the improvement of human settlements planning and management, Governments
at the appropriate levels, including local authorities and their associations,
should:
(a) Support training programmes for administrators and civic officials at
all levels, and for all other key actors, as appropriate, to enhance leadership
qualities and promote the inclusion of women and young people in staff structures
and decision-making;
(b) Consider establishing private-public, community sector, business and
economic forums to exchange management know-how and experience;
(c) Promote comprehensive training, education and human resources development
policies and programmes that are gender-sensitive and involve local authorities
and their associations/networks, as well as academic, research, training
and educational institutions, community-based organizations and the private
sector, focusing on:
(i) The development of a multisectoral approach to human settlements development
that includes the unique contributions and institutions of indigenous and
immigrant people;
(ii) The training of trainers to develop a core capacity for
institution-strengthening and capacity-building that includes gender awareness
and the needs of children, youth and the elderly as integral components;
(iii) The development of local capacity to define needs and undertake or
commission applied research, particularly with regard to age and gender-sensitive
analysis, social and environmental impact assessments, shelter strategy
formulation, local economic growth and job creation, and to incorporate the
findings in management systems;
(d) Develop information systems for networking, for accessing resources in
a timely manner and for the exchange, transfer and sharing of experience,
expertise, know-how and technology in human settlements development;
(e) When appropriate, encourage, within the context of transparency and
accountability, as appropriate, the involvement of private-sector authorities,
including non-governmental organizations, in improving public-sector management
and administration and the formation of entities that are public in their
function, private in their management and public-privately funded;
(f) Consider developing mediation programmes to resolve conflicts, including
those between competing actors over access to and distribution and use of
resources in human settlements and train civil society in their use;
(g) Be encouraged to increase their knowledge about the eco-cycles involving
their cities so as to prevent environmental damage;
(h) Integrate gender-sensitive policies and standards in each of the categories
above, if not already specifically indicated.
5. Metropolitan planning and management
185. Although the managers of human settlements face many common
challenges, those responsible for the management and development of metropolitan
areas and mega-cities face unique problems caused by the size and complexity
of their tasks and responsibilities. Among the characteristics of metropolitan
areas that require special skills are increasing global competitiveness;
their ethnically and culturally diverse populations; large concentrations
of urban poverty; extensive infrastructure networks and transport and
communications systems; their strategic role in national, regional and
international production and consumption patterns; economic development,
trade and finance; and their potential for severe environmental degradation.
Large metropolitan areas and mega-cities also represent the largest potential
risks of human, material and production-capacity loss in the case of natural
and human-made disasters. In some countries, the lack of a metropolitan-wide
authority or effective metropolitan-wide cooperation creates difficulties
in urban management.
Actions
186. To address the special needs of metropolitan areas and the needs
of all people living in those areas, Governments at the appropriate level,
including local authorities, should:
(a) Promote metropolitan-wide and/or regional planning, development and
management strategies that address all aspects of urban activities in an
integrated manner and that are based on agreed outcomes for the metropolitan
area;
(b) Incorporate a gender perspective in policy, planning and management
strategies;
(c) Adopt and apply metropolitan management guidelines in the areas of land,
environment and infrastructural management, as well as finance and
administration;
(d) Monitor and analyse the effectiveness and efficiency of metropolitan
structures and administrative systems and incorporate the results in policies
for dealing with macroeconomic, social and environmental issues;
(e) Create a legislative framework and adopt organizational structures that
ensure coordinated, efficient and equitable service delivery, resource
mobilization and sustainable development throughout metropolitan areas;
(f) Strengthen, as appropriate, the capacity and mandates of metropolitan
authorities to deal effectively with, or respond to, issues of regional and
national importance, such as land and property rights of women, land management,
energy and water resources management, environmental management, transport
and communications, trade and finance, adequate social services and
infrastructure and access to them, and social integration;
(g) Develop or, where necessary, create a core of professional staff that
includes women, trained in the areas of urban planning, environmental management,
engineering, transportation, communications, social services, development
of primary infrastructure, and emergency planning, and with the skills to
work together to address major planning issues in an integrated way;
(h) Facilitate and promote policy dialogue, both nationally and internationally,
and the exchange of experience, expertise, know-how and technology among
metropolitan authorities in such areas as transport and communications, water
management and waste-water treatment, waste management, energy conservation,
environmental management, and social welfare that recognizes women and
marginalized groups;
(i) Look for value-driven solutions to urban problems that extend out of
ethnically and culturally diverse populations, rather than relying on new
technologies alone.
6. Domestic financial resources and economic instruments
187. Funds to finance shelter and settlements development mainly come
from domestic sources. Significant additional finance is also available from
international sources, increasingly from investment funding. The largest
impact on the financial base will derive, therefore, from improvements in
economic development, sound financial practice and the capacity to mobilize
domestic resources, control expenditures and manage budgets efficiently.
188. Financing the future of urban development and sustaining the
economic viability of cities represents a particular challenge, which will
require innovative systems of finance at the national and local levels. Effective
partnerships between the public and private sectors should be promoted, combining
local taxes on production and consumption with fiscal incentives for investment
by industry, commerce, trade and other private sector services. New forms
of municipal finance are needed to meet the future needs of urban economic
development and the costs of supporting infrastructure and services.
189. To strengthen national and local economies and their financial
and economic base with a view to addressing the needs of sustainable human
settlements, Governments at the appropriate levels, including local authorities,
should seek to provide an enabling framework which aims to:
(a) Strengthen, as appropriate, the capacity of local authorities to attract
investments;
(b) Adopt macroeconomic policies and frameworks that encourage increased
domestic savings and facilitate their use in housing, basic infrastructure
and other aspects of the social and economic development of human settlements;
(c) Develop efficient, fair, equitable and buoyant sources of national and
local revenue, including taxation, user charges, tariffs and betterment levies,
to promote national and local capacity for capital investment in housing,
infrastructure and basic services, and devise, as appropriate, new fiscal
instruments that penalize environmental damage from both production and
consumption activities;
(d) Enhance national and local tax collection capabilities and expenditure
control to contain costs and enhance revenues;
(e) Strive for full-cost recovery for urban services, with the exception
of public safety services, through user charges, while at the same time
addressing the needs of the poor, inter alia, through pricing policies
and, where appropriate, transparent subsidies;
(f) Support local efforts to encourage voluntary private and community sector
partnerships and participation in the building, operating and maintaining
of open green spaces and basic infrastructure and of services that, inter
alia, are gender-sensitive, empower women and address the needs of
marginalized groups;
(g) Facilitate and rationalize, where appropriate, local authorities' access
to national, regional and international capital markets and specialized lending
institutions, including, inter alia, through measures to establish
independent municipal credit rating and credit systems, bearing in mind the
borrowers' capacity to repay the debt in accordance with relevant domestic
laws and regulations;
(h) Facilitate the role of local authorities in forming partnerships with
the private, voluntary, community and cooperative sectors and institutions
for local enterprise development;
(i) Institutionalize budget mechanisms, where appropriate, and accounting
to enable local authorities to engage in medium- and long-term investment
programmes;
(j) Establish transparent systems and procedures to
ensure financial accountability;
(k) Institutionalize, where appropriate, transparent intergovernmental transfer
mechanisms that are timely, predictable and performance- and needbased;
(l) Attract private and community investment to urban development.
7. Information and communications
190. Recent developments in information and communications technology,
in conjunction with the liberalization of trade and the free flow of capital
on a global scale, will change the roles and functions of cities and their
decision-making and resource allocation processes. Societies that make the
necessary investments in information technology and infrastructure and enable
and empower their citizens to make effective use of such technology can expect
to foster significant productivity gains in industry, trade and commerce.
This improved information technology should be appropriately and optimally
utilized to preserve and share cultural and moral values and enhance and
improve education, training and public awareness of the social, economic
and environmental issues affecting the quality of life, and to enable all
interested parties and communities to exchange information on habitat practices,
including those that uphold the rights of children, women and disadvantaged
groups in the context of growing urbanization.
Actions
191. To improve the capacity to exploit these innovations to enhance
their public good, Governments at all levels, including local authorities,
should, as appropriate:
(a) Develop, upgrade and maintain information infrastructure and technology
and encourage their use by all levels of government, public institutions,
civil society organizations and community-based organizations, and consider
communications as an integral part of human settlements policy;
(b) Promote the training of all key actors in the use, ways and means of
information technology;
(c) Develop methods of sharing experience of local initiatives through electronic
means, such as the Internet, networks and libraries, and of disseminating
information on best practices, including those that utilize gender policies;
(d) Implement programmes that encourage the use, especially by children,
youth and educational institutions, of public libraries and communication
networks;
(e) Facilitate the learning process through the dissemination of both successful
and unsuccessful experiences in human settlements taken from the governmental,
public, private and community sectors;
(f) Encourage policies that make information technology and services available
and more accessible to the general public, in particular through the wide
use of the media;
(g) Give special attention to providing access to these new technologies
for persons with disabilities;
(h) Encourage the development of programming for local and national media
that acknowledges the diversity of race and culture in larger cities and
promotes an understanding of differing points of view;
(i) Promote the free flow of, and access to, information in the areas of
public policy, decision-making, resource allocation and social development
that have an impact on women and children in particular;
(j) Assure market competition and broad public access in the provision of
communication and information technology through a public role in maintaining
access to communication and information technology.
192. The dissemination of experiences that contribute to facilitating
access to adequate housing for all and the development of sustainable human
settlements is helpful in the formulation of public policies on human settlements
development. National Governments, in partnership with social actors, should:
(a) Promote the selection of urban management practices that stand out because
of their positive impact on improving habitat, their use of participatory
modes of organization and operation, their sustainable and lasting character
and their tendency to become universal;
(b) Set up structures for the selection of best practices, with the participation
of non-governmental organizations active in the urban development field;
(c) Promote the dissemination of best practices, selected locally, nationally,
regionally and internationally, in an integrated manner.
193. To increase the knowledge and strengthen the information base,
Governments and local authorities, together with research institutions,
statistical offices and other interested parties, should:
(a) Promote research on economic, social and environmental aspects related
to urbanization, human settlements and shelter development, focusing on research
priorities identified on the basis of national requirements and the need
for systematic monitoring and assessment of development, including environmental
and social impacts of human settlements policies, programmes and projects,
and paying attention to gender specificities;
(b) Strengthen existing human settlements related information systems by
adopting efficient and sustainable methodologies and institutional arrangements,
by systematically incorporating research results and by compiling, analysing
and updating data for human settlements and shelter statistics and
policy-sensitive indicators;
(c) Disseminate research indicators and other information widely, mainstream
their results in policy-making at all levels and ensure a two-way flow of
information between producers and users of information.
E. International cooperation and coordination
1. Introduction
194. The goals of ensuring adequate shelter for all and making human
settlements and communities more productive, healthy, safe, nondiscriminatory,
equitable and sustainable contribute to achieving world peace,
development, stability, justice
and human solidarity. International cooperation takes on added significance
and importance in the light of recent trends in the globalization and
interdependence of the world economy. There is an urgent need to redefine
and resuscitate the existing processes and structure of cooperation and to
evolve new and innovative forms of cooperation with a view to enabling humankind
to face the challenges posed by the development of rural and urban areas.
Thus there is a need for the political will of all States and for specific
action at the international level to establish, inspire and encourage new
forms of cooperation, partnership, coordination at all levels and investment
from all sources, including the private sector, in order to contribute
effectively to the provision and improvement of shelter conditions in human
settlements, especially in developing countries, taking into account the
diversity of the human settlements needs and opportunities among countries.
195. The formulation and implementation of strategies for human
settlements development are the primary responsibility of each country at
the national and local levels, within the legal framework of each country,
and should take into account the economic, social and environmental diversity
of conditions in each country. The overall decline in official development
assistance, however, is a serious cause for concern. In some countries, this
trend has also been accompanied by considerable increases in international
flows of capital and by increasing private sector involvement in infrastructure
and services development and management. The trend towards a shift from aid
to trade clearly points to the need for the participation of the private
sector in the shaping of international cooperation. The international community,
including multilateral and bilateral assistance agencies, international financial
institutions and the private sector, has an important role to play in providing
additional resources to reinforce national efforts to foster an enabling
environment so as to achieve the objectives of adequate shelter for all and
the sustainable development of human settlements.
196. Globalization of the world economy presents opportunities and
challenges for the development process as well as risks and uncertainties.
In this context, international cooperation assumes added significance and
importance in the wake of recent trends in the globalization of the world
economy, on the one hand, and the continued deterioration of the plight of
developing countries, on the other. Problems resulting from poverty,
urbanization, lack of adequate shelter, including social housing, rapid
population growth, ruralurban migration, economic stagnation and social
instability are especially acute.
197. Innovative approaches and frameworks for international cooperation
in the development and management of human settlements must be sought and
developed to include the active participation of all levels of government,
the private and cooperative sectors, nongovernmental organizations and
communitybased organizations in decisionmaking, policy formulation and resource
allocation, implementation and evaluation. These approaches and frameworks
should also include new and improved forms of cooperation and coordination
between and among countries, multilateral and bilateral assistance agencies,
international financial institutions, international organizations, and various
organs and bodies of the United Nations system, including SouthSouth,
NorthSouth and South-North exchanges of best practices, and the continuous
development of tools and instruments for policy, planning and management,
such as the application of shelter and urban indicators, human resources
development and institutional capacitybuilding.
198. These innovative approaches should not only promote international
cooperation but also include new forms of partnerships and cooperation involving
civil society organizations, the private sector and local authorities. This
implies recognition of complementary forms of decentralized cooperation and
relations between and among local authorities and of their participation
in international cooperation within the legal framework of each country,
as well as their contribution to the process of defining human settlements
policies. Governments, as well as bilateral and multilateral aid agencies,
should commit themselves to encouraging cooperation between local authorities
and to strengthening networks and associations of local authorities.
199. International economic imbalances, poverty and environmental
degradation, combined with the absence of peace and security, human rights
violations and the varying degrees of development of judicial and democratic
institutions, are all factors affecting international migration. Orderly
international migration can have positive impacts on both the communities
of origin and the communities of destination, providing the former with
remittances and the latter with needed human resources. International migration
also has the potential of facilitating the transfer of skills and contributing
to cultural enrichment. However, international migration entails the loss
of human resources from many countries of origin and may give rise to political,
economic or social tensions in countries of destination. These factors have
a profound impact on the spatial distribution of city populations.
2. An enabling international context
200. The provision of adequate shelter for all and sustainable human
settlements development are increasingly influenced by the global economy.
The process of urbanization is linked to economic development, social development
and environmental protection, which are interdependent and mutually reinforcing
components of sustainable development. In this context, it is imperative
to enable all countries, especially developing countries, to improve living
and working conditions in human settlements. This calls for an enabling
international environment and for integrated approaches at the national and
international levels that take account of the efforts of countries to implement
programmes of economic reform or economic transition. Furthermore, technological
developments are leading to major changes in the structure of employment.
It should be recognized that in social and economic terms housing is a
productive sector. Achievement
of the goals of adequate shelter for all and sustainable human settlements
development at the global level would be facilitated by, inter alia,
positive actions on the issues of finance, external debt, international trade
and transfer of technology.
201. The international community should support Governments in their
efforts to cope with the impact of these changes on human settlements within
a framework of enabling strategies. The international community should promote:
(a) The establishment of an open, equitable, cooperative and mutually beneficial
international economic environment;
(b) The coordination of macroeconomic policies at all levels to achieve an
international financial system that is conducive to economic development,
social development and environmental protection, as components of sustainable
development;
(c) An international financial system that is more conducive to stable and
sustainable human settlements development through, inter alia, a higher
degree of stability in financial markets, a reduction of the risk of financial
crises, and lower real interest rates;
(d) An environment in all countries that attracts foreign direct investment
and encourages savings and domestic investment;
(e) Enterprise development, productive investment and expanded access to
open and dynamic markets in the context of an open, equitable, secure,
nondiscriminatory, predictable, transparent and multilateral rulebased
international trading system and access to appropriate technologies and knowhow
for all people, especially those living in poverty and the disadvantaged,
as well as for the least developed countries;
(f) Capacity-building in all developing countries, particularly African countries
and the least developed countries, and in countries with economies in transition;
(g) The strengthening and improvement of technical and financial assistance
to developing countries to promote sustainable development and to facilitate
their full and effective participation in the world economy.
202. With specific reference to sustainable human settlements development
and the provision of shelter, the international community should:
(a) Ensure that the benefits of global economic growth improve people's quality
of life in all countries, whether they live in urban or rural areas;
(b) Mobilize national and international financial resources from all sources
for shelter provision and sustainable human settlements development;
(c) Facilitate increased access by all levels of government and the private
sector in developing countries and in countries with economies in transition
to international financial resources so as to enable them to attract investment
in shelter and infrastructure for sustainable human settlements development;
(d) In a manner consistent with national legislation, strive to promote the
ability of local authorities, the private sector and relevant organizations
to link with global capital markets and to have access to financial markets,
in accordance with prudent safeguards in those markets as well as national
monetary policies, in order to finance shelter and infrastructure programmes,
mechanisms and instruments to facilitate risksharing and credit enhancement;
(e) Encourage the adoption of policies for the creation and development of
the private sector and promote strategies for substantial and welldirected
public and private investment in the construction and development of shelter,
infrastructure, health, education and other basic services through,
inter alia, the provision of appropriate technical and financial
assistance; in addition, encourage Governments to promote strategies to ensure
that the private sector, including transnational corporations, complies with
national laws and codes, social security regulations, applicable international
agreements, instruments and conventions, including those related to the
environment, and other relevant laws, and to adopt policies and establish
mechanisms to grant contracts on a non-discriminatory basis; recruit women
for leadership, decision-making and management and provide training programmes,
all on an equal basis with men; and observe national labour, environment,
consumer, health and safety laws, particularly those that affect women and
children;
(f) Encourage international cooperation in order to address relevant impacts
of international migration through, inter alia, technical assistance,
management knowhow and exchange of information;
(g) In consultation with Governments, continue to provide support to displaced
persons, including refugees, other displaced persons in need of international
protection and internally displaced persons, in order to meet their needs,
bearing in mind the recommendations emanating from regional meetings on
international migration, internally displaced persons and returning refugees,
and assist in assuring them a just, durable solution in accordance with relevant
United Nations resolutions and international law, noting, with due regard
to the principle of voluntary repatriation, that sustainable human settlements
should preferably be established for them in their land of origin;
(h) Facilitate access to international financial resources for all developing
countries, particularly those in Africa and the least developed countries,
so that they may benefit from the growing international financial markets
in order to promote investments in shelter, including social housing, and
infrastructure for sustainable human settlements;
(i) Facilitate access to growing international financial markets for countries
with economies in transition in order to promote investments and to support
the implementation of housing reforms as part of the realization of the goals
of adequate shelter for all and sustainable human settlements development
in those countries.
3. Financial resources and economic instruments
203. The demand for shelter and infrastructural services in human
settlements is continuously increasing. Communities and countries, especially
developing countries, have difficulty in mobilizing adequate financial resources
to meet the rapidly rising costs of shelter, services and physical
infrastructure. New and additional financial resources from
various sources are necessary
to achieve the goals of adequate shelter for all and sustainable human
settlements development in an urbanizing world. The existing resources available
to developing countries _ public, private, multilateral, bilateral, domestic
and external _ need to be enhanced through appropriate and flexible mechanisms
and economic instruments to support adequate shelter and sustainable human
settlements development.
204. The full and effective implementation of the Habitat Agenda,
in particular in all developing countries, especially those in Africa and
the least developed countries, will require the mobilization of additional
financial resources from various sources at the national and international
levels and more effective development cooperation in order to promote assistance
for shelter and human settlements activities. This will require, inter
alia:
(a) Raising the priority of adequate shelter for all and sustainable human
settlements development among multilateral and bilateral donors and mobilizing
their support for the national, subregional and regional plans of action
of developing countries;
(b) Striving to fulfil the agreed target of 0.7 per cent of the gross
national product of the developed countries for official development assistance
as soon as possible and to increase, as necessary, the share of funding for
adequate shelter and human settlements development programmes commensurate
with the scope and scale of activities required to achieve the objectives
and goals of the Habitat Agenda;
(c) Striving to fulfil, consistent with commitments in international agreements,
such as and in particular the Paris Declaration and Programme of Action for
the Least Developed Countries in the 1990s (para. 23), the target, where
agreed, of 0.15 per cent of the gross national product of the developed countries
for assistance to the least developed countries as soon as possible and to
increase, as necessary, the share of funding for adequate shelter and sustainable
human settlements development programmes commensurate with the scope and
scale of activities required to achieve the objectives and goals of the Habitat
Agenda;
(d) Striving to ensure that structural adjustment programmes are consistent
with the economic and social conditions, concerns, objectives and needs of
each country, including the need for adequate shelter for all and sustainable
human settlements development, and protect basic social programmes and
expenditures, in particular those benefiting people living in poverty, women
and vulnerable groups, from budget reductions; and also striving to ensure
that corresponding investment programmes take account of human settlements
development priorities, including local, urban and rural priorities;
(e) Inviting the international financial institutions to examine innovative
approaches to assisting lowincome countries with a high proportion of
multilateral debt, with a view to alleviating their debt burden;
(f) Inviting multilateral development institutions and bilateral donors to
support countries, particularly developing countries, in their efforts to
pursue enabling strategies through which national Governments, local authorities,
non-governmental organizations, communities and the private and cooperative
sectors can form partnerships to participate in the provision of adequate
shelter and the development of sustainable human settlements;
(g) Exploring ways and means to strengthen, support and expand SouthSouth
cooperation, including through triangular cooperation, and partnership between
developing and developed countries;
(h) Consolidating the solidarity of the international community and its
organizations to provide adequate shelter for all and sustainable human
settlements development for people living under foreign occupation;
(i) Promoting, in a manner consistent with the legal framework of each country,
the decentralized development assistance programmes of local authorities
and their associations which transfer financial and other resources directly
from a donor local authority to their partner local authority in a developing
country;
(j) Enhancing the effectiveness of official development assistance and other
external financial flows through improving coordination between and among
donors and United Nations operational activities, and through better
integration of those flows into national sustainable human settlements
development strategies;
(k) Supporting programmes that increase the effectiveness and transparent
utilization of public and private resources, reduce wasteful and untargeted
expenditure and increase access to housing and services for all people,
particularly those living in poverty;
(l) Recognizing the negative effect of excessive military expenditures and
trade in arms, especially of arms that are particularly injurious or have
indiscriminate effects, and excessive investment for arms production and
acquisition, while acknowledging legitimate national defence needs;
(m) Giving preference, wherever possible, to the utilization of competent
national experts in developing countries or, where necessary, of competent
experts from within the subregion or region or from other developing countries
in project and programme design, preparation and implementation, and to the
building of local expertise where it does not exist;
(n) Maximizing the efficiency of projects and programmes by keeping overhead
costs to a minimum;
(o) Integrating practical measures for reducing disaster vulnerability in
development programmes and projects, in particular in the construction of
buildings, infrastructure and communication systems accessible to persons
with disabilities, including those financed by the international community,
and ensuring that such measures become an integral part of feasibility studies
and project identification;
(p) Developing and devising appropriate measures to implement economic policies
to promote and mobilize domestic savings and attract external resources for
productive investments, and seeking innovative sources of funding, both public
and private, for adequate shelter and sustainable human settlements development
programmes, while ensuring effective utilization of those resources;
(q) Strengthening financial and technical assistance for communitybased
development and selfhelp programmes, and strengthening cooperation among
Governments at all levels, community organizations,
cooperatives, formal and informal
banking institutions, private enterprises and international institutions,
with the aim of mobilizing local savings, promoting the creation of local
financial networks, promoting socially responsible corporate investment and
reinvestment in local communities, and increasing the availability of credit
and market information to lowincome individuals, women, and vulnerable and
disadvantaged groups for shelter and human settlements development;
(r) Facilitating access to global finances for those Governments and local
authorities that are initiating or are involved in publicprivate partnership
programmes;
(s) Establishing and supporting linkages of informal credit mechanisms to
the global pool of resources and increasing the access of the majority of
the population to housing finance through participatory processes involving
communities, nongovernmental organizations, credit unions, international
financial institutions and other relevant actors;
(t) Attracting international flows of public and private finances for shelter
provision and settlements development through appropriate economic instruments;
(u) Considering means of facilitating foreign private sector investment in
sustainable human settlements projects, including public-private joint ventures
or partnerships, particularly in the areas of infrastructure and transportation;
(v) Implementing effective and equitable pricing mechanisms for adequate
shelter and sustainable human settlements, infrastructure and services and
assisting countries, in particular developing countries, for that purpose
in order to induce greater flows of private, domestic and global funds, while
ensuring transparent and targeted subsidies for people living in poverty;
(w) Examining appropriate debtequity swapping measures in favour of shelter
and infrastructure development in human settlements;
(x) Developing innovative sources of funding, both public and private, for
human settlements development and creating a supportive environment for the
mobilization of resources by civil society, including beneficiary and individual
voluntary contributions;
(y) Promoting assistance for activities in the field of shelter and human
settlements development in favour of people living in poverty, particularly
women, and vulnerable groups, such as refugees, internally displaced persons,
people with disabilities, street children, migrants and the homeless, through
specific targeted grants;
(z) Recognizing the need for adequate shelter for all and human settlements
development in order to address the special conditions of some countries
experiencing natural and humanmade disasters and the urgent need to reconstruct
their economies and human settlements;
(aa) Giving high priority to the critical situation and needs of African
countries and the least developed countries in implementing the objectives
of the provision of adequate shelter for all and sustainable human settlements
development;
(bb) Implementing the commitments of the international community to the special
needs and vulnerabilities of human settlements in small island development
States, in particular by providing effective means, including adequate,
predictable, new and additional resources, for human settlements programmes,
in accordance with the Declaration of Barbados and on the basis of the relevant
provisions of the Programme of Action for the Sustainable Development of
Small Island Development States;
(cc) Providing international support and assistance to the landlocked developing
countries and supporting these countries and their neighbour transit developing
countries in their efforts to implement the outcome of Habitat II, taking
into account, as appropriate, the challenges and problems characteristic
of those countries;
(dd) Agreeing on a mutual commitment between interested developed and developing
country partners to allocate, on average, 20 per cent of official development
assistance and 20 per cent of the national budget, respectively, to basic
social programmes.
4. Technology transfer and information exchange
205. The use and transfer of environmentally sound technologies that
have a profound impact on consumption and production patterns are prerequisites
for sustainable human settlements development. Advanced and appropriate
technologies and the knowledgebased systems that support their application
offer new opportunities for more efficient use of human, financial and material
resources, more sustainable industrial practices and new sources of employment.
International organizations have an important role to play in disseminating
and facilitating access to information on technologies available for transfer.
It is understood that the transfer of technology will take into account the
need to protect intellectual property rights.
206. The international community should promote and facilitate the
transfer of technology and expertise in support of the implementation of
plans of action for adequate shelter for all and sustainable human settlements
development, inter alia, through:
(a) Encouraging the establishment or reinforcement, as appropriate, of global
networks among all interested parties to facilitate the exchange of information
on environmentally sound technologies, particularly those related to shelter
and human settlements;
(b) Seeking to ensure that the process of technology transfer avoids the
dumping of environmentally unsound technologies on the recipients and that
the transfer of environmentally sound technologies and corresponding know-how,
in particular to developing countries, is on favourable terms, as mutually
agreed, taking into account the need to protect intellectual property rights;
(c) Facilitating, developing and/or intensifying, as appropriate, technical
cooperation with and among all regions, including SouthSouth cooperation,
in order to exchange experiences, particularly on best practices, foster
the development of technology and technical skills and increase the efficiency
of shelter and human settlements policies and management, with the backing
of coordinated and complementary support from multilateral and bilateral
arrangements;
(d) Encouraging and supporting the use of appropriate building technology
and the production of local
building materials, as well as supporting the development of international,
subregional and regional networks of institutions involved in research,
production, dissemination and commercialization of locally produced building
materials;
(e) Placing special emphasis on the funding and promotion of applied research
and the dissemination of the results thereof, and on innovation in all areas
that could contribute to enhancing the capabilities of all developing countries,
particularly those in Africa and the least developed countries, to provide
shelter, basic services, infrastructure and amenities to their communities;
(f) Enhancing the identification and dissemination of those new and promising
technologies related to human settlements that generate employment, especially
those that can lower the cost of infrastructure, make basic services more
affordable and minimize detrimental environmental impacts; and identifying
specific roles for existing United Nations organizations which would
promote those goals.
5. Technical cooperation
207. To face the challenges of a rapidly urbanizing world, there is
need to ensure that international, regional, national and local networks
facilitate more effectively the exchange and transfer of knowledge and experience
on institutional, legal and regulatory frameworks and disseminate best practices
on sustainable human settlements in rural and urban areas, including,
inter alia, those reflected in the outcome of the Dubai International
Conference on Best Practices for Improving the Living Environment, held in
November 1995. The United Nations Centre for Human Settlements (Habitat)
should, within its mandate, act as a catalyst in the mobilization of technical
cooperation. Opportunities for improved dissemination and exchange of ideas
on technical cooperation at the national and international levels could be
explored.
208. More specifically, the international community should:
(a) Taking into account existing networks, examine the establishment of
cost-effective and accessible global information networks on human settlements,
in the form of permanent and "electronic" conferences, which should contain
updated information on the Habitat Agenda and on best practices, as well
as progress reports on the implementation of national plans of action;
(b) Through global human settlements information networks, assist Governments
at all levels, all major groups of actors and international development agencies
in assessing gender-disaggregated information on the social and environmental
impacts of policies, strategies, programmes and projects on sustainable human
settlements development and the provision of shelter;
(c) With a view to supporting and facilitating national and local efforts
in human settlements management, develop and strengthen capacitybuilding
programmes and promote the exchange of experiences and policy responses to
urbanization and integrated regional development within the framework of
national development strategies;
(d) Enhance the capabilities of national and local authorities to identify
and analyse critical human settlements issues, to formulate and effectively
implement policies and programmes in response to them, and to manage efficiently
the process of settlements development at the local level, including through
the United Nations Centre for Human Settlements (Habitat), within its
mandate;
(e) Continue to support technical cooperation programmes aimed at preventing
and mitigating the effects of natural and humanmade disasters and at
reconstruction activities in affected countries;
(f) Facilitate the provision of technical, legal and institutional assistance
to Governments at the appropriate levels, upon request, in closer cooperation
with the capacity-building efforts of relevant organizations of the
United Nations system, including through the United Nations Centre
for Human Settlements (Habitat), within its mandate and existing resources.
6. Institutional cooperation
209. The task of pursuing the goals of adequate shelter for all and
sustainable human settlements development in the face of increasing global
economic interaction necessitates international cooperation of public and
private institutions operating in the area of human settlements development,
whereby resources, information and capacities are pooled for a more effective
response to human settlements problems.
210. The Habitat Agenda adds new elements to the agenda for national
actions and international cooperation and strengthens a common perception
of human settlements priorities. Implementation of the Habitat Agenda should
take place within a coordinated framework which ensures that all
United Nations conferences receive comprehensive followup and that the
agreed programmes of action are fully implemented, monitored and reviewed,
together with the results of other major United Nations conferences
where they are related to human settlements.
211. Organizations of the United Nations system, including the
Bretton Woods institutions, regional and subregional development banks and
funds, and bilateral support, where appropriate and in accordance with the
legal framework of each country, should:
(a) Establish and/or strengthen cooperative mechanisms to integrate commitments
and actions concerning adequate shelter for all and sustainable human settlements
development into their policies, programmes and operations, particularly
those commitments and actions contained in the Habitat Agenda, building on
the results of other recent United Nations conferences where they are
related to human settlements;
(b) Establish and/or strengthen partnerships with international associations
of local authorities, non governmental organizations and community-based
organizations and with all other interested parties to achieve the goals
of the Conference;
(c) Develop activities aimed at strengthening the capacity of local authorities;
(d) Intensify their cooperation with associations and
networks of local authorities,
nongovernmental organizations, voluntary groups and community associations,
and the private and cooperative sectors in adequate shelter and sustainable
human settlements development;
(e) Support publicprivate partnerships in shelter delivery, service provision
and other development activities for adequate shelter and sustainable human
settlements;
(f) Encourage public-private partnerships in socially and environmentally
responsible community investment and reinvestment in shelter and sustainable
human settlements programmes and make publicly available and accessible the
data and best practices developed through them;
(g) Encourage the involvement of all interested parties at the locallevel
in the formulation of local measures, programmes and actions necessary to
implement and monitor the Habitat Agenda, and national plans of action through,
inter alia, local Agenda 21 processes, as mandated by the
United Nations Conference on Environment and Development.
F. Implementation and followup of the Habitat Agenda
1. Introduction
212. The longterm impact of the commitments made by Governments and
the international community, together with local authorities and nongovernmental
organizations, at Habitat II will depend on the implementation of actions
agreed upon at all levels, including the local, national, regional and
international levels. National plans of action and/or other relevant national
programmes and actions to achieve the goals of adequate shelter for all and
sustainable human settlements development will need to be developed or
strengthened, where appropriate, and their implementation will need to be
monitored and evaluated by Governments in close cooperation with their partners
in sustainable development at the national level. Similarly, progress in
implementing the Habitat Agenda needs to be assessed with a view to
encouraging and enabling all interested parties to improve their performance
and to strengthen international cooperation.
2. Implementation at the national level
213. Governments have the primary responsibility for implementing
the Habitat Agenda. Governments as enabling partners should create and
strengthen effective partnerships with women, youth, the elderly, persons
with disabilities, vulnerable and disadvantaged groups, indigenous people
and communities, local authorities, the private sector and nongovernmental
organizations in each country. National mechanisms should be established
or improved, as appropriate, to coordinate actions at all relevant government
levels that have an impact on human settlements and to assess this impact
prior to governmental actions. Local authorities should be supported in their
efforts towards implementing the Habitat Agenda inasmuch as local action
is required. All appropriate participatory mechanisms, including local
Agenda 21 initiatives, should be developed and employed. Governments
may wish to coordinate the implementation of their national plans of action
through enhanced cooperation and partnerships with subregional, regional
and international organizations, inter alia, the United Nations
system, including the Bretton Woods institutions, which have a very important
role to play in a number of countries.
3. Implementation at the international level
214. In the context of international cooperation and partnership,
the effective implementation of the outcome of the second United Nations
Conference on Human Settlements (Habitat II) should take into account the
integration of adequate shelter and sustainable human settlements development
with broader environmental, social and economic considerations. The main
intergovernmental actors at the global level for the implementation and followup
of the Habitat Agenda will continue to be all States, the
United Nations General Assembly, the Economic and Social Council,
and in particular the Commission on Human Settlements, according to its mandate
and role as contained in General Assembly resolution 32/162 of
19 December 1977 and in all other relevant resolutions of the Assembly.
Other relevant bodies and organizations of the United Nations system
also have an important role to play in the implementation of the
Habitat Agenda. The United Nations Centre for Human Settlements
(Habitat) and all relevant bodies and organizations of the United Nations
system should take into account the Habitat Agenda with a view to
implementing it in their respective fields of competence.
215. All States should exert concerted efforts to achieve the
implementation of the Habitat Agenda through bilateral, subregional,
regional and international cooperation, as well as through the
United Nations system, including the Bretton Woods institutions. States
may also convene bilateral, subregional and regional meetings and take other
appropriate initiatives to contribute to the review and assessment of the
progress made in the implementation of the Habitat Agenda.
216. With regard to the consideration of adequate shelter for all
and sustainable human settlements development at the intergovernmental level,
special consideration should be given to the roles of the General Assembly
and the Economic and Social Council.
217. The General Assembly, as the highest inter-governmental
body, is the principal policymaking and appraisal organ on matters relating
to the followup of Habitat II. At its fiftyfirst session, the Assembly should
include the followup to the Conference in its agenda as an item entitled
"Implementation of the outcome of the second United Nations Conference
on Human Settlements (Habitat II)". At the special session of the
General Assembly to be convened in 1997 for the purpose of an overall
review and appraisal of Agenda 21, due attention should be given to the issue
of human settlements in the context of sustainable development. At its
fiftysecond session, the Assembly should review the effectiveness of the
steps taken to implement the outcome of the Conference.
218. The General Assembly should consider holding a special session
in the year 2001 for an overall review and appraisal of the implementation
of the outcome of Habitat II and should consider further actions and initiatives.
219. The Economic and Social Council, in accordance with its role
under the Charter of the United Nations and with the relevant
General Assembly and Economic and Social Council resolutions and decisions,
would oversee systemwide coordination in the implementation of the
Habitat Agenda and make recommendations in this regard. The Economic
and Social Council should be invited to review the followup of the
Habitat Agenda at its substantive session of 1997.
220. The Economic and Social Council may convene meetings of highlevel
representatives to promote international dialogue on the critical issues
pertaining to adequate shelter for all and sustainable human settlements
development as well as on policies for addressing them through international
cooperation. In this context, it may consider dedicating one highlevel segment
before 2001 to human settlements and the implementation of the
Habitat Agenda with the active involvement and participation of, inter
alia, the specialized agencies, including the World Bank and the
International Monetary Fund.
221. The General Assembly and the Economic and Social Council
should, where appropriate, promote subregional and regional cooperation
in the implementation of the Habitat Agenda. In this regard, the regional
commissions, within their mandates and in cooperation with regional
intergovernmental organizations and banks, could consider convening highlevel
meetings to review progress made in implementing the outcome of Habitat II,
to exchange views on their respective experiences, particularly on best
practices, and to adopt appropriate measures. Such meetings could involve,
as appropriate, the participation of the principal financial and technical
institutions. The regional commissions should report to the Council on the
outcome of such meetings.
222. The Commission on Human Settlements, under the Economic and Social
Council, should have, inter alia, the following objectives, functions
and responsibilities, particularly in view of its role in promoting, reviewing,
monitoring and assessing the progress made in implementing the goals of adequate
shelter for all and sustainable human settlements development in all countries,
in accordance with the Habitat Agenda:
(a) To promote integrated and cohesive policies at all levels, aiming at
achieving the goals of adequate shelter for all and sustainable human settlements
development in all countries, with due regard to the carrying capacity of
the environment, in accordance with the Habitat Agenda;
(b) To track progress in the implementation of the Habitat Agenda,
inter alia, through the analysis of relevant inputs from Governments,
local authorities and their associations, relevant nongovernmental organizations
and the private sector;
(c) To assist countries, particularly developing countries, subregions and
regions, in increasing and improving their own efforts to solve shelter and
human settlements problems, including through promotion of vocational training;
(d) To promote, for effective national followup plans and activities, greater
international cooperation in order to increase the availability of resources
to all developing countries, especially those in Africa and the least developed
countries, and promote the effective contribution of the private sector and
local authorities and their associations;
(e) To provide appropriate recommendations to the General Assembly through
the Economic and Social Council on the basis of an analysis and synthesis
of the information received and to inform the Commission on Sustainable
Development;
(f) To facilitate cooperation and partnerships among all countries and regions
to achieve the goals of adequate shelter for all and sustainable human
settlements development;
(g) To continue to develop and promote policy objectives, priorities and
guidelines regarding existing and planned programmes of work of the
United Nations Centre for Human Settlements (Habitat) in the fields
of adequate shelter and sustainable human settlements development, in accordance
with the Habitat Agenda;
(h) To track the progress of the activities of the United Nations system,
to cooperate with other international organizations in the fields of adequate
shelter and sustainable human settlements development and to propose, when
appropriate, ways and means by which the overall policy objectives and goals
in those fields within the United Nations system might best be achieved;
(i) To promote adequate shelter for all and sustainable human settlements
development in harmony with the recommendations made by the United Nations
Conference on Environment and Development, particularly chapter 7 of
Agenda 21, taking into account, as appropriate, the relevant outcomes of
other major United Nations conferences and summits;
(j) To promote the full and effective implementation of the Habitat Agenda
at the national and international levels;
(k) To study in the context of the Habitat Agenda new issues and problems
with a view to developing solutions for adequate shelter for all and sustainable
human settlements development, including those of a regional or international
character;
(l) To continue to give overall policy guidance to and carry out supervision
of the operations of the United Nations Centre for Human Settlements
(Habitat), including the United Nations Habitat and Human Settlements
Foundation;
(m) To review and approve periodically the utilization of funds at its disposal
for carrying out shelter and human settlements development activities at
all levels;
(n) To monitor and evaluate the progress made towards and obstacles encountered
in achieving the goals of the Habitat Agenda and recommend appropriate
measures and alternative actions as deemed necessary to enhance the dynamic
nature of the Habitat Agenda.
223. Taking into account the recommendations of the General Assembly
at its fiftyfirst session, the Commission on Human Settlements should, at
its forthcoming session, review its programme of work in order to ensure
the effective followup and implementation of the outcome of the Conference,
in a manner consistent with the functions and contributions of other relevant
organs of the United Nations system, and make recommendations thereon
to the Economic and Social Council within the framework of its review of
the activities of its subsidiary bodies. The Commission should also review
its working methods in order to involve in its work the representatives of
local authorities and the relevant actors of civil society, particularly
the private sector and nongovernmental organizations, in the field of adequate
shelter for all and sustainable human settlements development, taking into
account its rules of procedure.
224. The General Assembly and the Economic and Social Council,
in accordance with their respective mandates, are invited to review and
strengthen the mandate of the Commission on Human Settlements, taking into
account the Habitat Agenda as well as the need for synergy with other
related commissions and Conference followup, and for a systemwide approach
to its implementation.
225. As a standing committee assisting the Economic and Social Council,
the Commission on Human Settlements should have a central role in monitoring,
within the United Nations system, the implementation of the
Habitat Agenda and advising the Council thereon. It should have a clear
mandate and sufficient human and financial resources, through the reallocation
of resources within the regular budget of the United Nations, to carry
out that mandate.
226. The Commission on Human Settlements should assist the Economic
and Social Council in its coordination of the reporting on the implementation
of the Habitat Agenda with the relevant organizations of the
United Nations system. The Commission should draw upon inputs from other
organizations of the United Nations system and other sources, as
appropriate.
227. The Commission on Human Settlements, in developing its work
programme, should examine the Habitat Agenda and consider how to integrate
in its programme of work the followup to the second United Nations
Conference on Human Settlements (Habitat II). In this context, the Commission
on Human Settlements could consider how it could further develop its catalytic
role in promoting adequate shelter for all and sustainable human settlements
development.
228. Within its mandate, and considering the necessity for it to focus
on welldefined objectives and strategic issues, the United Nations Centre
for Human Settlements (Habitat) shall have, inter alia, the following
responsibilities:
(a) To monitor, with a view to ensuring the harmonization, at the
intersecretariat level, of adequate shelter for all and sustainable human
settlements development programmes planned and carried out by the
United Nations system;
(b) To assist the Commission on Human Settlements in formulating recommendations
for coordinating adequate shelter for all and sustainable human settlements
development activities in the United Nations system, to keep them under
review and to assess their effectiveness;
(c) To promote, facilitate and execute adequate shelter and human settlements
development programmes and projects;
(d) To facilitate the global exchange of information on adequate shelter
for all and sustainable human settlements development by,
inter alia, exchanging information on best practices and encouraging
research activities on sustainable approaches and methods concerning building
materials and construction technology;
(e) To deal with interregional issues relating to adequate shelter for all
and sustainable human settlements development in full cooperation with the
regional commissions as well as the principal financial and technical
institutions and other relevant partners at the regional levels;
(f) To supplement regional expertise in formulating and implementing adequate
shelter for all and sustainable human settlements development programmes
and projects when so required, paying due attention to regional institutions
of cooperation;
(g) To promote and consolidate collaboration, within the legal framework
of each country, with all partners, including local authorities, and private
sector and nongovernmental organizations, in the implementation of the Habitat
Agenda;
(h) To maintain and update a global directory of consultants and advisers
to supplement the skills available within the United Nations system
and, where necessary, to assist in the recruitment of experts at the global
level, including those belonging to developing countries and countries with
economies in transition;
(i) To initiate public information activities on adequate shelter for all
and sustainable human settlements development in cooperation with the Department
of Public Information of the United Nations Secretariat;
(j) To promote increased use of audiovisual and information technology relating
to adequate shelter and sustainable human settlements development;
(k) To carry out any additional responsibilities and functions assigned to
it by the General Assembly and the Economic and Social Council;
(l) To continue to execute the Global Strategy for Shelter to the
Year 2000, taking into consideration the Habitat Agenda;
(m) To analyse and monitor major trends in urbanization and the impact of
policies for urban and rural settlements, to track progress in the implementation
of the Habitat Agenda, and to continue its publications programme, including,
inter alia, publication of the Global State of Human Settlements
report;
(n) To provide assistance in establishing guidelines for national and local
monitoring and evaluation of the implementation of the Habitat Agenda through
the use of housing and human settlements indicator programmes;
(o) To promote human settlements management and communitybased development,
in particular aiming at achieving transparent, representative and accountable
governance through institutional development, capacitybuilding and partnership.
229. The primary function of the United Nations Centre for Human
Settlements (Habitat), located in Nairobi, Kenya, is to provide substantive
servicing to the Commission on Human Settlements and other intergovernmental
bodies concerned with adequate shelter for all and sustainable human settlements
development. It should be designated as a focal point for the implementation
of the Habitat Agenda. In the light of the review of the mandate of
the Commission on Human Settlements, requested in paragraph 224 above,
the functions of the United Nations Centre for Human Settlements (Habitat)
will also need to be assessed with a view to its revitalization. The
SecretaryGeneral is requested to ensure more effective functioning of the
Centre by, inter alia, providing sufficient human and financial
resources within the regular budget of the United Nations.
230. Within their mandates, subsidiary bodies of the Economic and
Social Council, such as the Commission on Sustainable Development, the Commission
for Social Development, the Commission on the Status of Women, the Commission
on Human Rights and the Commission on Population and Development, should
give due regard to human settlements issues, as set out in the Habitat Agenda.
231. The SecretaryGeneral is invited to ensure effective coordination
of the implementation of the Habitat Agenda and adequate consideration of
human settlements needs in all activities of the United Nations system.
The Administrative Committee on Coordination should review its procedures
at the interagency level to ensure systemwide coordination and full participation
of its entities in the implementation of the Habitat Agenda. These entities
should examine their programmes to determine how they can best contribute
to the coordinated implementation of the Habitat Agenda. The SecretaryGeneral
is requested to include the implementation of the Habitat Agenda in the mandates
of the existing interagency task forces of the Administrative Committee on
Coordination to facilitate integrated and coordinated implementation of the
Habitat Agenda.
232. The SecretaryGeneral is invited to continue to ensure effective
functioning of the United Nations Centre for Human Settlements (Habitat)
so as to enable it to fully discharge its mandate.
233. The important role of the Committee on Economic, Social and Cultural
Rights in monitoring those aspects of the Habitat Agenda that relate to States
parties' compliance with the International Covenant on Economic, Social and
Cultural Rights should be emphasized.
234. To strengthen their support for actions at the national level
and to enhance their contributions to an integrated and coordinated followup
by the United Nations, the specialized agencies and other organizations
of the United Nations system should be urged to consider and identify
the specific actions they will undertake to meet the priorities identified
in the Habitat Agenda.
235. In order to improve the efficiency and effectiveness of
United Nations organizations in providing support to the efforts for
the provision of adequate shelter for all and sustainable human settlements
development at the national level, and to enhance their capacity to achieve
the objectives of Habitat II, there is a need to renew, reform and revitalize
the various parts of the United Nations system, in particular its
operational activities. All relevant specialized agencies and related
organizations of the United Nations system are invited to strengthen
and adjust their activities, programmes and mediumterm strategies within
their mandates, as appropriate, to take into account the followup to Habitat
II, particularly at the field level. Relevant governing bodies should examine
their policies, programmes, budgets and activities in this regard.
236. International financial institutions should contribute to the
mobilization of resources for the implementation of the Habitat Agenda. To
this end, the relevant institutions are invited to take the following measures:
(a) The World Bank, the International Monetary Fund, the regional and subregional
development banks and funds and all other international finance organizations
should be invited to integrate adequate shelter for all and sustainable human
settlements development goals in their policies, programmes and operations,
for example by giving higher priority to those goals, where applicable, in
their lending programmes;
(b) The Bretton Woods institutions and other organizations and bodies of
the United Nations system should be invited to work together with concerned
countries, particularly developing countries, to improve policy dialogues
and develop new initiatives to ensure that structural adjustment programmes
promote adequate shelter for all and sustainable human settlements development,
giving particular attention to people living in poverty and other vulnerable
groups;
(c) The United Nations system, including the Bretton Woods institutions
and other United Nations specialized agencies, should be invited to
expand and improve their cooperation in the field of adequate shelter for
all and sustainable human settlements development to ensure that efforts
are complementary and, where possible, should combine resources in joint
initiatives for adequate shelter for all and sustainable human settlements
development built around the objectives of Habitat II.
4. Involvement of local authorities and civil society, including the private
sector
237. The effective implementation of the Habitat Agenda requires
strengthening local authorities, community organizations and nongovernmental
organizations in the spheres of education, health, poverty eradication, human
rights, social integration, infrastructure and improvement of the quality
of life, and relief and rehabilitation, enabling them
to participate constructively
in policymaking and implementation. This will require:
(a) Establishing legislative and regulatory frameworks, institutional
arrangements and consultative mechanisms for involving organizations in the
design, implementation and evaluation of human settlements strategies and
programmes;
(b) Supporting capacitybuilding programmes for such organizations in critical
areas such as participatory planning, programme design, implementation and
evaluation, economic and financial analysis, credit management, research,
information and advocacy;
(c) Providing resources through such measures as grant programmes, and technical
and other administrative support for initiatives taken and managed at the
community level;
(d) Strengthening networking and exchange of expertise and experience among
such organizations.
238. The contribution of local authorities and civil society, including
the private sector, to development can be enhanced by:
(a) Developing planning and policymaking procedures that facilitate partnership
and cooperation between Governments and civil society in human settlements
development;
(b) Encouraging business enterprises to pursue investment and other policies,
including noncommercial activities that will contribute to human settlements
development, especially in relation to the generation of work opportunities,
basic services, access to productive resources and construction of
infrastructure;
(c) Enabling and encouraging trade unions to participate in the generation
of work opportunities under fair conditions, the provision of training, health
care and other basic services, and the development of an economic environment
that facilitates the achievement of adequate shelter for all and sustainable
human settlements development;
(d) Supporting academic and research institutions, particularly in the developing
countries, in their contribution to human settlements development programmes,
and facilitating mechanisms for independent, detached, impartial and objective
monitoring of human settlements progress, especially through collecting,
analysing and disseminating information and ideas about adequate shelter
for all and sustainable human settlements development;
(e) Encouraging educational institutions, the media and other sources of
public information and opinion to give special attention to the challenges
of human settlements development and to facilitate widespread and wellinformed
debate about policies throughout the community.
5. Performance evaluation, indicators and best practices
239. It is essential to evaluate the impact of policies, strategies
and actions on the provision of adequate shelter and the achievement of
sustainable human settlements development. The results of these evaluations
will be considered by the relevant United Nations organs and bodies,
including the Commission on Human Settlements. The United Nations Centre
for Human Settlements (Habitat), together with other relevant organizations,
will be responsible for establishing an appropriate process for analysing
and monitoring major trends in urbanization and the impact of urban policies.
In particular, age and genderdisaggregated information on the impact of
urbanization on vulnerable and disadvantaged groups, including children,
should be collected, taking into account other relevant work in this field.
240. All partners of the Habitat Agenda, including local authorities,
the private sector and communities, should regularly monitor and evaluate
their own performances in the implementation of the Habitat Agenda through
comparable human settlements and shelter indicators and documented best
practices. The Centre's responsibilities will include providing assistance
to establish guidelines for national and local monitoring and evaluation
of the implementation of the Habitat Agenda through the use of housing and
human settlements indicator programmes. The data collection and analysis
capabilities of all these partners should be strengthened and assisted, where
appropriate, at all levels, especially the local level.
241. As part of their commitment to strengthening their existing shelter
and settlementsrelated data collection and analysis capabilities, Governments
at all levels, including local authorities, should continue to identify and
disseminate best practices, and should develop and apply shelter and human
settlements development indicators, including those that reflect the rights
and wellbeing of children. The key indicators, augmented by policyoriented
national and subnational level indicators specific to the different regions,
and other relevant information, as appropriate, will be used by Governments
for assessing national implementation of the Habitat Agenda. The indicators
should cover key areas of the Habitat Agenda, such as shelter, health, transport,
energy, water supply, sanitation, employment and other aspects of urban
sustainability, empowerment, participation and local responsibility, and
should be genderspecific where possible. Such information, which should be
available and accessible to all, will be provided to the United Nations,
taking into account the different reporting procedures in the economic, social
and environmental fields, and the need for reporting procedures to reflect
diversity in regional, national, subnational and, in particular, local
characteristics and priorities.
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